- Bank OZK (Charlotte, NC)
- …Job Purpose & Scope Responsible for maintaining risk management practices and conducting compliance testing to support and enhance the Bank's risk mitigation ... within established timeframes. Tracks all mandated and proactive internal control and compliance testing activities for Trust and Wealth Division. + Assists… more
- JE Dunn Construction Company (Charlotte, NC)
- …with the Aptitude Project Manager. - May be responsible for tracking and monitoring project budget and costs by using the project management system's cost reports ... as required, prior to cabling and device installation. - Ensures quality compliance through use of specifications, setting quality standards, in-house QA/QC and… more
- SMBC (Charlotte, NC)
- …to comply with regulations (eg, Swap Dealer recordkeeping, SEC and FINRA WORM compliance , FRB/OCC/FDIC Disaster Recovery testing ). - Prepare and present risk and ... Front Office Control Officers and AD-wide IT Control Officers. Assessments and monitoring of the control environment will be across information technology functions… more
- TD Bank (Charlotte, NC)
- …standards. management areas, broader organization, and enterprise as appropriate. **U.S. Compliance Monitoring and Testing provides governance, oversight, ... and support for central elements of the US Compliance Monitoring and Testing Program, including:** + Lead strategic planning efforts and support US … more
- TD Bank (Charlotte, NC)
- … Risk Assessment, regulatory controls management, Compliance Issue Management, Compliance Monitoring & Testing , Program Effectiveness Assessments, ... can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Department Overview:** **Why Work with Us?** At TD Bank… more
- Vanguard (Charlotte, NC)
- … compliance processes and program activities to support a robust Enterprise Compliance monitoring and testing program specific to Information Technology, ... build a compliance oversight program focused on implementation of monitoring and testing for IT, AI and Cybersecurity? Vanguard's Compliance Oversight is… more
- KeyBank (Charlotte, NC)
- …focus on deposit servicing functions. Additionally, the Compliance Manager will conduct compliance monitoring and testing to ensure compliance risks ... supporting deposit products is also applicable for mitigation of compliance risk. + Conduct compliance monitoring...well in a team environment. + Strong risk assessment, monitoring , and testing skills. + Sound decision-making… more
- KeyBank (Charlotte, NC)
- …to various lines of business. Additionally, the Compliance Officer will conduct compliance monitoring and testing to ensure compliance risks ... evolves and grows. + Proven ability to work in a team environment. + Compliance monitoring and testing skills. + Sound decision-making skills; able to make… more
- KeyBank (Charlotte, NC)
- …to consumer deposit accounts. Additionally, The Senior Compliance Officer will conduct compliance monitoring and testing to ensure compliance risks ... the development of new products and/or processes. + Conduct compliance monitoring to proactively identify process improvements...mitigating risk to Key. + Conduct gap analyses and testing to ensure compliance risks are mitigated… more
- KeyBank (Charlotte, NC)
- …and a strong focus on risks and controls. + Knowledge of internal controls, compliance testing and monitoring processes (including analytics), and applicable ... Risk Management ["CRM"], the incumbent will provide second line of defense testing and monitoring of complaints. Specifically, this role will assist in… more
- Bank of America (Charlotte, NC)
- …tactical initiatives. **_Skills:_** + Critical Thinking + Monitoring , Surveillance, and Testing + Regulatory Compliance + Risk Management + Coaching + Issue ... be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/Global-Financial-Crimes-Manager Enterprise- Monitoring Testing -Program\_25020659) **Job Description:** At Bank of… more
- TD Bank (Charlotte, NC)
- …Compliance for Credit Cards and Unsecured Lending, specifically related to regulatory compliance monitoring . This role will execute monitoring , conduct ... would require the following: + Ability to execute and enhance the Bank's monitoring program + Manages and/or perform independent compliance reviews of regulatory… more
- Coinbase (Charlotte, NC)
- …of operations. *What you'll be doing: * Lead a team of 10-15 Compliance (Transaction Monitoring / AML and Fraud Investigations/EDD) Analysts; * Ensure ... connection, and alignment. Attendance is expected and fully supported. The Compliance team within Customer Experience (CX) is responsible for developing and… more
- Truist (Charlotte, NC)
- …incorporated into appropriate compliance policies, standards, processes, training, and monitoring / testing activities at an enterprise level. + Works with ... and assesses Truist's Corporate cybersecurity legal, regulatory and industry compliance . Executes strategies for closing cybersecurity management compliance … more
- Lilly (Concord, NC)
- …drug and drug/device combination products through effective execution of product testing . **Position Description:** The QC Environmental Monitoring Supervisor ... will provide oversight and supervision of the QC Environmental Monitoring Technicians. The QC Environmental Monitoring Supervisor will coordinate environmental … more
- Bank of America (Charlotte, NC)
- …test structure to determine automation viability, accessing pertinent databases to source testing data, and collaborating with Compliance and Operational Risk ... + Adaptability + Attention to Detail + Collaboration + Monitoring , Surveillance, and Testing + Problem Solving...Execution Manager and Test Lead, develops and executes assigned testing scope as prescribed by the Global Compliance… more
- Sedgwick (Charlotte, NC)
- …Best Workplaces in Financial Services & Insurance Workforce Analytics & Productivity Monitoring Analyst **PRIMARY PURPOSE OF THE ROLE:** To manage the implementation ... responsible for administering and supporting workforce analytics and productivity monitoring platforms, ensuring optimal configuration, performance, and data integrity.… more
- Bank of America (Charlotte, NC)
- …and surveillance testing + Identifies and documents defects identified during testing , working closely with Compliance and Operational Risk officers and/or ... a team in support of coverage needs identified by Compliance and Operational Risk officers and/or Front Line Unit...+ Adaptability + Attention to Detail + Collaboration + Monitoring , Surveillance, and Testing + Problem Solving… more
- TD Bank (Charlotte, NC)
- …Financial Crime Risk Management **Job Description:** **Department Overview:** The US FCRM Monitoring & Testing Team is responsible for maintaining a dynamic, ... risk-based, 2LoD testing process designed to periodically review the design and...operating effectiveness of key processes and controls and assess compliance with relevant key laws, rules, and regulations. The… more
- Truist (Charlotte, NC)
- … testing team (RDT) team reporting to the Enterprise Data Assessment and Testing Director (within the Enterprise Independent monitoring and testing Team ... of Transaction testers. Also responsible for 2LOD Transaction and/or Conformance testing plan including overseeing the test planning and development, methodology,… more
