- TD Bank (Charlotte, NC)
- …following: + Serve as Compliance lead for managing and facilitating the US Compliance Risk Assessment , reporting to the US Head of Compliance ... + Manage the Compliance Risk Assessment framework to ensure the applicable regulatory compliance...through concise and clear messaging; ability to influence and lead at a senior level + Ability to work… more
- TD Bank (Charlotte, NC)
- …Business:** Financial Crime Risk Management **Job Description:** The US Financial Crime Risk Management (FCRM) Risk Assessment Team is responsible for ... assessments across the US units and segments, including identifying enhancements to the Risk Assessment Methodology and processes. The FCRM US ABAC Risk … more
- TD Bank (Charlotte, NC)
- …Business:** Financial Crime Risk Management **Job Description:** The Financial Crime Risk Management (FCRM) BSA/AML Risk Assessment Quality Assurance ... role, a candidate should possess strong knowledge/understanding of BSA/AML Risk Assessment process, including one or more...with FCRM partners and other related groups (such as Compliance , Legal and Risk etc.) to support… more
- Citigroup (Charlotte, NC)
- …control processes as well as monitoring control exceptions and breaches. + Knowledge of risk assessment , compliance with laws, rules, and regulations, and ... or other control function + Understanding of how to lead strong governance and controls, and build a culture...+ Demonstrates expertise in maintaining a robust Manager's Control Assessment in compliance with risk … more
- NTT America, Inc. (Charlotte, NC)
- …in sales and proposal presentations. + Assist with project initiation, project risk assessment , project team startup, project execution, and post-project review. ... forward-thinking organization, apply now. We are currently seeking a Risk & Compliance Consulting Manager to join...the areas below:** 1. - Financial Crimes, including AML Risk Assessment , KYC (CDD+EDD), transaction monitoring and… more
- NTT America, Inc. (Charlotte, NC)
- …project proposals and cost estimates. + Assist with project initiation, project risk assessment , project team startup, project execution, and post-project ... forward-thinking organization, apply now. We are currently seeking a Risk & Compliance Consultant to join our...the areas below:** 1. - Financial Crimes, including AML Risk Assessment , KYC (CDD+EDD), transaction monitoring and… more
- USAA (Charlotte, NC)
- …federal regulatory requirements and associated business impacts. + Provides operational and compliance risk oversight for USAA, its affiliates, and USAA ... impactful. **The Opportunity** We are seeking a Director of Risk and Compliance Management with extensive experience...risk management. + 3 years of direct team lead or management experience. + Knowledge of relevant industry… more
- PNC (Charlotte, NC)
- …in this position. **Preferred Skills** Audit Management, Continuous Monitoring, Control Assessment , Internal Controls, Process Control, Risk Assessments, Risk ... Team Manager, you will be within PNC's Internal Audit organization, supporting the Model Risk Audit Team Audit team. This position is primarily based in a PNC… more
- US Bank (Charlotte, NC)
- …will have or exhibit the following: + Strong writing skills with experience in documenting risk analysis results + Ability to lead and coordinate work efforts to ... of 10 years of experience in information technology, information security, risk management, and/or compliance Preferred Skills/Experience: + Experience in… more
- TD Bank (Charlotte, NC)
- …+ Knowledge of Non-Model/EUC risk management framework, including risk level assessment and controls + Compliance or QA/QC testing or audit experience + ... models. The role will support the governance of Non-Model/EUC risk to the bank by executing compliance ...escalation, review and approval processes, data management, policies and risk assessment processes + Directs the development… more
- Citizens (Charlotte, NC)
- …is highly desirable. Understanding of B2B, B2C, C2C legal and payment structures. + Risk Assessment Skills: The ability to manage and execute risk ... of Defense and identify and mitigate potential risks within the embedded banking risk and controls environment. This includes assessment of the likelihood and… more
- Bank of America (Charlotte, NC)
- …exams, internal audits, and other monitoring and inspection reviews + Define and lead risk mitigating strategies to address key technology areas to ensure ... regulatory engagementand governance subject matter expertise to support a culture of risk identification, escalation and timely mitigation of compliance and… more
- City National Bank (Charlotte, NC)
- …opportunity to strengthen the operational risk management framework, which includes risk identification and assessment ; risk measurement; risk ... monitoring plans, the adequacy of control management activities and assessment results, and risk mitigation strategies to...services industry * Minimum 7 years of experience in risk management, operational risk management, compliance… more
- First Horizon Bank (Charlotte, NC)
- …with second line of defense risk management to ensure appropriate execution of risk activities including assessment of risk , development and oversight of ... M-F 8-5; other times as needed **Job Responsibilities:** + Lead the implementation and execution of risk ... risk management organization including new product governance, Risk and Control Self- Assessment (RCSA), key … more
- Regions Bank (Charlotte, NC)
- …requested information and developing materials, as needed + Continuously monitors control compliance and prevalent risk environment to ensure that exposures are ... management or financial industry **Preferences** + Knowledge of Enterprise Governance, Risk Management and Compliance (EGRC) technologies*Knowledge of the… more
- Truist (Charlotte, NC)
- …who will cover the Truist Enterprise Risk Management domain to validate risk assessment outcomes for Truist Enterprise Risk Programs, Enterprise ... for leading the coordination and delivery of value-added independent, objective risk -based internal audit assurance services for the Audit Committee and Executive… more
- Truist (Charlotte, NC)
- …and issues) as directed by the BUCRO. 6. Assist the BUCRO with monitoring of risk exposures, concentrations and limits for compliance with risk appetite as ... including engagement in on-going Governance requirements and participation in regulatory activities. 9. Lead team of risk professionals in support of these job… more
- Truist (Charlotte, NC)
- …Operating Model including risk advisory, effective challenge and independent risk assessment responsibilities and delivery. 2. Ensures active engagement and ... framework across data supply chains. 9. Demonstrated ability to lead and manage effectively in a highly matrixed and...(On or Offshore, Vendors, etc.) 4. Familiar with Governance Risk and Compliance platforms, eg, Archer **General… more
- Truist (Charlotte, NC)
- …following job description:** Develop, implement, and deliver an independent data assessment methodology and output that measures adherence to data management ... business impact of specific identified issues, as well as assist the Data Risk Director with compiling the results of assigned enterprise data entity reviews.… more
- Truist (Charlotte, NC)
- …support the identification, monitoring, assessing, managing, reporting and governance of operational risk . This individual will lead and manage a team enhancing ... purpose, mission, and values by fostering rigor and discipline focused on risk and compliance awareness, ethical business practices, transparency and escalation.… more