- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Manager -...and drives actions to address the root causes that lead to compliance risk issues and/or ... and connects to team strategy, priorities and contributions. + Risk Manager : Ensures proper risk ...and drives actions to address the root causes that lead to compliance risk issues… more
- Bank of America (Charlotte, NC)
- EAC Compliance & Operational Risk Manager ...and drives actions to address the root causes that lead to compliance risk issues and/or ... + Independent and takes initiative The Enterprise Area of Coverage (EAC) Compliance & Operational Risk (C&OR) Manager is a subject matter expert on specific… more
- Bank of America (Charlotte, NC)
- Compliance & Operational Risk Manager - Quality...arise and drives actions to address the root causes that lead to compliance risk issues and/or ... business strategy with appropriate controls. The individual will be a Compliance and Operational Risk Manager in the Global Markets (GM) Compliance… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Manager ...and drives actions to address the root causes that lead to compliance risk issues and/or ... Making + Negotiation + Process Management + Written Communications The Compliance and Operational Risk (C&OR) Manager is responsible for engaging in… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Manager - Global...arise and drive actions to address the root causes that lead to compliance risk issues and/or ... and drives actions to address the root causes that lead to compliance risk issues...and connects to team strategy, priorities and contributions. + Risk Manager : Ensures proper risk … more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Manager - Control...arise and drives actions to address the root causes that lead to compliance risk issues and/or ... job is responsible for the execution of the Global Compliance - Enterprise Policy, the Operational Risk ...junior team members. + Respond to AMRS regulatory Inquiries, lead /facilitate meetings with Research Legal and Investment Banking Legal.… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Manager ...and drives actions to address the root causes that lead to compliance risk issues and/or ... job is responsible for executing second line of defense compliance and operational risk oversight for a...best connect with others; inspires others to follow his/her lead + Constructively challenges; supports opinion and recommendations with… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Manager Charlotte,...FLU and drives actions to address the root causes that lead to compliance risk issues and/or ... This job is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit (FLU). Key responsibilities include… more
- Bank of America (Charlotte, NC)
- Compliance & Ops Risk Manager Charlotte,...arise and drives actions to address the root causes that lead to compliance risk issues and/or ... us! **Job Description:** This job is responsible for the execution of the Compliance and Operational Risk Management (CORM) Program. Key responsibilities include… more
- Bank of America (Charlotte, NC)
- Compliance & Op Risk Manager...quality of alerts, including timestamps and market data. + Lead periodic parameter reviews to analyze the quality and ... systems to surveillance alert generation. + Serve as technical liaison for GBAM Compliance and Operational Risk groups regionally on interactions with internal… more
- Bank of America (Charlotte, NC)
- …problems or issues that arise and drives actions to address the root causes that lead to compliance risk issues and/or operational risk losses, ... EAC Compliance & Operational Risk Specialist Charlotte,...the "why" and connects contributions to business results. + Risk Manager : Leads and encourages the identification,… more
- Truist (Charlotte, NC)
- …data privacy organization, participating in enterprise change initiatives to review privacy compliance risk and working directly with Privacy Compliance ... risk within the change initiative. The Privacy Change Risk Lead Analyst will be required to...will be required to understand, analyze, and apply privacy risk and compliance principles to make business… more
- Bank of America (Charlotte, NC)
- …to the manager 's specific area of responsibility. Supports accountability for compliance elements of the Risk Framework, maintaining appropriate oversight of ... Consumer AML High Risk Detection Senior Operations Manager Charlotte,.... Executes against regulatory, BSA/anti-money laundering, and economic sanctions compliance practices relevant to the manager 's area… more
- US Bank (Charlotte, NC)
- …controls. . Expert understanding of risk management frameworks (eg, global compliance risk management, control programs, change management, and third-party ... loan management, etc.). This role supports the Senior Audit Manager - Credit Risk , Senior Audit Director...skills and experiences to effectively manage deliverables, own and lead CAS related credit risk portfolio review… more
- US Bank (Charlotte, NC)
- …entities where USB owns a majority (controlling) interest. This position supports the Risk Management & Compliance (RM&C) team within CAS, specifically focusing ... of the Board of Directors . The Senior Audit Manager will lead a team of audit...compliance requirements, key technology dependencies, and ensuring appropriate risk coverage **Primary Responsibility** * Support Audit leadership in… more
- Deloitte (Charlotte, NC)
- Financial Services Risk Management Manager Our practitioners have the opportunity to engage a diverse and challenging portfolio of projects which include the ... critical to the success of our clients. As a Manager , you will have opportunities to: + Learn how...+ Direct working experience related to product management, regulatory compliance , risk management or controls oversight +… more
- US Bank (Charlotte, NC)
- …& Compliance (RM&C) Business Line, is hiring an ORM Strategic Transaction Risk Manager . This is an exciting opportunity to drive and enhance operational ... One. **Job Description** Partners with their assigned Line of Business, other Risk / Compliance /Audit (RCA) professionals, and RCA Managers to, depending on their… more
- US Bank (Charlotte, NC)
- …assignments, problem loan management, etc.). This role supports the CAS Senior Audit Manager - Credit Risk Portfolio Reviews in providing the Audit Committee ... audit policies and procedures. This individual will have skills and experiences to lead CAS related credit risk portfolio review audit activities in support… more
- USAA (Charlotte, NC)
- …As a dedicated **Audit Manager - Operational Risk Management/Fraud Risk ** , you will lead and implement complex audit engagements throughout the ... experience. + Experience performing internal audits, external audits, or applying audit, risk , or compliance skill in a complex operational and regulatory… more
- Deloitte (Charlotte, NC)
- Deloitte Risk and Financial Advisory Risk , Data and Regulatory Liquidity - Manager Deloitte Risk and Financial Advisory's Financial Services Industry ... Demonstrate appropriate compliance and control of interest rate and liquidity risk + Implement programs, measures, and tools to efficiently manage interest rate… more