- Vanguard (Charlotte, NC)
- Overview Join the new Controls and Governance department as a highly skilled and motivated senior controls leader within the Advice and Wealth Management ... (AWM) Division. Reporting to the AWM Head of Controls and Governance , this leader will build...Awareness: Develop and maintain knowledge and awareness of the wealth and investment industry, risk and control … more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Supervisory Control Specialist to join our Client Relationship Group (CRG) within Wealth and Investment ... with regulatory, compliance and legal requirements. The Senior Supervisory Control Specialist understands the complexity, partnership needs and customer service… more
- Wells Fargo (Charlotte, NC)
- …Controller Division** The Controllers group delivers subject matter expertise, counsel, governance , and oversight for all Wells Fargo controllership activities to ... the following line of business and functional areas: + Commercial Banking, Wealth & Investment Management, and Enterprise Functions + Corporate Investment Banking,… more