- Truist (Charlotte, NC)
- …in the delivery of value-added independent and objective risk-based internal audit assurance and advisory services. The Senior Audit Manager further develops and ... services and assists in line of business relationship management and risk monitoring . ESSENTIAL DUTIES AND RESPONSIBILITIES Following is a summary of the essential… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a **Senior Quality Assurance Analyst** to support Commercial Banking Operations (CBO), Corporate & Investment Banking ... (CIB) and Wealth Investment Management (WIM). The Wholesale Operations Quality Assurance Team is part of the Wholesale/Global Operations team supporting… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a ** Quality Assurance Analyst** to support Commercial Banking Operations (CBO), Corporate & Investment Banking (CIB) ... and Wealth Investment Management (WIM). The Wholesale Operations Quality Assurance Team is part of the Wholesale/Global Operations team supporting Commercial… more
- Wells Fargo (Charlotte, NC)
- …and better serving customers. **The Role** The Global Operations Head of Quality Assurance , Business Accountability Executive will manage and develop multiple ... internal and external partners associated with the area of Quality Assurance and who are affected by...closely with other functions (eg, Control, IRM, Tech and Finance ) and Lines of Business given impact of Ops… more
- Truist (Charlotte, NC)
- …Auditor (CIA), Certified Public Accountant (CPA) and Certification in Risk Management Assurance (CRMA) 4. Broad understanding of finance and accounting concepts ... in the delivery of value-added independent and objective risk-based internal audit assurance and advisory services. The Senior Audit Manager further develops and… more
- US Bank (Charlotte, NC)
- …- Proficiency in Python - Experience with data warehousing, data structures and data quality assurance testing using SQL, or similar database language - Thorough ... what you excel at-all from Day One. **Job Description** Quantitative Finance Implementation & Monitoring (QF I&M) is a group within Corporate Treasury that… more
- Coinbase (Charlotte, NC)
- …channels and in written narratives as necessary * Incorporate feedback from Quality Assurance Team * Maintain detailed documentation to demonstrate compliance ... function efficiently, comply with regulatory requirements, and consistently deliver high- quality resolutions. As a Senior Analyst, Compliance TMS Quality… more
- Insight Global (Charlotte, NC)
- …channels and in written narratives as necessary . Incorporate feedback from Quality Assurance Team . Maintain detailed documentation to demonstrate compliance ... policies and programs including investigating automated alerts from our transaction monitoring systems, and referrals sourced from law enforcement requests and other… more
- Bank of America (Charlotte, NC)
- …standards. Job expectations include monitoring and testing controls and implementing quality assurance and quality control processes within the CFO ... years of professional work experience in risk management and/or finance preferably in the financial services industry + Hands-on...Management + Monitoring , Surveillance, and Testing + Quality Assurance + Risk Management + Analytical… more
- American Express (Charlotte, NC)
- …This Manager role is for the Systems Change Office within Financial Reporting Quality Assurance Organization (FRQA), in support of the Regulatory Reporting ... changes to Regulatory Requirements and the end-to-end automation through the Finance Modernization Data Pipeline, leading program and change governance efforts for… more
- Wells Fargo (Charlotte, NC)
- …varying complexity within scope of responsibility including providing secondary reviews along with quality control and quality assurance for members of your ... portfolio of loans, and partnering with Corporate Bankers for underwriting, documenting, monitoring and reacting to credit quality changes. This involves… more
- Wells Fargo (Charlotte, NC)
- …mentor a team of quantitative analysts, overseeing project execution, resource planning, and quality assurance . + Lead the development of model libraries and ... lifecycle. This includes identification, development, validation, implementation, usage, performance monitoring , documentation, and risk reporting of models. The team… more
- Truist (Charlotte, NC)
- …managing the delivery of value-added independent, objective risk-based internal audit assurance services for the Audit Committee and Executive Management. Through ... well-developed relationships with Senior Management and ongoing business monitoring activities, the Director develops a comprehensive, dynamic audit plan, and… more
- USAA (Charlotte, NC)
- …integrates an understanding of consumer banking regulatory knowledge with risk-based assurance practices and collaborates across business and compliance teams. In ... complex audit engagements throughout the audit lifecycle. Leads continuous monitoring and advisory activities, special reviews and investigations. + Responsible… more
- Grant Thornton (Charlotte, NC)
- …knowledge of professional standards to assist engagement teams in evaluating or monitoring independence and assisting others in the Independence with the development ... of GT independence policies and quality control processes. The individual should be comfortable working...have under the applicable professional standards. + Assist in monitoring independence for larger private equity firms for which… more
- USAA (Charlotte, NC)
- …to assess remediation efforts, document results and contribute to risk-based assurance activities. You will perform risk and control identification and evaluation, ... **What you'll do:** + Independently executes audit test work timely and with high quality . + Executes and may lead as Auditor in Charge (AIC) for audit engagements… more
- Capital One (Charlotte, NC)
- …Audit function is a dedicated group of professionals focused on delivering top- quality assurance services to the organization's Audit Committee. Audit ... monitor assigned audit universe for needed updates.** + **Participate in continuous monitoring activities and update risk assessments, audit universe, and audit plan… more
- American Express (Charlotte, NC)
- …improvements + Identifying areas of risk for intervention, including conducting independent quality assurance and process testing + Reviewing thematic risk ... update assessment criteria to align with regulatory updates) + Conduct control monitoring (supplemental to BU process owners testing) and compile key operational… more
- TD Bank (Charlotte, NC)
- …thought partner to the Senior Manager, contributing to the team's roadmap, quality assurance efforts, and alignment with regulatory expectations.** + ... standards and development of procedures, awareness and specialized training, monitoring , reporting and information, escalation of issues and events. **Depth… more
- Robert Half Technology (Statesville, NC)
- …of workflows, user stories, and processes while participating in testing and quality assurance . Strong leadership, problem-solving, and communication skills are ... projects, managing budgets and resources, addressing risks, and ensuring high- quality outcomes. This role involves gathering and analyzing business requirements,… more
