- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Financial Controls Manager within the Enterprise COSO testing team. The Enterprise Finance function contains ... the Corporate Controllers division, which includes the Enterprise Controls & Oversight (EC&O) group. The Enterprise COSO testing team is a component of EC&O.… more
- City National Bank (Charlotte, NC)
- *OPERATIONAL RISK BUSINESS OVERSIGHT MANAGER I - Entertainment & Sports Banking, Private Banking and Wealth Management* WHAT IS THE OPPORTUNITY? Operational Risk ... assessment teams related to the following control management activities: control identification to match appropriate controls with identified risk exposures… more
- Wells Fargo (Charlotte, NC)
- …lending products + Experience testing risks and controls related to financial crimes governance & oversight functions **Job Expectations:** + Ability to ... **About this role:** Wells Fargo is seeking an Audit Manager , Vice President on the Financial Crimes...lines of business, and evaluates the system of internal controls and processes related to financial crimes.… more
- City National Bank (Charlotte, NC)
- *OPERATIONAL RISK BUSINESS OVERSIGHT MANAGER II- Payment Systems* WHAT IS THE OPPORTUNITY? Operational Risk Management (ORM) is responsible for providing ... RBC. The ORBO Manager II is responsible for providing advisory and oversight for Payments within the ORM, with a particular focus on strengthening operational… more
- Wells Fargo (Charlotte, NC)
- …this role** **: Wells** Fargo is seeking talent to join the Business Risk Control and Regulatory Oversight team under the Chief Operating Office (COO) ... at wellsfargojobs.com (https://www.wellsfargojobs.com/career-areas/) . **Business** **Overview:** The Business Risk Control and Regulatory Oversight Early Talent program… more
- Bank of America (Charlotte, NC)
- …age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/Sr-Business- Control -Specialist Global-Payment-Operations-Business-Risk-and- Controls ... adherence to enterprise-wide standards. Job expectations include monitoring and testing controls and implementing quality assurance and quality control processes… more
- TD Bank (Charlotte, NC)
- …of Business:** Financial Crime Risk Management **Job Description:** The Senior Financial Crime Risk Oversight Analyst provides a range of research, guidance, ... and business oversight to assigned portfolio, business, or function to ensure...portfolio, business, or function to ensure that strong AML/ATF/Sanctions/ABAC controls and processes are in effect to mitigate inherent… more
- TD Bank (Charlotte, NC)
- …you consider this opportunity.** **Job Profile Summary:** The Senior Compliance Business Oversight Manager provides advice, support and objective guidance to ... Solves unique and ambiguous problems with broad impact; typically oversees standards, controls and operating methods that have significant financial and… more
- TD Bank (Charlotte, NC)
- … compliance risk management program.** The **Corporate Office Compliance Business Oversight Manager ** is responsible for assisting with the administration ... consumer interests remain a top priority. **Job Summary:** The Compliance Business Oversight Manager provides advice, support and objective guidance to assigned… more
- City National Bank (Charlotte, NC)
- *PAYMENTS RISK ADVISORY AND OVERSIGHT MANAGER * WHAT IS THE OPPORTUNITY? The Payments Risk Advisory and Oversight Manager will support key elements of the ... standard requirements are adhered by the enterprise. This role will execute effective oversight and challenge over the business/First Line of Defense (1LOD) and help… more
- TD Bank (Charlotte, NC)
- …of control requirements and engaging FCRM advisory groups when required. The Senior Manager , Financial Crime Risk Oversight oversees the team and leads ... Financial Crime Risk Management **Job Description:** The Senior Manager , Transaction Screening Capabilities and Delivery will oversee payment screening, trade… more
- Wells Fargo (Charlotte, NC)
- …audits across Wells Fargo lines of business, and evaluates the system of internal controls and processes related to financial crimes. The Financial Crimes ... Wells Fargo is seeking a Senior Auditor on the Financial Crimes Audit Team. The Financial Crimes...and accurate + Identify and assess key risks and controls + Execute and document work in accordance with… more
- TD Bank (Charlotte, NC)
- …regulator expectation + Identifies and communicates areas of non-compliance and/or material control weaknesses + Responsible for the oversight of business ... **Desired Skills & Experience:** + Experience in a compliance, risk, or regulatory oversight role within consumer financial services. + Working knowledge of… more
- Truist (Charlotte, NC)
- …leadership and drives the successful implementation of the Enterprise Data Risk Oversight (EDRO) Program in teh second line of defense (2LoD) including management ... moving to Audit for validation. 9. Provides risk advisory to strengthen data risk controls when applicable. Be the Point of contact for data risk areas within… more
- TD Bank (Charlotte, NC)
- …complete and accurate, with effective controls in place. This role provides controls oversight to include testing US Liquidity reports and US Treasury ... of Business:** Finance **Job Description:** **Department Overview:** US Treasury ** Financial Analyst III** is a member of TD's US...III** is a member of TD's US Treasury Internal Controls team, whose objective is to supplement control… more
- ALBEMARLE (Charlotte, NC)
- …and the planet. **Job Description** **Role Description:** Albemarle is seeking a Project Controls Manager to establish and maintain the capital project cost and ... safety culture and Core Values. + Provide development, leadership, oversight , advice, and guidance to project teams for project..., advice, and guidance to project teams for project controls activities. + Provide feedback, and balance the supply… more
- Bank of America (Charlotte, NC)
- Sampling Methodology Oversight Senior Analyst Charlotte, North Carolina;Pennington, New Jersey; Atlanta, Georgia; Newark, Delaware; Phoenix, Arizona; Fort Worth, ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/Sampling-Methodology- Oversight -Senior-Analyst\_24040814-2) **Job Description:** At Bank of America, we are… more
- Citigroup (Charlotte, NC)
- …the procedural implementation and change management to ensure sound governance and controls . + Enhances and automates control processes, monitors control ... controls , and a culture of responsible finance, contributing to the implementation and oversight of the Control Framework. + Adheres to firm's Code of… more
- Truist (Charlotte, NC)
- …will interpret the results of audit work performed, determine internal control weaknesses, and make value-added recommendations. On occasion, the Truist Senior ... 2. Analyze process documentation to evaluate design effectiveness and efficiency of controls . 3. Design and execute testing strategy by incorporating the use of… more
- Bank of America (Charlotte, NC)
- …The Data Quality Testing Lead is accountable for leading transaction and / or controls testing within the Financial Regulatory Reporting or Global Financial ... Data Quality Testing Lead (Transaction & Conformance & Controls ) Charlotte, North Carolina;Atlanta, Georgia; Phoenix, Arizona **To...are guided by a common purpose to help make financial lives better through the power of every connection.… more