- Bank of America (Charlotte, NC)
- …providing risk oversight and advice to the Line of Business (LOB) on risk management issues. Key responsibilities include monitoring and adhering to risk ... thresholds within the defined corporate standards, assisting in conducting execution of risk framework activities including independent monitoring and testing of… more
- Truist (Charlotte, NC)
- … regulatory reporting function. Such programs include effectiveness testing, risk monitoring , reporting, training, and remediation activities. Help identify ... risk exposure within the regulatory reporting framework. Support the training of regulatory reporting production teammates and data providers on… more
- Bank of America (Charlotte, NC)
- …Experts (SMEs) within the US team to validate the completeness and accuracy of GRR's high- risk regulatory reports (FFIEC 031, FR Y9C, FR Y-15, FR Y-14Q, etc.) ... framework activities including, but not limited to, independent monitoring and testing of controls and risk ... reports through operationally efficient processes to support the production of various regulatory reports as required… more
- Deloitte (Charlotte, NC)
- …and services + Experience with systems related to trading, operations, lending, compliance monitoring , regulatory reporting, risk or case management, or data ... provides a broad spectrum of services to address the operational, technological, regulatory , and risk management challenges faced by financial services clients… more
- Regions Bank (Charlotte, NC)
- …firm + Builds tools to be used throughout the firm in credit underwriting, portfolio monitoring and risk assessment + Provides support to area of expertise on ... and social risk management priorities and reporting needs based on regulatory and industry best practices (eg, scenario analysis, industry trending, etc.) +… more
- Huntington National Bank (Charlotte, NC)
- …their requests on a timely and accurate basis. + Work closely with capital market risk production team to ensure the model ongoing performance monitoring and ... counterparty credit risk , and keep ongoing compliance with model risk management requirements, and regulatory requirements. Duties and Responsibilities: +… more
- Trane Technologies (Davidson, NC)
- …at work and at home. We boldly go. As part of the Cybersecurity Governance, Risk , and Compliance (GRC) team, the Senior Analyst, Cybersecurity Supply Chain Risk ... manner that allows Trane Technologies to manage identified risks and meet regulatory and compliance requirements. This role reports to the Senior Manager,… more
- Bank of America (Charlotte, NC)
- …laws, rules and regulations to the design, implementation, and management of sanctions risk monitoring , testing, assessment, and analysis of FLU/CF processes. + ... monitors related performance and breach remediation. + Assists in production of independent economic sanctions risk management...Contributes to risk coverage plans, executes independent risk monitoring , testing, and risk … more
- Wells Fargo (Charlotte, NC)
- …all Production related documentation as required + Ensure effective Production monitoring , alarming and notification response/maintenance + Must be able ... for any production environment changes + Maintain operational sustainment and risk reduction in the eco-system by aggressively pursuing safety and soundness type… more
- Bank of America (Charlotte, NC)
- …plan as needed + Contributes to risk coverage plans, executes independent risk monitoring , testing, and risk assessments + Supports with escalating ... requirements and operational risks are appropriately addressed + Assists in the production of independent financial crimes risk management reporting to Global… more
- US Bank (Charlotte, NC)
- … production , and ongoing maintenance (including tuning and performance monitoring ) of the Bank's Anti-Money Laundering (AML) Transaction Monitoring ... SQL and will have some combination of prior experience with BSA/AML monitoring applications, corporate risk /audit functions, reporting and development of… more
- Huntington National Bank (Charlotte, NC)
- … risk measurement, model development, in-depth analysis, internal and regulatory risk reporting, stress testing, and model ongoing monitoring in a strong ... business lines + Production of committee presentation materials and regulatory market risk disclosures. + Execution of ongoing monitoring results in… more
- Truist (Charlotte, NC)
- …in Production to uphold metric and data integrity + Ongoing analysis of in Production metrics to identify root cause of risk metrics that breach risk ... is to develop, install, and sustain data-driven solutions to evidence legal, regulatory and industry compliance. Leads, develops, and executes data strategies for… more
- Bank of America (Charlotte, NC)
- …plan as needed + Contributes to risk coverage plans, executes independent risk monitoring , testing, and risk assessments + Supports with escalating ... requirements and operational risks are appropriately addressed + Assists in the production of independent financial crimes risk management reporting to Global… more
- Bank of America (Charlotte, NC)
- …plan as needed. + Contributes to risk coverage plans, executes independent risk monitoring , testing, and risk assessments. + Supports with escalating ... requirements and operational risks are appropriately addressed. + Assists in the production of independent financial crimes risk management reporting to Global… more
- Bank of America (Charlotte, NC)
- …**Skills:** + Controls Management + Internal Audit Review + Issue Management + Monitoring , Surveillance, and Testing + Regulatory Relations + Benchmarking + Data ... Analysis + Interpret Relevant Laws, Rules, and Regulations + Regulatory Compliance + Risk Management + Data...regulatory and internal climate scenario stress results + Production of presentation materials + Work with external teams… more
- Wells Fargo (Charlotte, NC)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), ... and collateral information that is included in SEC and regulatory filings. This role requires an ability to evaluate...effective escalation and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring… more
- Wells Fargo (Charlotte, NC)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), ... obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring , governance, … more
- Wells Fargo (Charlotte, NC)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), ... obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring , governance, … more
- Wells Fargo (Charlotte, NC)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), ... obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring , governance, … more