- TD Bank (Charlotte, NC)
- …with a team of enthusiastic colleagues dedicated to setting new industry standards. The Senior Compliance Business Oversight Manager provides advice, ... risk management activities, leveraging the third-party's regulatory intelligence to strengthen compliance oversight of applicable laws, rules, and regulations,… more
- TD Bank (Charlotte, NC)
- …with a team of enthusiastic colleagues dedicated to setting new industry standards. The Senior Compliance Business Oversight Manager - Collections will ... may vary depending on availability and individual circumstances._ **Job Description Summary** The Senior Compliance Business Oversight Manager provides… more
- TD Bank (Charlotte, NC)
- …may vary depending on availability and individual circumstances._ **Job Description Summary:** The Senior Compliance Business Oversight Analyst provides ... role is part of the US Compliance Business Management Team which provides oversight and...and discretion in interacting and communicating with staff and senior management of the Bank with respect to significant… more
- TD Bank (Charlotte, NC)
- …on availability and individual circumstances. **Job Profile Summary** The Senior Manager, Compliance Business Oversight manages and leads a team of ... Compliance laws + Works with executive team, senior business unit management/partners to develop proactive...subject matter expertise and Compliance advice to business management + Maintains oversight (via review… more
- TD Bank (Charlotte, NC)
- …with a team of enthusiastic colleagues dedicated to setting new industry standards. **The Compliance Business Oversight Manager manages the oversight of ... that can pivot quickly and adapt to changing priorities.** **Job Summary:** The Compliance Business Oversight Manager provides advice, support and objective… more
- TD Bank (Charlotte, NC)
- …a culture of compliance that will cascade throughout the organization. The Compliance Business Oversight Manager - Commercial Banking will provide ... vary depending on availability and individual circumstances._ **Job Profile Summary** The Compliance Business Oversight Manager provides advice, support and… more
- Truist (Charlotte, NC)
- …Supports development of key management reporting as needed. This position reports to the Senior Risk Oversight Manager. This position will also work closely with ... the successful implementation and delivery of the LoD2 Enterprise Data Risk Oversight Program. Responsible for understanding and executing against the key 2LOD risk… more
- USAA (Charlotte, NC)
- …but are not limited to: + Establishes trust and rapport with senior business leaders across the enterprise to sustain oversight of the **second line risk ... Provide risk management and governance leadership, operational direction and operational oversight of Information Security, Business Continuity, Data Center… more
- Truist (Charlotte, NC)
- …taxonomy, and governance routines within Risk Programs. 7. Lead the AI Risk Oversight Working Group, facilitating a forum for senior stakeholders to monitor, ... and communication skills, with the ability to influence and collaborate with senior stakeholders. 6. Experience developing and improving business processes, risk… more
- TD Bank (Charlotte, NC)
- …line with TD's Compliance Program + Works with executive team, senior business management/partners to develop proactive strategies, tactics, policies and ... closely with other senior managers who lead functional verticals (eg, compliance training, issues management, risk assessment, third-party oversight ) and act… more
- TD Bank (Charlotte, NC)
- …in line with TD's Compliance Program + Work with executive team, senior business management/ partners to develop proactive strategies, tactics, policies and ... you more specific details for this role. **Line of Business :** Compliance **Job Description:** **Why Work with...detail, and strong executive communication skills to interact with senior compliance stakeholders and audit partners. Key… more
- City National Bank (Charlotte, NC)
- * COMPLIANCE OFFICER SENIOR * WHAT IS THE OPPORTUNITY? The Compliance Officer Senior - Mortgage is responsible for managing and maintaining assigned areas ... compliance program covering US Mortgage Banking including monitoring business area compliance with applicable laws and...compliance . This role is responsible for directly managing oversight of the US Mortgage Banking division, assisting … more
- Vanguard (Charlotte, NC)
- …including root cause analysis and recommendations for remediation. Communicates findings to business partners and senior compliance leadership. + Provides ... in Regulation E, Regulation CC, NACHA rules, and FINRA oversight . You will design and execute compliance ... compliance guidance and advisory support to business units, helping to mitigate risk and strengthen control… more
- US Bank (Charlotte, NC)
- …formal PCI assessments for Payments + Ensures that controls used to mitigate business risks are properly designed, executed, and documented. Serves as a consult to ... ensure facilitation/ oversight and response to inquiry/examination. + Challenging the interpretation...Data Flow Diagrams and documentation, and how to maintain compliance + Determining Scope and proposing solutions for reducing… more
- Universal Engineering Sciences (Pineville, NC)
- …execution, risk assessments and regulatory compliance , to ensure they align with business objectives set forth by senior management. The Senior Project ... ensuring projects are completed safely, on time, and within budget. + Provide senior technical oversight and expertise on complex proposals and budgets. +… more
- Truist (Charlotte, NC)
- …Acting as a key liaison between executive leadership, technical teams, and business partners, the Senior Technology Change Analyst champions continuous ... (United States of America) **Please review the following job description:** The Senior Technology Change Analyst serves as a strategic portfolio leader, partnering… more
- TD Bank (Charlotte, NC)
- …to the Senior Manager, Global Regulatory Change & Library Governance, the Compliance Business Oversight Manager will support the Global Regulatory ... complete. To that end, the incumbent will work with Oversight Functions (designated Regulatory Compliance Management accountability...staff + Prepares reports of findings and presents to senior compliance and business line… more
- American Express (Charlotte, NC)
- …analytics oversight processes. + Present insights and recommendations to senior banking leadership in a clear and compelling way. **Minimum Qualifications:** + ... diverse audiences. **Preferred Qualifications:** + Experience in financial services oversight , compliance , or governance-related analytics. + Strong… more
- Truist (Charlotte, NC)
- …financial plan. Possess the capabilities to serve as a proxy for the Wholesale Business Unit Risk Team with senior leadership, committee presentations, audit or ... with identifying, assessing, controlling, mitigating, and communicating risks associated with business processes and decisions. Provide oversight and governance… more
- The Hartford (Charlotte, NC)
- Information Security Senior Specialist - IS07EE We're determined to make a difference and are proud to be an insurance company that goes well beyond coverages and ... team as we help shape the future. Technology Risk Senior Specialist We are looking for a Technology Risk...First Line of Defense, dedicated to ensuring sound governance, oversight and execution of IT risk and controls across… more