- USAA (Tampa, FL)
- …position. As a member of the second line of defense, the Compliance and Operational Risk Testing Analyst implements independent testing under the ... requirements are adhered to. + Completes assigned compliance and operational risk testing activities in accordance with established timelines and high… more
- USAA (Tampa, FL)
- …a Degree. + 8 or more years of relevant work experience (internal/external audit, operational risk / compliance testing , quality assurance) + Expert ... Leads and manages a grouping of tests to ensure operational risks and compliance requirements are adhered...laws and regulations and guidance or operational risk principles/concepts. + Advanced knowledge of testing … more
- JPMorgan Chase (Tampa, FL)
- …detailed compliance testing review reports. + Foster collaboration with Compliance and Operational Risk Officers on various engagements. This ... initiatives that enhance the business control environment through recommended updates to the Compliance and Operational Risk Evaluation (CORE) application. +… more
- MUFG (Tampa, FL)
- …risk , effective design and evaluation of controls, and sustainable solutions to mitigate operational and technology risk . Control testing is an integral ... bank policies, procedures, and regulatory requirements to mitigate technology risk to the firm + Execute testing ...in IT external audit, IT internal audit and technology risk and/or ITGC assessment for compliance with… more
- MUFG (Tampa, FL)
- …reviewer for Product & Services risk assessments 2) Perform sample-based framework compliance testing (e,g, QA, testing or monitoring) 3) Support ... in control testing techniques and documentation + Strong understanding of operational risk management programs and practices, including third party risk… more
- Citigroup (Tampa, FL)
- …controls after the execution of a process (QA). + Support in dealing with Operational and Compliance Risk in accordance with established Policy requirements. ... assess, escalate, and manage risk exposures across Risk Categories ( Operational Compliance , Strategic,...adequately controlled (if applicable). + Support operational risk scenario analysis and stress testing for… more
- Citigroup (Tampa, FL)
- …controls after the execution of a process (QA). + Support in dealing with Operational and Compliance Risk in accordance with established Policy requirements. ... assess, escalate, and manage risk exposures across Risk Categories ( Operational Compliance , Strategic,...adequately controlled (if applicable). + Support operational risk scenario analysis and stress testing for… more
- Citigroup (Tampa, FL)
- …through controls after the execution of a process (QA). + Provide analysis of Operational and Compliance Risk in accordance with established Policy ... assess, escalate, and manage risk exposures across Risk Categories ( Operational Compliance , Strategic,...adequately controlled (if applicable). + Support operational risk scenario analysis and stress testing for… more
- Citigroup (Tampa, FL)
- …controls after the execution of a process (QA). + Support in dealing with Operational and Compliance Risk in accordance with established Policy requirements. ... to the technology or operations of the business. Strong risk and controls skills to design effective testing...assess, escalate, and manage risk exposures across Risk Categories ( Operational Compliance , Strategic,… more
- Citigroup (Tampa, FL)
- …The individual should possess an in-depth understanding of EUCs/ITeSS use cases and Operational Risk management, with a good understanding of the financial ... Business Owners (ABOs) and various cross functional stakeholders including Finance, Technology, Risk , Independent Compliance Risk Management, and Internal… more
- Citigroup (Tampa, FL)
- …within each L0 Risk stripe (ie; Credit Risk , Market Risk , Liquidity Risk , Operational Risk , Strategic Risk , and Reputation Risk ). The ... (RMIA) is transformational effort focused on establishing a framework for Independent Risk Management's (IRM) testing and monitoring of business lines across… more
- Citigroup (Tampa, FL)
- …to maintain these standards **Qualifications** : + 10+ years of experience in operational risk management, compliance , audit, or other control-related ... such as assessment & design, MCA, QA, Monitoring & Testing , Issue Management and/or Governance Reporting & Analysis for...Enterprise Risk Management Framework and adherence with Risk Mgmt. / Compliance Policies. * Support… more
- Citigroup (Tampa, FL)
- The Markets Control Testing Utility is responsible for assessing the adequacy of Controls, Monitoring and Testing Tools that are designed and executed by the ... Markets business teams. This position will report to the Markets Control Assessment & Testing Head within the COO's Controls Testing Utility on an interim basis… more
- Citigroup (Tampa, FL)
- …these standards **Qualifications** : + Minimum of 5-8 years of experience in operational risk management, compliance , audit, or other control-related ... such as assessment & design, MCA, QA, Monitoring & Testing , Issue Management and/or Governance Reporting & Analysis for...Enterprise Risk Management Framework and adherence with Risk Management and Compliance + Policies. +… more
- MUFG (Tampa, FL)
- …our recruitment team will provide more details. **Job Summary** : Reporting to Operational Risk Management (ORM) SLoD Framework team Director, provide direction, ... Managers (BURMs) and Third-Party Managers (TPMs) to ensure risk program is in compliance with applicable...**Experience/Abilities** : + 6+ yrs experience in third party risk in an operational risk … more
- Citigroup (Tampa, FL)
- …concerns through IMPACT Concerns or QUEST Observation Logs. + Creates materials for Operational Risk Forums (ORF) and senior meetings as needed and investigates ... The CTU Finance Controls Testing Utility Team is responsible for the ...for finance controls and recording of results in Citi Risk & Control (CRC). + Owns significant portions of… more
- Citigroup (Tampa, FL)
- …Internal Management, Regulators, Auditors, etc. that detail risks inherent in Credit, Market, Operational or other Risk Portfolios. Reporting can cover a variety ... of areas including but not limited to: portfolio concentrations, limit exceptions, stress testing , loss reserves or high- risk exposures. Roles + Assists in… more
- Citigroup (Tampa, FL)
- …Foundational and Capital/Stress Testing Data and Technology **Job Family Group:** Risk Management **Job Family:** Operational Risk **Time Type:** Full ... The ORM Foundational and Capital / Stress Testing Data Lead will be responsible for managing...other duties and functions as assigned + Appropriately assess risk when data decisions are made, demonstrating particular consideration… more
- Scotiabank (Tampa, FL)
- …initiatives impacting the TAO or GTB business. + Provide effective challenge of the Compliance Risk Assessment process for the TAO and GTB business. + Provide ... of innovative banking solutions help our business clients generate operational efficiencies, streamline and simplify payments, improve working capital... Compliance support for Compliance Testing ,… more
- Truist (Tampa, FL)
- …+ 5 years of relevant experience in internal audit, public accounting, or SOX/ Risk compliance + Excellent verbal and written communication skills + Advanced ... Control Officers. Support highly complex and high visibility projects with elevated risk profile. Identify and resolve technical, operational , risk … more