- JPMorgan Chase (Tampa, FL)
- …detailed compliance testing review reports. + Foster collaboration with Compliance and Operational Risk Officers on various engagements. This ... As a Senior Test Lead within the Global Asset Compliance and Ops Risk Testing ...the business control environment through recommended updates to the Compliance and Operational Risk Evaluation… more
- JPMorgan Chase (Tampa, FL)
- …Testing Center of Excellence, you will play a pivotal role in enhancing our compliance and operational risk management. You will be responsible for ... **Preferred qualifications, capabilities, and skills** + Experience in leading risk -based Audits and/or Compliance Testing ...+ Experience in leading risk -based Audits and/or Compliance Testing is preferred. + Knowledge of… more
- JPMorgan Chase (Tampa, FL)
- …Testing Center of Excellence, you will play a pivotal role in enhancing our compliance and operational risk management. Your expertise in executing tests ... Join JPMorgan Chase to drive excellence in compliance and risk management. Leverage your...of experience or equivalent expertise in executing and managing testing processes within a risk and control… more
- JPMorgan Chase (Tampa, FL)
- …Testing Center of Excellence, you will play a pivotal role in enhancing our compliance and operational risk management. Your expertise in test execution ... will be integral in ensuring a cohesive and efficient testing framework, contributing to the seamless delivery of quality...interpret control ratings and metrics to enhance the firm's compliance and operational risk management.… more
- Citigroup (Tampa, FL)
- …in a related role and/ with subject matter expert in Market Risk , Credit Risk , Operational Risk , Model Risk , Financial Crimes; including KYC, AML, ... Assurance function focused on the activities of the Legal, Compliance and Risk internal audit team involves...assigned as the Audit Lead). + Execute assigned audit testing (DEA, OTA, OET) and document results (including process… more
- Citigroup (Tampa, FL)
- …controls after the execution of a process (QA). + Support in dealing with Operational and Compliance Risk in accordance with established Policy requirements. ... assess, escalate, and manage risk exposures across Risk Categories ( Operational Compliance , Strategic,...adequately controlled (if applicable). + Support operational risk scenario analysis and stress testing for… more
- JPMorgan Chase (Tampa, FL)
- …used. Our team is responsible for the successful implementation and execution of the Compliance , Conduct and Operational Risk (CCOR) Tech & Cyber framework ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at...quo and striving to be best-in-class. As a Technology Operational Risk Management Lead within the Tech… more
- Deloitte (Tampa, FL)
- …prioritize business, operational , regulatory, and technology risks as well as risk mitigation strategies for our clients + Understand the impact of key ... consortiums, or trade groups or committees The Team Our Regulatory & Financial Risk offering supports clients' regulatory and compliance needs, balancing risk… more
- Deloitte (Tampa, FL)
- …credit cards, lending, underwriting) + risk management (eg credit risk , liquidity risk , operational risk , compliance risk , market risk ... Typical engagements include process improvement, operating model design and implementation, risk assessment and management, and controls testing engagements… more
- Citigroup (Tampa, FL)
- …these standards **Qualifications** : + Minimum of 5-8 years of experience in operational risk management, compliance , audit, or other control-related ... from activities and processes against conformance with applicable requirements to strengthen risk management quality such as quality testing performed for… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …risk and performance indicators *Supports the development and execution of key operational risk management activities, including supplier onboarding Risk ... **Knowledge of** *Concepts, practices, and procedures of Supplier Management (including Operational Risk Management, Enterprise Risk Management, Business… more
- USAA (Tampa, FL)
- …oversees the delivery of those programs across the line of business. Provide risk management and governance leadership, operational direction and operational ... is seeking an **Executive Director** for our **IT/Info Security Risk Management & Governance** team. We offer a flexible... and reward through effective challenge. + Liaises with Compliance and CLO on legal & regulatory considerations that… more
- JPMorgan Chase (Tampa, FL)
- …with internal and external technology audits (3 rd Line of Defense), Operational Risk Management deep dives and testing (2 nd Line of Defense), and the ... contribute to the successful management of technology-aligned aspects of Governance, Risk , and Compliance in line with the firm's standards. Leverage your broad… more
- MUFG (Tampa, FL)
- …our recruitment team will provide more details. **Job Summary** : Reporting to Operational Risk Management (ORM) SLoD Framework team Director, provide direction, ... Managers (BURMs) and Third-Party Managers (TPMs) to ensure risk program is in compliance with applicable...**Experience/Abilities** : + 6+ yrs experience in third party risk in an operational risk … more
- MUFG (Tampa, FL)
- …line-of-business, risk function SMEs across the firm (For example: Compliance , Business Continuity, Information Security) and third-party contacts to drive the ... in third-party risk management highly desirable. Additional experience in bank compliance , audit, risk , legal or related positions. + Strong analytical or… more
- Citigroup (Tampa, FL)
- …and limits with firm-wide processes such as capital planning, strategic planning, risk identification, and stress testing , providing constant oversight and ... Individuals in the Enterprise Risk Management are entrusted with managing the diverse...setting, calibration, approval, breach identification, and remediation, ensuring their compliance with LOD responsibilities. + Utilize extensive knowledge of… more
- TECO Energy (Tampa, FL)
- …helping the organization maintain compliance with regulatory standards, promote risk mitigation, and drive operational efficiencies. **PRIMARY DUTIES AND ... + Support the annual SOX compliance program, including planning, risk assessment, scoping, testing , and reporting. + Support auditor walkthroughs… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …policies and procedures. + Works in conjunction with management to prepare the Compliance Risk Assessment. + Completes the annual conflict of interest and ... for GWS packaged products + Aids in designing, evaluating, and enhancing compliance testing , oversight and surveillance for packaged products. + Assists… more
- Scotiabank (Tampa, FL)
- …initiatives impacting the TAO or GTB business. + Provide effective challenge of the Compliance Risk Assessment process for the TAO and GTB business. + Provide ... of innovative banking solutions help our business clients generate operational efficiencies, streamline and simplify payments, improve working capital... Compliance support for Compliance Testing ,… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …to ensure adherence to regulatory requirements. + Ability to manage and perform risk -based compliance testing . + Ability to determine matters requiring ... and providing feedback regarding others associates' work + Researching regulatory and compliance topics + Conducting compliance testing and monitoring… more