- SMBC (Charlotte, NC)
- …enterprise governance standards, regulatory requirements, and financial controls. + Support audit and compliance activities related to portfolio delivery. People ... range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 employees… more
- City National Bank (Charlotte, NC)
- * AUDIT MANAGER I- CONSUMER COMPLIANCE * WHAT IS THE OPPORTUNITY? The Audit Manager I- Consumer Compliance position is a key role ... to test compliance with regulatory requirements. The Audit Manager will analyze audit ...to junior auditors, providing constructive feedback and guidance on consumer compliance audit procedures and… more
- TD Bank (Charlotte, NC)
- …degree required + 10+ years of relevant experience **Preferred Qualifications:** + Consumer compliance experience, regulatory knowledge, audit experience + ... more specific details for this role. **Line of Business:** Audit **Job Description:** **Depth & Scope:** + Provides people...area of significant risk, complexity or scope + People Manager role that generally manages a team greater than… more
- US Bank (Charlotte, NC)
- …within the Digital, Technology and Operations team. This position will support audit coverage of the Consumer , Business and Treasury Operations (CBTO) ... payments, print, cash and check services, and call center activities. The CAS Audit Project Manager is primarily responsible for supervising staff in the… more
- Capital One (Charlotte, NC)
- Senior Audit Manager , Corporate Compliance (Hybrid)...years of experience in one or more areas of compliance , such as consumer compliance or ... In this role as a member of the Corporate Compliance Audit Team, the candidate will have... in the financial services industry + Certified Regulatory Compliance Manager (CRCM); Certified Internal Auditor (CIA)… more
- Capital One (Charlotte, NC)
- Audit Manager : Corporate Compliance Audit (Hybrid) Capital One's Audit function is a dedicated group of professionals focused on delivering ... professional opportunity. Capital One is seeking an energetic, self-motivated Audit Manager interested in becoming part of...of experience in auditing one of the following areas: consumer compliance , banking or financial services industry,… more
- Capital One (Charlotte, NC)
- Senior Audit Manager , Enterprise Risk Management (Hybrid) Capital One's Audit function is a dedicated group of professionals focused on delivering ... opportunity. Capital One is seeking an energetic, self-motivated Sr. Audit Manager interested in becoming part of...or a combination of the following areas: risk management, consumer compliance , banking or financial services. +… more
- US Bank (Charlotte, NC)
- …risk profile, innovative operational solutions, and client support. The CAS Senior Audit Project Manager is primarily responsible for supervising staff in ... managers, however there are no direct reports. The Senior Audit Project Manager is a subject matter...Coordinating audit activities by integrating other internal audit subject matter teams (product/service, technology, compliance ,… more
- US Bank (Charlotte, NC)
- …payments, print, cash and check services, and call center activities. The Corporate Audit Services Senior Audit Project Manager is primarily responsible ... managers, however there are no direct reports. The Senior Audit Project Manager is a subject matter...Coordinating audit activities by integrating other internal audit subject matter teams (product/service, technology, compliance ,… more
- US Bank (Charlotte, NC)
- …and discover what you excel at-all from Day One. **Job Description** The Corporate Audit Services (CAS) Audit Project Manager is primarily responsible for ... engagements with minimal supervision from managers, however there are no direct reports. The Audit Project Manager is expected to monitor progress of audit … more
- Coinbase (Charlotte, NC)
- …purpose and mission of Internal Audit is to objectively evaluate and audit the effectiveness of governance, compliance , risk management, and control process. ... performance standards, ensure high-quality deliverables, and drive timely execution of audit and compliance activities. * *Continuous Improvement & Innovation:*… more
- US Bank (Charlotte, NC)
- …risk management and internal control concepts. + Thorough knowledge of Risk/ Compliance / Audit competencies + Effective presentation, interpersonal, written, and ... gap assessments and CAS Intake Channel submissions; monitoring and escalating Next Audit Files and continuous monitoring regulatory reporting tasks. + Leading CAS… more
- Regions Bank (Charlotte, NC)
- …a line of business **Preferences** + Masters degree + Certified Regulatory Compliance Manager Certification (CRCM) **Skills and Competencies** + Strong ... the system. **Job Description:** At Regions, the Business Unit Compliance Function Manager operates as a first,...+ Bachelor's degree and eight (8) years experience in compliance , quality assurance/control, audit or other related… more
- Regions Bank (Charlotte, NC)
- …to a line of business **Preferences** + Masters degree + Certified Regulatory Compliance Manager Certification (CRCM) **Skills and Competencies** + Ability to ... the system. **Job Description:** At Regions, the Business Unit Compliance Function Manager operates as a first,...+ Bachelor's degree and ten (10) years experience in compliance , quality assurance/control, audit or other related… more
- TD Bank (Charlotte, NC)
- …is outlined in the general description below. **Job Description Summary** The Compliance Business Oversight Manager provides advice, support and objective ... can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Department Overview:** **Why Work with Us?** At TD Bank… more
- EverBank (Charlotte, NC)
- **Product Manager - FCC** The Product Manager - FCC acts as a strategic liaison between the Financial Crimes Compliance and Technology teams to deliver ... design optimal systems solutions. Working with limited oversight, the Product Manager applies advanced expertise and knowledge of regulatory requirements to manage… more
- Coinbase (Charlotte, NC)
- …and alignment. Attendance is expected and fully supported. The Institutional Compliance team supports the Institutional Product Group to develop effective ... compliance programs to meet Coinbase's regulatory obligations across the...functional partners in Legal, Operations, Risk, Tax, Finance and Audit to ensure a best-in class control framework. *… more
- Capital One (Charlotte, NC)
- …Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), or Certified Anti-Money Laundering Specialist ... Principal Auditor (Experienced Senior Auditor) Corporate Compliance Audits (Hybrid) Capital One's Audit ...years of experience in one or more areas of compliance , such as consumer , brokerage, wealth management,… more
- City National Bank (Charlotte, NC)
- …line of business to remediation plans. * Works with Senior Compliance Officer, Compliance Manager to maintain audit tracking logs and other tracking ... new or revised laws and regulations. * Assist the Compliance Manager , Senior Compliance Officer,...regulatory matters * Minimum 5 years' experience in banking, consumer finance, retail banking compliance , mortgage banking… more
- TD Bank (Charlotte, NC)
- … Monitoring and Testing Program.** **The position requires a high level of compliance knowledge with consumer related laws and regulations, an ability to ... may vary depending on availability and individual circumstances.** **Job Summary:** The Compliance Governance & Operations Manager leads the development and… more
