- Coinbase (Des Moines, IA)
- …collaboration, connection, and alignment. Attendance is expected and fully supported. The Regulatory Exam Management (REM) team at Coinbase is responsible for ... Additionally, the REM team develops tools and dashboards for tracking regulatory exam statuses and findings, reports regularly to senior management and boards,… more
- Raymond James Financial, Inc. (Des Moines, IA)
- …risk typologies. + Financial services operations, products, and transaction channels. + Regulatory change management and exam response processes. + Concepts, ... The Fraud Governance Manager plays a key role in the oversight...governance activities, including policy and standard development, risk assessments, regulatory response, and fraud risk monitoring. This role requires… more
- Wells Fargo (West Des Moines, IA)
- **About this role:** Wells Fargo is seeking a Branch Support Manager in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more about the career ... training, military experience, education + US only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 and 63 or 7 and 66 examinations… more
- Wells Fargo (Clive, IA)
- …to leverage partners and connect customer with the appropriate partner or relationship manager to meet their needs + Partner with financial advisors to understand ... customers and partners **Desired Qualifications:** + Successfully completed Financial Industry Regulatory Authority (FINRA) Series 6 and Series 63 examinations (or… more
- UnityPoint Health (West Des Moines, IA)
- …state and federal law surrounding EMTALA, HIPAA, DNV, CMS, and other regulatory agencies. + Adherence to policy and workflows regarding patient transfers, placement, ... necessitate. + Complete duties within scope as assigned by manager . + Serve as a manager liaison...school of nursing registered nursing program and successful NCLEX exam Experience: + 3 or more years of Hospital… more
- Trinity Health (Johnston, IA)
- …direction and supervision of provider. Maintains professional appearance of patient exam and procedure rooms. Performs laboratory testing (including phlebotomy and a ... to patient and health care team members. Complies with regulatory agencies (ie CLIA, COLA, OSHA in operation of...hydration. Other duties as needed and assigned by the manager . Maintains a working knowledge of applicable Federal, State,… more