- USAA (Plano, TX)
- …part of what truly makes us special and impactful. **The Opportunity** The Business Risk and Controls Advisor Senior is positioned in the first line of ... risk framework and ongoing supervision of business controls including risk and control self-assessments, identification and evaluation of control… more
- Capital One (Plano, TX)
- …of those controls ** + **Performing targeted tests on lines of business controls and provide guidance on identified risks** **Responsibilities:** + **Review ... Compliance Advisor Manager **The Compliance Advisor Manager performs a key risk ...compliance advice on complex projects** + **Providing guidance on controls over regulatory requirements and line of business… more
- First Horizon Bank (Dallas, TX)
- …related to processes, regulatory compliance, organization, policy, and technology; + evaluate control design adequacy in complex business processes, + perform ... management; + provide critical assurance and advisory services on the governance, risk management, and control frameworks surrounding Treasury and Financial … more
- Charles Schwab (Westlake, TX)
- …Schwab Advisor Services (http://advisorservices.schwab.com/public/ advisor /why\_schwab?ver=ps&src=G\_BDN&sv1=s5rCfz6Cz\_dc&sv2=13831878124&sv3=xpxe4op6q0) (AS), a ... and operational support to registered independent advisory firms (RIAs (http://advisorservices.schwab.com/public/ advisor /rias) ). In addition to custody services, Schwab … more
- Comerica (Dallas, TX)
- …Private Bankers, and Wealth Associates. Maintain appropriate legal, operating and regulatory controls to manage risk and compliance. Works within the existing ... Job Description Private Banking AdvisorThe Private Banking Advisor will serve as primary relationship advisor...and tax planning, cash flow analysis and budgeting, and risk management to ultra-high net worth clients. Uses advanced… more
- PNC (Dallas, TX)
- …to contribute to the company's success. As a Senior Strategy and Planning Advisor within PNC's Data and Automation organization, you will be based in Pittsburgh, ... performed remotely, at the manager's discretion. As a Senior Strategy and Planning Advisor , you will support continued evolution of the Data Management Program as a… more
- Truist (Dallas, TX)
- …clients, their attorneys and CPAs. * Maintain appropriate legal, operating and regulatory controls to manage risk and compliance. Works within the existing ... America) **Please review the following job description:** Serve as primary relationship advisor for high net worth and ultra-high net worth wealth clients.… more
- Optiv (Dallas, TX)
- …achieve consistent success. + Maintain knowledge of the client's security environment, business operations, security needs, and risk appetite. Identify their ... + Thorough understanding of the current threat landscape, vulnerabilities, and defensive controls . + Strong business and technical acumen and ability to… more
- Optiv (Dallas, TX)
- …achieve consistent success. + Maintain knowledge of the client's security environment, business operations, security needs, and risk appetite. Identify their ... + Thorough understanding of the current threat landscape, vulnerabilities, and defensive controls . + Strong business and technical acumen and ability to… more
- Bank of America (Allen, TX)
- …internal service providers based on client needs and asset thresholds * Mitigates and controls risk as part of daily activities * Identifies and engages ... Financial Solutions Advisor - East Dallas Tyler, Texas;Rowlett, Texas; Garland,...Key responsibilities include triaging client leads, making referrals to business partners based on client needs and asset thresholds,… more
- Bank of America (Dallas, TX)
- …internal service providers based on client needs and asset thresholds * Mitigates and controls risk as part of daily activities * Identifies and engages ... Financial Solutions Advisor - Uptown Dallas Dallas, Texas **To proceed with...Key responsibilities include triaging client leads, making referrals to business partners based on client needs and asset thresholds,… more
- Huntington National Bank (Addison, TX)
- …Governance with influencing the overall direction of data policies, standards, and controls , and data lifecycle management + Risk management, regulatory, ... is growing, and we're looking for an outstanding Data Risk Lead to join our team. The Data ...business and functional needs into policy, standards, and controls requirements, and estimate their impact across the data… more
- Huntington National Bank (Addison, TX)
- …and effectiveness of enterprise and regulatory controls and the resulting risk and control self-assessments. + Deliver timely escalation of all issues ... responsible for oversight and administration of operational and regulatory risk strategy programs for a business segment....and responses, reviewing remediation plans, and be a trusted advisor to identify risk to the company.… more
- Wells Fargo (Irving, TX)
- … mitigation strategies for complex and highly integrated business specific risk across customer service + Facilitate control design, development and ... of opportunity for control optimization + Lead control assessments and perform walkthroughs of controls ... business group, and serve as an experienced advisor in designing and implementing risk mitigation… more
- Charles Schwab (Westlake, TX)
- …Deep experience and business acumen of Broker-Dealer and Investment Advisor business , risks, and associated rules/regulations. + Demonstrated success ... a team of risk professionals supporting the Wealth and advice Solutions business in understanding and executing on obligations of various risk programs.… more
- Acosta Group (Lewisville, TX)
- …training initiatives for business units on claims reporting, return-to-work programs, and risk awareness. Serve as a key advisor to senior leadership on ... **DESCRIPTION** The ** Risk Management Director** is responsible for the strategic...inform decision-making and recommend improvements to safety and loss control programs. + Develops and implement quarterly metrics for… more
- Bank of America (Dallas, TX)
- …improvement and risk mitigation to senior management + The Business Controls organization within Wealth Management Operations (WMO) provides horizontal ... risk and control governance oversight for WMO,...Process Control and Reporting Services Team within Business Controls is responsible for Broker Dealer… more
- CBRE (Dallas, TX)
- …assessment, identifying potential security threats, and developing mitigation strategies tailored to the business risk profile and specific business needs. + ... CBRE's Global Business Information Security team and serve as a trusted advisor between cybersecurity and business operations. You will serve as a catalyst… more
- Capital One (Plano, TX)
- …over regulatory requirements and line of business monitoring of those controls -Performing money laundering risk assessment reviews -Partnering with first ... Compliance Advisory Manager The AML (Anti Money Laundering) Compliance Advisor Manager performs a key risk management...and executing or participating in corporate processes. The AML Advisor Manager supports the line of business … more
- USAA (Plano, TX)
- …of business processes. Understands the process operating objectives, business rules, performance requirements, risks, and controls and interactions ... and capabilities with business needs to materially change and improve business performance. + Serves as strategic advisor bringing diverse perspective to… more