- USAA (Plano, TX)
- …position. As a member of the second line of defense, the Compliance and Operational Risk Testing Analyst implements independent testing under the ... + 6 or more years of relevant work experience (internal/external audit, operational risk / compliance testing , quality assurance) + Demonstrated experience… more
- Wells Fargo (Irving, TX)
- …Specialist will be accountable for developing and executing independent operational and compliance risk control testing focusing on emerging issues and ... work experience, training, military experience, education. **Desired Qualifications:** + Experience in Audit, Compliance , Risk and Testing . + Full testing… more
- Wells Fargo (Irving, TX)
- … Officer will be accountable for developing and executing independent operational and compliance risk and control testing focusing on the Technology and ... Testing & Validation (IT&V) as part of Corporate Risk . Learn more about the career areas and lines...applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following… more
- Wells Fargo (Irving, TX)
- …experience, training, military experience, education. **Desired Qualifications:** + Experience in Audit, Compliance , Risk and Testing . + Issues management, ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to… more
- Fannie Mae (Plano, TX)
- …toaffordable housing finance. Job Description As a valued colleague on our FORM (Finance Operational Risk Management) team, you will provide expert advice on and ... Fannie Mae's operational effectiveness and efficiency, reliable operational reporting, and compliance with laws, regulations,...and policies. THE IMPACT YOU WILL MAKE The Finance Operational Risk Management - Lead Associate role… more
- Grant Thornton (Dallas, TX)
- As a Regulatory Compliance Risk Senior Associate, you will get the opportunity to grow and contribute to our banking clients' business needs by providing ... with the FDIC, FRB, OCC, or CFPB preferred + Compliance risk management, audit, or risk...various types and sizes + Practical work experience involving compliance testing /monitoring, compliance audits, … more
- Public Storage (Plano, TX)
- …be responsible for our ERC programs, including periodically conducting enterprise and compliance risk assessments, identifying and evaluating enterprise risk ... Stock Exchange. **Job Description** Our Company is searching for an experienced Enterprise Risk and Compliance (ERC) Director, who will be responsible for… more
- Citigroup (Irving, TX)
- …required. + Experience in risk management disciplines (eg, Compliance ; Operational ) + Experience in Operations, Audit, Testing or Quality Control / ... will report to the Director, Independent Compliance Risk Management (ICRM) Control Monitoring & Testing ....a process (Quality Assurance). + Support in dealing with Operational and Compliance Risk in… more
- Citigroup (Irving, TX)
- …controls after the execution of a process (QA). + Support in dealing with Operational and Compliance Risk in accordance with established Policy requirements. ... assess, escalate, and manage risk exposures across Risk Categories ( Operational Compliance , Strategic,...adequately controlled (if applicable). + Support operational risk scenario analysis and stress testing for… more
- Wells Fargo (Dallas, TX)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... enhance, manage, and govern data management and reporting processes for credit risk regulatory reporting. This includes ensuring compliance with policy… more
- Wells Fargo (Dallas, TX)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... risk -related information + Strong understanding of cybersecurity frameworks, risk management principles, and regulatory compliance + Experience interpreting… more
- Wells Fargo (Irving, TX)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... will have enterprise-wide exposure to key stakeholders within the external financial/ risk /regulatory reporting infrastructure. The Enterprise COSO testing team… more
- Deloitte (Dallas, TX)
- …helps our clients with leveraging data as a strategic asset for their risk , regulatory and compliance programs. Leveraging traditional and advanced solutions, ... and compliance requirements + Experience in: + Business and risk domains including trading, surveillance, markets, credit, liquidity, operational risks… more
- Santander US (Dallas, TX)
- …to Talk to You!** The Senior Fraud Risk Oversight Associate (Sr. Associate, Operational Risk ) is responsible for providing sound risk management through ... development of procedures, ongoing maintenance of controls, mitigation plans, testing , and risk assessments + Ensures adherence...of risk policies. + Monitors and manages risk /exposure and compliance with the company's policies.… more
- Wells Fargo (Dallas, TX)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Citigroup (Irving, TX)
- …Regulatory risk project management ownership (business requirements, analysis and testing ) for delivery of regulatory solutions. (ie CECL, Part 30 core ... leadership and key functional support areas like Government Affairs, Communications, Legal, Compliance , Control, in-business Risk and Independent Risk . +… more
- Wells Fargo (Addison, TX)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... individual contributor roles dedicated to the planning and execution of annual testing plans, including performing annual risk -based planning and scoping… more
- RGP (Dallas, TX)
- …aspects of credit risk , including but not limited to underwriting, stress testing , and risk management practices. * Assess and review lending practices, with ... our global clients-solving problems in the areas of Business Transformation, Governance, Risk and Compliance , and Technology and Digital Innovation. Our unique… more
- Wells Fargo (Westlake, TX)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- US Bank (Irving, TX)
- …the proven skills and experience to contribute toward the success of the CBB Risk Operational Loss Reporting program and in the ongoing process and/or activities ... complete the root cause memo. - Respond to event testing notifications from Operational Loss Management. -...work experience. PREFERRED - 5+ years of experience in operational risk and/or issue management. - Considerable… more