- JPMorgan Chase (Plano, TX)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help ... impact our company, customers and communities. Our culture in Risk Management and Compliance is all about...be best-in-class. As a Lead Credit Officer on the Banks and Broker Dealers team, you will… more
- Charles Schwab (Westlake, TX)
- …Testing, Reg YY. * Demonstrated detailed knowledge of finance and knowledge of liquidity risk management at a broker dealer. * Regulatory financial ... liquidity and funding planning across the corporation and its subsidiaries, including our bank and broker -dealers. We monitor and ensure adherence to regulatory… more
- Wells Fargo (Addison, TX)
- …+ Experience with assessing risk and controls related to Travel Rule and/or Broker Dealer compliance. **Job Expectations:** + Ability to travel up to 10% of the ... The Financial Crimes Audit Team provides horizontal audit coverage of financial crimes risk across Wells Fargo lines of business. The Financial Crimes Audit Team… more
- Bank of America (Plano, TX)
- …**Skills:** + Adaptability + Analytical Thinking + Influence + Production Support + Risk Management + Automation + Collaboration + Innovative Thinking + Result ... Production Services Specialist II Plano, Texas **Job Description:** At Bank of America, we are guided by a common purpose to help make financial lives better through… more
- Charles Schwab (Westlake, TX)
- … Bank Compliance Risk Committees and Subcommittees, Global Risk Committee, Bank Management Risk Committee, and Board Risk Committee with ... strong working relationships throughout the Compliance Department, Legal Services, Corporate Risk Management , and Internal Support ongoing initiatives within… more
- Broadridge Financial Solutions (Coppell, TX)
- …business partners by executing efficient audit work and offering suggestions to enhance risk management based on an enterprise-wide view of technology risk ... areas: systems and network operations and/or administration, internal audit, technology risk management , information security, or IT program management… more
- JPMorgan Chase (Plano, TX)
- …operational risk , and supervisory requirements within JP Morgan Wealth Management . Our firm provides comprehensive strategies and expertise across asset classes ... JP Morgan Wealth Management provides individuals, advisors and institutions with strategies...OR OTHER OBLIGATION OF, OR GUARANTEED BY, JPMORGAN CHASE BANK , NA OR ANY OF ITS AFFILIATES * SUBJECT… more
- Charles Schwab (Westlake, TX)
- …the status quo" and transform the finance industry together._ The Liquidity Risk Management group within Treasury manages liquidity planning across the ... corporation and its subsidiaries, including our bank and broker -dealers. We monitor regulatory ratios...and non-functional (data handling, governance) capabilities needed for Liquidity Risk Management . + Perform daily validation and… more
- Broadridge Financial Solutions (Coppell, TX)
- …Fintech leader, delivering technology-driven solutions that drive digital transformation for banks , broker -dealers, asset and wealth managers and public ... alter or impact our PKI Infrastructure or processes. + Support all domain management tasks, procurements, transfers, and domain record updates. + Bring maturity to… more
- Broadridge Financial Solutions (Coppell, TX)
- …to IT systems, cloud environments, or security controls. + Basic knowledge of risk management or audit processes. Compensation Range: The salary range for ... Fintech leader, delivering technology-driven solutions that drive digital transformation for banks , broker -dealers, asset and wealth managers and public… more
- Deloitte (Dallas, TX)
- …from every sector of the industry, including investment managers, broker -dealers, banks , insurance companies, mutual funds, investment partnerships, ... and taxation to provide tax compliance and consulting services to investment management clients. You will identify complex tax issues and provide tax analysis… more
- Broadridge Financial Solutions (Coppell, TX)
- …Fintech leader, delivering technology-driven solutions that drive digital transformation for banks , broker -dealers, asset and wealth managers and public ... and complete, supporting development, testing, and user acceptance activities + Support risk and issue identification, and mitigation activities with the agile team… more