- Raymond James Financial, Inc. (CO)
- …ingenuity and provides comprehensive solutions to complex problems. **Functional areas include** Conflicts of Interest : detect and prevent possible employee ... conflicts of interest including Outside Business Activities, Sponsorships, Gifts & Entertainment,...address these concerns as well as to resolve any conflicts . * Monitors and keeps up to date with… more
- KeyBank (Denver, CO)
- …without limitation, acting professionally at all times, conducting business ethically, avoiding conflicts of interest , and acting in the best interests of ... Description Preview** **Job Summary** Serves as the Relationship Manager and Financial Advisor to clients with moderately complex needs, introducing a full range of… more
- BMO Financial Group (Denver, CO)
- …and regulations including individual accountability as it relates to potential conflicts of interest , safeguarding of customer information, trading in ... worth clients with an objective of becoming their trusted advisor . + Leads a deal team to meet client...review the client's banking needs. + Makes recommendations to senior leaders on strategy and new initiatives, based on… more
- University of Colorado (Aurora, CO)
- …to retirement programming + Address concerns related to faculty conduct, ethics, conflicts -of- interest , and workplace culture. + Facilitate faculty turnover and ... on campus & community committees as directed by the Senior Associate Dean for Faculty and CWO. + Oversee...appeals processes and serve as a neutral party and advisor in faculty grievances, promotion disputes, performance reviews, and… more