- Wells Fargo (Minneapolis, MN)
- **About this role:** Wells Fargo is seeking a Securities Operations Manager as part of the Trade Settlement team within Wealth and Investment Management ... and trust accounts for Wealth and Investment Management clients. The Securities Operations Manager will support multi-channel branch office associates and… more
- US Bank (St. Paul, MN)
- …responsibilities include:** + This role requires a strong background in capital markets operations , with a focus on fixed income settlements, dealer, repo and firm ... funding activity. + Leading daily operations of the Settlements & Operations team, maintaining a culture of continuous process improvement and risk management. +… more
- Raymond James Financial, Inc. (St. Paul, MN)
- …the securities industry. + Principles of banking and finance and securities industry operations . + Familiarity with project management terminology and ... The Fraud Governance Manager plays a key role in the oversight...Collaborate with stakeholders across Fraud, Analytics, Compliance, Legal, Risk, Operations , Technology, and business units to ensure alignment and… more
- Thrivent Financial (Minneapolis, MN)
- The Complex Investment Solutions Manager is responsible for playing a lead role in providing sales support to Thrivent Financial Associates (FAs) across the ... a thorough understanding of alternative investments, digital assets, and other securities that fall under the complex products umbrella. The Complex Investment… more
- Burns & McDonnell (Minneapolis, MN)
- **Description** The Assistant Construction Manager will assist the Construction Project Manager , Project Manager , Site Manager , and/or the Engineer ... Procure Construct (EPC) Project Manager or Program Manager with day to day management of project safety, quality, schedule, cost control, contracts,… more
- Raymond James Financial, Inc. (St. Paul, MN)
- …reporting, specifically with **CAT** and **CAIS** , to support our compliance operations and ensure accurate trade and account data submissions. **_A fully remote ... following corporate home office locations: Memphis, TN or Southfield, MI. The Regulatory Operations Analyst ( _CAT/CAIS Reporting Analyst_ ) plays a key role in… more
- US Bank (Minneapolis, MN)
- …audit activities at the direction of the lead auditor and/or primary audit manager , including assisting in planning of projects and development of audit testing ... areas include Investment Advisers Act of 1940, Investment Company Act of 1940, Securities Exchange Act of 1934, FINRA rules, MSRB rules, etc. + Basic understanding… more