- SMBC (New York, NY)
- …range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 employees ... portfolio of benefits to its employees. **Role Description** The SMBC Compliance Advisory Function resides within Compliance Department Americas Division… more
- TD Bank (New York, NY)
- …more specific details for this role. **Line of Business:** Audit **Job Description:** The Audit Manager I - US Compliance Audit is responsible for ... TD Bank's Governance, Risk & Oversight Functions. The US Consumer Compliance team is primarily responsible for...UDAAP, Fair Lending, TILA, HMDA, RESPA, TISA, etc.). The Audit Manager I will participate in the… more
- TD Bank (New York, NY)
- …execution of audit engagements, deadlines, budgets, and project plans. The main function of the Audit Manager II - US Compliance Audit is to oversee ... more specific details for this role. **Line of Business:** Audit **Job Description:** The Audit Manager...and execution of audits and related processes. The US Consumer Compliance team is primarily responsible for… more
- TD Bank (New York, NY)
- …degree required + 10+ years of relevant experience **Preferred Qualifications:** + Consumer compliance experience, regulatory knowledge, audit experience + ... more specific details for this role. **Line of Business:** Audit **Job Description:** **Depth & Scope:** + Provides people...area of significant risk, complexity or scope + People Manager role that generally manages a team greater than… more
- Capital One (New York, NY)
- Senior Audit Manager - Consumer Lending...and will work closely with members of the technology, compliance , and analytics audit teams who support ... professional opportunity. Capital One is seeking an energetic, self-motivated Audit Senior Manager who will assist in...will assist in the development and execution of the audit plans for assurance coverage related to consumer… more
- US Bank (New York, NY)
- …within the Digital, Technology and Operations team. This position will support audit coverage of the Consumer , Business and Treasury Operations (CBTO) ... payments, print, cash and check services, and call center activities. The CAS Audit Project Manager is primarily responsible for supervising staff in the… more
- Capital One (New York, NY)
- Audit Director- Consumer Lending **Overview:** Capital One's Audit function is a dedicated group of professionals focused on delivering top-quality assurance ... services to the organization's Audit Committee. Audit professionals are experienced, well-trained...ensure the quality of risk management is effective across Consumer Lending.. The Director will provide input into the… more
- Capital One (New York, NY)
- Senior Audit Manager , Corporate Compliance (Hybrid)...years of experience in one or more areas of compliance , such as consumer compliance or ... In this role as a member of the Corporate Compliance Audit Team, the candidate will have... in the financial services industry + Certified Regulatory Compliance Manager (CRCM); Certified Internal Auditor (CIA)… more
- Capital One (New York, NY)
- Audit Manager : Corporate Compliance Audit (Hybrid) Capital One's Audit function is a dedicated group of professionals focused on delivering ... professional opportunity. Capital One is seeking an energetic, self-motivated Audit Manager interested in becoming part of...of experience in auditing one of the following areas: consumer compliance , banking or financial services industry,… more
- Capital One (New York, NY)
- Senior Audit Manager , Enterprise Risk Management (Hybrid) Capital One's Audit function is a dedicated group of professionals focused on delivering ... opportunity. Capital One is seeking an energetic, self-motivated Sr. Audit Manager interested in becoming part of...or a combination of the following areas: risk management, consumer compliance , banking or financial services. +… more
- US Bank (New York, NY)
- …payments, print, cash and check services, and call center activities. The Corporate Audit Services Senior Audit Project Manager is primarily responsible ... managers, however there are no direct reports. The Senior Audit Project Manager is a subject matter...Coordinating audit activities by integrating other internal audit subject matter teams (product/service, technology, compliance ,… more
- US Bank (New York, NY)
- …risk profile, innovative operational solutions, and client support. The CAS Senior Audit Project Manager is primarily responsible for supervising staff in ... managers, however there are no direct reports. The Senior Audit Project Manager is a subject matter...Coordinating audit activities by integrating other internal audit subject matter teams (product/service, technology, compliance ,… more
- US Bank (New York, NY)
- …and discover what you excel at-all from Day One. **Job Description** The Corporate Audit Services (CAS) Audit Project Manager is primarily responsible for ... engagements with minimal supervision from managers, however there are no direct reports. The Audit Project Manager is expected to monitor progress of audit … more
- Coinbase (Trenton, NJ)
- …purpose and mission of Internal Audit is to objectively evaluate and audit the effectiveness of governance, compliance , risk management, and control process. ... performance standards, ensure high-quality deliverables, and drive timely execution of audit and compliance activities. * *Continuous Improvement & Innovation:*… more
- American Express (New York, NY)
- …and risk professionals have diverse backgrounds including internal controls, consumer compliance , technology, operational risk, financial accounting, data ... **About the Role** Our Internal Audit group is seeking an eager Cybersecurity Audit Manager in New York City, Phoenix, or Sandy to help advance and grow our … more
- Coinbase (New York, NY)
- …are based in the United States (Remote) and will be reporting to an Internal Audit Manager . Each individual will be responsible for learning and supporting all ... and technology, like AI, can improve our audits and audit processes * Support a variety of Compliance...location, the General Data Protection Regulation (GDPR) and California Consumer Privacy Act (CCPA) may regulate the way we… more
- SMBC (New York, NY)
- …competitive portfolio of benefits to its employees. **Description** SMBC is seeking an experienced audit manager with a minimum of 10 years' experience in the ... financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices...years of audit experience in the in Audit , Risk, Business Control, Compliance , Finance in… more
- Capital One (New York, NY)
- Consumer Credit Review Senior Manager The Consumer Credit Review Senior Manager is responsible for executing independent, risk-based assurance reviews ... within Capital One's Consumer credit portfolios (card and auto). This includes assessment...effectiveness of policy implementation and risk governance. The Senior Manager will also contribute towards the execution of the… more
- DoorDash (New York, NY)
- …perception of value across all NV categories. About the Role As a Senior Manager , Consumer Integrated Marketing - New Verticals Habituation & Affordability, you ... About the Team The Consumer Marketing team is committed to bringing DoorDash's...been reviewed by an independent auditor. Results of the audit may be viewed here: Covey (https://getcovey.com/nyc-local-law-144) Compensation The… more
- American Express (New York, NY)
- …manage and maximize customer relationships + Ensure operational excellence and compliance with regulatory, audit and oversight requirements + Understand ... functions, including but not limited to Risk, Servicing, Decision Science, Legal, and Compliance , to develop best in class strategies and capabilities to support our… more
