- Bank of America (New York, NY)
- Global Financial Crimes Compliance (GFCC)...years' experience with Fraud, AML, Risk , or Compliance experience and/or knowledge of financial ... the liaison to Law Enforcement as required. The Global Financial Crimes Compliance (GFCC) Investigator...and/or law enforcement. This role may partner with GFC Risk Management, front line units or other stakeholders to… more
- S&P Global (New York, NY)
- …to senior management and the Board of Directors on the operation and progress of Global Financial Crimes Compliance risk management efforts. + Maintain a ... Head of Global Financial Crimes Compliance Program Office within S&P Global Enterprise Risk...appropriate, and execute risk assessments covering Global Financial Crimes Compliance disciplines. +… more
- Bank of America (Pennington, NJ)
- …This individual will be responsible for identifying, escalating and mitigating financial crimes compliance and operational risk . This individual will be ... the Compliance and Operational Risk Management (CORM) Program, the Financial Crimes and Global Compliance - Enterprise Policy and Global Standard and… more
- Bank of America (New York, NY)
- …for leading a team accountable for identifying, escalating and mitigating financial crimes compliance and operational risk . This individual will be ... lead a team responsible for identifying and assessing inherent financial crimes risk and controls...Global Banking FLUs, Global Compliance & Operational Risk (GCOR) and Global Financial Crimes… more
- Bank of America (New York, NY)
- …appropriately addressed + Produces and/or oversees independent financial crimes risk management reporting to Global Compliance & Operational Risk ... Global Financial Crimes Executives, Financial Crimes Investigators, Compliance and Operational Risk ("C&OR") officers and Control Partners to… more
- Bank of America (Pennington, NJ)
- …for the company and to the leaders of the FLUs and CFs directly. The Global Financial Crimes Risk Management Executive serves as a direct report to the ... Global Financial Crimes Executive - AML & Sanctions Risk...development of enterprise-wide money laundering, economic sanctions, and fraud compliance and operational risk practices consistent with… more
- New York State Civil Service (New York, NY)
- NY HELP No Agency Financial Services, Department of Title Financial Crimes Blockchain Analytics Risk Associate ( Financial Services Specialist 4 ( ... risk (BSA/AML, CIP, OFAC/Sanctions, CTF) in a management, compliance or audit environment.* Developing and implementing financial... Services is seeking candidates for the position of Financial Crimes Blockchain Analytics Risk … more
- TD Bank (New York, NY)
- …critical program initiatives and handling complex/high- risk matters and escalations. The Financial Crimes Risk Management Know Your Customer (KYC) ... who can provide you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Manager, AML Financial… more
- MetLife (New York, NY)
- …informed of the current status of AML, Sanctions and AB&C activities. * Identify financial crimes compliance training needs and support development of ... supporting the identification and analysis of compliance risk exposure in connection with non- financial ...for various groups. * Manage all aspects of assigned financial crimes compliance assignments (eg,… more
- Capital One (New York, NY)
- …299 Park Avenue (22957), United States of America, New York, New York Audit Director, Financial Crimes Compliance (Hybrid) Capital One's Audit function is a ... of our Audit team. As a member of the Financial Crimes Compliance (FCC) Audit... Compliance Manager (CRCM) + Experience with consumer compliance , privacy and conduct risk management +… more
- Bank of America (Pennington, NJ)
- …appropriately addressed + Produces and/or oversees independent financial crimes risk management reporting to Global Compliance & Operational Risk ... + 10 or more years experience in Financial Crimes Compliance or related roles + Risk or Compliance experience in Financial Institutions + Strong… more
- Bank of America (Pennington, NJ)
- …addressed + Assists in the production of independent financial crimes risk management reporting to Global Compliance & Operational Risk (GC&OR) ... Compliance and Operational Risk Management (CORM) Program, the Financial Crimes and Global Compliance - Enterprise Policies and the Enterprise Fraud… more
- KPMG (New York, NY)
- …with analytical and technology-related tasks Provide support for financial services or financial crimes compliance initiatives at the direction of the ... enhance the detection and reporting of financial crimes + Support clients with technical risk ...Proven experience examining, assessing, and/or enhancing aspects of a financial crimes Compliance program (for… more
- Citigroup (New York, NY)
- …& Regulatory Management and is responsible for ensuring proactive, effective and sustainable financial crimes risk management within Treasury & Trade ... Solutions (further only "TTS"). The Financial Crimes Risk Senior Manager...+ Min of 8 years professional experience, preferably in Financial Crimes , Sanctions Compliance or… more
- Bank of America (Pennington, NJ)
- …appropriately addressed + Produces and/or oversees independent financial crimes risk management reporting to Global Compliance & Operational Risk ... risk management requirements. The position of Global Financial Crimes Quality Assurance Manager with the...influencers to identify and mitigate emerging risks + Escalates financial crimes related compliance and… more
- Morgan Stanley (New York, NY)
- …and Political Activities Compliance programs. If you are passionate about financial crimes prevention, seeking a rewarding and dynamic career, and focused ... with senior leaders across First Line Financial Crimes , GFC and the Legal and Compliance ...audits, etc. * Decision client matters with significant reputational risk and potential financial crimes … more
- Morgan Stanley (New York, NY)
- …career - a place for people to learn, achieve, and grow. The WM and US Banks Financial Crimes Risk Team is embedded within the Firm's business line. It is ... risk client types. The WM and US Banks Financial Crimes Risk Team is...Business, Finance, or another related field * Experience managing compliance projects and/or exams *Ability to:* * Take initiative,… more
- Bank of America (New York, NY)
- …in identifying potential operational or compliance risks and partners with Global Financial Crimes (GFC) Management and/or Front Line Units (FLU) to resolve ... Global Financial Crimes Sr. Investigator Charlotte, North...to direct their attention to completing investigations reviews, managing risk , while ensuring cases meet or exceed closure and… more
- Bank of America (Pennington, NJ)
- …**Required Qualifications** + 10+ Years professional experience in Global Financial Crimes , as well as relevant background in Risk Management and Regulatory ... Global Financial Crimes Controls, Monitoring & Testing...development of enterprise-wide money laundering, economic sanctions, and fraud compliance and operational risk practices consistent with… more
- Bank of America (Pennington, NJ)
- …identification and reporting of risks and issues and issues management for financial crimes -related issues, to include new, at risk and past due issues, as ... Global Financial Crimes (GFC) Issues Remediation Executive...Crimes , as well as relevant background in Audit Risk Management and Regulatory Compliance + Experience… more