- Mizuho Corporate Bank (New York, NY)
- …as determine when full KYC Onboarding is required versus streamlined KYC Onboarding is required + Ensure client packages adhere to internal audit ... Responsibilities: Support direct team manager for all onboarding processes: + Compose KYC packages and perform...and review Dodd Frank regulatory information provided by the client and determine if sufficient based on regulation +… more
- JPMorgan Chase (New York, NY)
- …activities that touch prospective or existing clients. **Job responsibilities:** + Own the client onboarding and account maintenance for new and existing clients ... customize solutions tailored to clients' specific needs. As a Client Associate in JP Morgan Advisors , you...and procedures + Interface directly with clients and Financial Advisors to make investment recommendations, propose firm… more
- JPMorgan Chase (New York, NY)
- …types and investment wrappers. You will collaborate with portfolio managers, client advisors , and many internal teams, including RFP, Marketing, Product ... development, distribution management, and portfolio management. + Oversee the end-to-end client onboarding process, including negotiating investment … more
- TD Bank (New York, NY)
- …is seeking a Vice President. TD Securities is a leading global investment bank specializing in providing strategic financial advisory services, including mergers and ... deal structuring + Coordinate with legal, tax and accounting advisors to navigate complex deal structures + Prepare presentation...+ Interact with senior TD Securities team members and client management teams on a daily basis to execute… more
- Neuberger Berman (New York, NY)
- …and improved client experiences. + Assess technology solutions to enhance client onboarding /offboarding experiences. + Serve as a partner to Product ... be responsible for overseeing operational and change-management aspects of our client lifecycle from onboarding , transition management, offboarding, and overall… more
- Robert Half Technology (New York, NY)
- …Addepar and related systems. * Collaborate with cross-functional teams, including Investment Operations, Technology, Compliance, and Advisors , to support ... and a culture of continuous improvement. * Oversee the onboarding process for new clients and entities, ensuring seamless...* A minimum of 10 years of experience in investment operations, data management, or client reporting… more
- BlackRock (Princeton, NJ)
- …preeminent asset management firms and a premier provider of global investment management, risk management and advisory services to institutional, intermediary and ... exposure to the world's capital markets. Our clients can access our investment solutions through a variety of product structures, including individual and… more
- TD Bank (New York, NY)
- …regimes.** **The Financial Advisors , Relationship Managers, and Investment Advisors who are part of the client -facing Distribution teams are both** ... of TD Bank, NA encompassing banking, custom credit, asset management, securities, investment advisory and insurance) through multiple legal entities (TD Bank NA, TD… more
- BlackRock (Princeton, NJ)
- **About this role** **About this role:** We are actively seeking client -facing sales professionals with a proven successful track record of managing an assigned ... territory to help identify, develop, and own client relationships. As the world's largest asset manager, BlackRock...of the firm to retail Wirehouse, RIA and Independent advisors along with key record keeper partners. This role… more
- Citigroup (New York, NY)
- … investment offerings. + Conduct training sessions and follow ups for bankers, investment counselors, and financial advisors for newly launched investment ... preferred. + 8-10 years relevant experience in real estate, private equity, or investment management. + Prior experience with the onboarding and distribution of… more
- Thrivent Financial (Edison, NJ)
- …financial advisors and professionals. Only individuals who are financial advisors are credentialed to provide investment advisory services. Visit ... contracts), Series 7 and 66 registrations, and complete Thrivent's comprehensive advisor onboarding program. After onboarding , you'll have control over the… more
- BlackRock (Princeton, NJ)
- …indexing, fixed income, active equity, and multi-asset strategies. We serve a diverse client base from wealth advisors and family offices to endowments and ... Solutions helps clients customize portfolios for unique tax, values-alignment, or investment exposures across direct indexing, fixed income, active equity, and… more
- BlackRock (Princeton, NJ)
- …etc. * Research & resolve individual account discrepancies to ensure a consistent client experience and minimize investment and operational risk * Handle ... Solutions helps clients customize portfolios for unique tax, values-alignment, or investment exposures across direct indexing, fixed income, active equity, and… more
- BlackRock (Princeton, NJ)
- …this role** Due to our continued phenomenal growth, we are actively seeking client -facing sales professionals with a proven successful track record of managing an ... assigned territory to help identify, develop, and own client relationships. The model portfolio landscape is one of...the firm's relationships with US retail investors and financial advisors . Representing a full suite of strategies from Model… more
- KeyBank (New York, NY)
- …client and external advisors to resolve. + Collaborates with external client advisors (attorneys, accountants, etc.) to deliver advice. **Growth- Book of ... is primarily responsible for fulfilling the fiduciary responsibilities of KeyBank by providing client advisory services to Ultra High Net Worth (UHNW) clients with a… more
- Neuberger Berman (New York, NY)
- …**Primary Responsibilities:** + Partner with internal teams to identify onboarding requirements (Product Management, Marketing, Portfolio Management, Client ... **Position Overview** The Onboarding Team is responsible for managing the implementation...2,900 employees in total-united in their commitment to delivering client outcomes and investment excellence. It is… more
- TD Bank (Hillsborough, NJ)
- …and complex needs of TD Wealth clients by reviewing financial goals and making investment recommendations aligned to their client 's goals. The role will serve as ... a three-year program with a forgivable draw, for financial advisors or planners who will be providing financial planning...who will be providing financial planning guidance & selling investment management solutions. A FA will need to leverage… more
- Bank of America (New York, NY)
- …other life goals through investment advice and guidance. Merrill's Financial Advisors and Wealth Management Client Associates help clients pursue the life ... client service model. Job expectations include assisting with client meetings related to investment strategy, account... client 's needs + Manages aspects of the client relationship process, including client onboarding… more
- Bank of America (New York, NY)
- …Join us! **Job Description:** Acts as the senior product representative on a client team and is solely responsible for all product transactions with key clients. ... of product functions and can operate independently in handling transactions. Strong client relationship skills used to control and coordinate all aspects of a… more
- BlackRock (Princeton, NJ)
- …Solutions helps clients customize portfolios for unique tax, values-alignment, or investment exposures across direct indexing, fixed income, active equity, and ... world-class service to all of our clients, from wealth advisors to family offices to endowments and foundations. **About...based in Princeton, NJ. Our team works closely with investment teams across asset classes within BlackRock and is… more