- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** The Director Compliance TDS oversees/leads a team(s) of specialists/professionals providing ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $180,000 - $225,000 USD TD is...advice, guidance and expertise on regulatory requirements and assisting business units… more
- J&J Family of Companies (Raritan, NJ)
- …Industry Analysis, Innovation, Leadership, Legal Support, Operations Management, Public Policies, Regulatory Affairs Management, Regulatory Compliance , ... a single submission. ** Director , Labeling Science and Technology Leader - Cross-Regional Regulatory Affairs** Are you ready to shape the future of regulatory … more
- TD Bank (New York, NY)
- …and Vice Chair/EMD supervision meetings + Key stakeholders on Global Markets regulatory initiatives related to your businesses; participate in business ... trading and origination activities is a core competency. The Director Trading Business Management TDS is responsible for the...and related systems and infrastructure processes + 15+ years compliance and regulatory experience along with a… more
- TD Bank (New York, NY)
- …team is responsible for the planning, execution, and delivery of key regulatory initiatives for our US Wholesale business, building foundational capabilities ... closely with senior leaders across departments Risk, Legal, HR, Compliance , Audit and will work in close alignment with...remediation activities to our regulators. The Senior Manager / Director - Regulatory Management and Remediation Office.… more
- CIBC (New York, NY)
- …the business lines and performing specific written supervisory procedures to achieve regulatory compliance . Regulatory Supervision must be highly responsive ... occurring as well as detecting when violations do occur. Regulatory Supervision is a business role (not Compliance...a culture where you can express your ambition through initiatives like Purpose Day; a paid day off dedicated… more
- New York State Civil Service (New York, NY)
- …but are not limited to, the following:* Oversees the activities of the three Regulatory Compliance Units and works with the Assistant Chief who oversees the ... NY HELP No Agency Financial Services, Department of Title Assistant Chief Regulatory Unit ( Director Financial Services Programs 2, SG-33) Occupational Category… more
- Wolters Kluwer (Princeton, NJ)
- …and play a critical role in achieving our mission to revolutionize the legal, regulatory and compliance content, expert solutions and software space. If you're ... As the Director of Product Software Engineering for our Legal & Regulatory US business, you will be at the forefront of shaping the technology vision for a… more
- J&J Family of Companies (Raritan, NJ)
- …understand and influence the external regulatory environment. **Stakeholder Management, Compliance Expertise and Support for Innovation Initiatives (10%)** + ... responsibility for centralized services, capabilities, and strategies supporting Technology Regulatory Compliance (TRC) functional effectiveness, including ownership,… more
- CBRE (New York, NY)
- …This position reports to the Vice President, Gov't & Defense, M&A Integration, and Regulatory Compliance and offers the opportunity to make a significant impact ... Director of Compliance and Privacy, Industrious...industry guidelines. + Act as the primary expert on compliance and regulatory matters, providing strategic guidance… more
- Capital One (New York, NY)
- …Certified Information Privacy Professional (CIPP), Certified Risk Professional (CRP) or Certified Regulatory Compliance Manager (CRCM) At this time, Capital One ... Director , Compliance Privacy Advisor The Capital...lines on the application of privacy requirements to business initiatives and changes, the development of controls and monitoring,… more
- American Express (New York, NY)
- …delivering superior customer service. Credit & Fraud Risk is looking for a Director , Compliance to lead a diverse team of high-performing professionals focused ... with partners across business units, functional areas, and geographies. **The Director , Compliance will:** + Provide business specific compliance… more
- Ankura (New York, NY)
- …operational, and compliance solutions to complex litigation, enforcement, and regulatory challenges. Role Overview The Senior Director will support the ... for senior level review. + Perform client facing tasks including operational, compliance or regulatory assessments and develop associated deliverables. + Develop… more
- Meta (New York, NY)
- **Summary:** As Director of Sanctions Compliance in the Meta FinTech Compliance Team (MFTC) you will lead a team of compliance professionals and ... initiatives designed to mature and enhance the sanctions compliance program. You will interact with both internal and...You will help Meta FinTech to ensure that its compliance policies, internal controls and systems meet regulatory… more
- NRG Energy, Inc. (Princeton, NJ)
- …NRG on Facebook, Instagram, LinkedIn and X. **Job Summary:** As a member of the Regulatory Compliance NERC Team, the Director NERC Compliance provides ... Affairs and Government Affairs teams to help formulate NRG's position on regulatory and reliability initiatives . + Participate in the NERC standards development… more
- JPMorgan Chase (New York, NY)
- …an Identity and Access Management (IAM) Technology Operational Risk Management Executive Director within the Compliance Conduct and Operational Risk Technology & ... for compliance and effectiveness. + Stay informed on IAM enforcement actions, regulatory changes, and emerging solutions for compliance . + Respond to … more
- City of New York (New York, NY)
- …the organization while helping to maintain a robust culture of integrity and compliance . Responsibilities of the Director of Internal Audits and Compliance ... As an integral part of the Legal Matters Division, the Audits and Compliance unit is responsible for overseeing the planning, execution, and management of internal… more
- JPMorgan Chase (New York, NY)
- …Your role will also involve close collaboration with model review, control, legal, and compliance teams to ensure adherence to all regulatory and compliance ... with business partners and stakeholders, especially technology. + Experience in regulatory and compliance coordination, with a strong understanding of… more
- City of New York (New York, NY)
- …site visits and programmatic reviews and assessments. - Ensures program and regulatory compliance , aligned with City rules and accountability standards. - ... Supports compliance and legal aspects of strategic initiatives ...diversity. - Minimum of three years' experience in a compliance , regulatory , or investigative capacity preferred. -… more
- Wolters Kluwer (Princeton, NJ)
- **About the Role:** The Governance and IT Compliance Platform Lead is responsible for the strategic ownership, governance, and operational oversight of the ... organization's Governance, Risk, and Compliance (GRC) platforms. This role...aligned with organizational policies, and scalable to meet evolving regulatory and business requirements. The position partners with security… more
- Fujifilm (Trenton, NJ)
- **Position Overview** The Regulatory Compliance Manager (Corporate) is a member of the FUJIFILM Holdings America Corporation ("HLUS") Department reporting to the ... Corporate Compliance Director . The Compliance Manager...Perform the annual Anti-Corruption and Antitrust Self-Audits. + Promote compliance awareness through ongoing communication and engagement initiatives… more