- JPMorgan Chase (Jersey City, NJ)
- …Executive Director of Control Management within Corporate Controls covering the Compliance Risk Assessment Program. Join JP Morgan as a Corporate Controls ... Lead a proactive risk and control culture as the... manager, (1 st Line of Defense) and thought leader in the Compliance Risk Assessment … more
- Citigroup (New York, NY)
- …in the lead of governance and the facilitation of the execution of the Manager Control Assessment (MCA, ie, Risk & Control Self- Assessment ) as ... The Business Risk and Control Sr Group Manager...control gaps and record these controls in Manager's Control Assessment (MCA); establish ongoing monitoring of… more
- SMBC (New York, NY)
- …Management teams, ensuring alignment with the firm's objectives and regulatory requirements. + Compliance Risk Assessment : Lead the Compliance Risk ... and Testing, and Regulatory Change Management. Additionally, the position oversees the Risk and Control Self- Assessment (RCSA) process for Corporate… more
- Bank of America (New York, NY)
- …and challenges the FLU/CF process, risk , control (PRC) inventory and FLU/CF Risk & Control Self- Assessment (RCSA) related to EAC themes or trends + ... and drives actions to address the root causes that lead to compliance risk issues and/or operational...process, risk , Single Process Inventory and FLU/CF Risk and Control Self- Assessment related… more
- TD Bank (New York, NY)
- …guides activities relating to core operational risk disciplines/programs including, Risk & Control Self- Assessment , Business Continuity Management, ... escalation, review and approval processes, data management, policies and risk assessment processes + Directs the development...and assesses potential impacts + Maintains a culture of risk management and control , supported by effective… more
- Bank of America (New York, NY)
- …+ Reviews and challenges FLU/CF process, risk , Single Process Inventory and FLU/CF Risk and Control Self- Assessment related to themes or trends, while ... Compliance and Operational Risk Manager- Control Room Charlotte, North...and drives actions to address the root causes that lead to compliance risk issues and/or operational… more
- JPMorgan Chase (New York, NY)
- …will oversee the 1LOD's GRC team's delivery of risk & controls framework, control integration & assessment , risk treatment & analytics, and governance ... Global Technology, along with action-oriented reporting to support operational risk decisions. + Evaluate control design and...spans over 200 years and today we are a leader in investment banking, consumer and small business banking,… more
- Citigroup (New York, NY)
- …+ Help contribute to governance and the facilitation of the execution of the Manager Control Assessment (MCA, ie Risk & Control Self- Assessment ... ) as required by the MCA Standard including the assessment and appropriate approval of risk associated...quality, completeness, and accuracy of the implementation of the Control Framework, including Risk Control … more
- JPMorgan Chase (Jersey City, NJ)
- …you will be responsible for preparing and delivering written and verbal communications on risk and control assessment results to technical and non-technical ... be best-in-class. Exciting opportunity as a Compliance, Conduct, Operational Risk (CCOR) Operational Resiliency Risk Lead...risk oversight of the firm's operational resiliency related risk and control environment of JP Morgan… more
- JPMorgan Chase (Jersey City, NJ)
- …requested to support business-related programs and strategies + Assist with development of Risk & Control Self- Assessment mapping and documentations through ... Management team performs ongoing analysis of the business' risk and control environment to identify significant...spans over 200 years and today we are a leader in investment banking, consumer and small business banking,… more
- HSBC (New York, NY)
- …risks and key controls and providing guidance on continuous monitoring expectations + Recommend Risk and Control Assessment scoping, and challenge where this ... in reviewing and testing the operating effectiveness of the control framework. Lead in scoping of analysis...is not appropriately applied in the Risk and Control Assessment +… more
- Bank of America (New York, NY)
- …+ Reviews and challenges FLU/CF process, risk , Single Process Inventory, and FLU/CF Risk and Control Self- Assessment related to themes or trends, while ... for executing second line of defense compliance and operational risk oversight for a Front Line Unit, Control...and drives actions to address the root causes that lead to compliance risk issues and/or operational… more
- Bank of America (New York, NY)
- …+ Reviews and challenges FLU/CF process, risk , Single Process Inventory, and FLU/CF Risk and Control Self- Assessment related to themes or trends, while ... and drive actions to address the root causes that lead to compliance risk issues and/or operational...Engages in activities to provide independent compliance and operational risk oversight of FLU or Control Function… more
- JPMorgan Chase (New York, NY)
- …capabilities. Control Management focuses on control design and expertise, risk and control identification/ assessment , control breaks and ... with colleagues across the firm, business, operations management, legal, compliance, risk , audit, regulators, and technology control functions to promote… more
- Morgan Stanley (New York, NY)
- …an enhanced control framework which supports a continuous and integrated approach to risk assessment , risk control , monitoring and mitigation. In ... process or control gaps identified - Prepare risk management and assessment updates to Senior... Control & Governance Manager and the Business Control and Assessment Lead for… more
- JPMorgan Chase (Jersey City, NJ)
- … Risk team + Lead the effort to design and maintain operational risk structure and control assessment in JPMC Firmwide Compliance Operational Risk ... to collaborate with the business to perform detailed operational risk assessment and control evaluation...spans over 200 years and today we are a leader in investment banking, consumer and small business banking,… more
- Teva Pharmaceuticals (Parsippany, NJ)
- …of narratives and/or flowcharts. + Assist with key initiatives and projects such as risk & control assessment associated with changes in systems/applications ... (USA and Canada), reporting to the Americas Regional SOX Leader . This position will work with the SOX team,...IT General and automated controls), business process analysis and risk assessment . + Strong understanding of GAAP.… more
- JPMorgan Chase (Jersey City, NJ)
- …JPMorgan Chase Corporate Control Management Organization, reporting to the Firmwide Compliance risk Assessment Program Lead . As a Firmwide Compliance ... team members to support the execution of the Compliance Risk Assessment (CRA) Program. This high-profile role...Control Management Programs (eg Office of Legal Obligations, Control and Operational Risk Evaluation) and 2… more
- Tradeweb (New York, NY)
- …the Risk Management Framework program elements (eg, risk identification and assessment , risk measurement, control testing, risk event management, ... risk reporting etc.) while providing a partnership with Risk and Control Owners to better identify,...Parental Leave **Company Description** Tradeweb Markets is a world leader in the evolution of electronic trading. A fintech… more
- SMBC (New York, NY)
- …Americas Division ("CPAD"). This role will report to the Director who serves as Compliance Risk Assessment team leader and will assist in managing a ... SMBC Group is seeking a Vice-President for the Compliance Risk Assessment team ("CRA team") within the...US swap dealer. The candidate should have a strong risk management / internal control mindset to… more