- Citigroup (Los Angeles, CA)
- The Associate Banker SAFE Act LO is a seasoned professional role. Applies in-depth disciplinary knowledge, contributing to the development of new ... affected by the performance of the individual. **Responsibilities:** + Partner with Banker in the creation of sales and marketing strategies designed to generate… more
- US Bank (Torrance, CA)
- …NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable to an agreement, such ... At US Bank , we're on a journey to do our...daylight overdrafts, and ACH file suspensions. Basic Qualifications - Associate 's degree, or equivalent work experience - Five or… more
- Wells Fargo (Santa Monica, CA)
- …your career" in the US Join us! **About this role:** Wells Fargo is seeking an Associate Personal Banker ( SAFE ) for our National Branch Network as part of ... and well-being. You'll be rewarded for investing in your community , celebrated for being your authentic self, and empowered...transaction. As such, this position requires compliance with the SAFE Mortgage Licensing Act of 2008 and… more
- Comerica (Manhattan Beach, CA)
- …check, fingerprint check, and NMLS certification is required in accordance with the SAFE Act . Comerica Incorporated (NYSE: CMA) is a financial services company ... and increase the number of portfolio customers in the banking center. Assist in community awareness events to increase bank outreach and foster new business… more
- Comerica (Los Angeles, CA)
- …check, fingerprint check, and NMLS certification is required in accordance with the SAFE Act . Comerica Incorporated (NYSE: CMA) is a financial services company ... Job Description The Relationship Banker is responsible for contributing to the overall...banking center locations based on staffing needs. Qualifications + Associate 's Degree (AA) Or 60 college credit hours and… more
- Umpqua Bank (Los Angeles, CA)
- …compensation or gain. All MLOs will be required to register as an MLO complying with the SAFE Act requirements. + This position IS NOT authorized to act as a ... of Bank 's written policies and procedures regarding Bank Secrecy Act , Regulation CC, Regulation E,...to manage the most complex portfolios and knowledge of bank products and services. + Involved in community… more
- US Bank (Rancho Palos Verdes, CA)
- …NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable to an agreement, such ... At US Bank , we're on a journey to do our...designed to be a developmental Financial Advisor at the Associate level. Under the guidance and in partnership with… more
- Bank of America (Los Angeles, CA)
- …certain specified criminal history for the position: applicable regulation FDIC, Safe Act /Loan Originators and FINRA._ **Minimum Education Requirement:** High ... Registered Wealth Management Client Associate Los Angeles, California **Job Description:** Merrill Wealth...Bank of America premises and to provide a safe work environment. To view Bank of… more
- Bank of America (Beverly Hills, CA)
- …risk, and client relationship care by leveraging expertise. This position is subject to SAFE Act registration requirements. Pursuant to the SAFE Act ... the federal registry system and remain in good standing. Since this position requires SAFE Act registration, employees are required to register and to submit to… more
- Umpqua Bank (Los Angeles, CA)
- …compensation or gain. All MLOs will be required to register as an MLO complying with the SAFE Act requirements. + This position IS NOT authorized to act as a ... strong, long-term relationships with consumers and businesses in local community and consistently provides proactive solutions and problem resolutions...impacts of decisions. + This position requires you to act as a Bank MLO, which is… more
- Wells Fargo (Pasadena, CA)
- **About this role:** Wells Fargo is seeking an Associate Bank Financial Advisor (LO) in Wealth and Investment Management as part of Wells Fargo Advisors. Learn ... customers interested in a dwelling secured product to a SAFE team member. This position includes assisting customers without...comply with 17 CRF 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article III, Section… more
- JPMorgan Chase (Los Angeles, CA)
- …of criminal conviction history, including pretrial diversions or program entries. **Dodd Frank and Safe Act ** This position is subject to the Dodd Frank/Truth in ... and investments of the branch, and coach bankers and associate bankers. You will also be responsible for creating...Mortgage Licensing System and Registry (NMLS) registration under the SAFE Act of 2008. As such, upon… more
- Compass Group, North America (Malibu, CA)
- …+ Enter weekly cash sales and meal counts using computer. + Perform daily bank deposit reconciliation. + Process vendor invoices for payment - using computer, making ... + Attend in-service and/or safety meetings as required. + Maintain clean and safe work environment; ability to perform job safely. + Performs other duties as… more