- Capital One (New York, NY)
- …collaborative, and highly skilled professionals. We operate at the forefront of risk management , providing support for novel and developing technologies, as ... Capital One's Tech and Product Risk Office, you will apply your risk management , cyber, and technical expertise to the company's Technology organization. You… more
- Capital One (New York, NY)
- …operations of moderate complexity with more than one component, including finance, IT, compliance , credit, security. Provide risk management advice and ... of experience in internal or external auditing, accounting, financial analysis, information systems, compliance , risk management or a combination At least 3… more
- Formation Bio (New York, NY)
- …regulatory requirements, including GMP, GCP, and ICH guidelines. Expertise in Quality Management Systems (QMS). Extensive knowledge of quality risk assessment ... will have the opportunity to establish the strategic development and operational management of Formation Bio's quality assurance program to support the growing drug… more
- NorthMark Strategies (New York, NY)
- …This role will support the development and execution of best-in-class insurance and risk management strategies across the organization, with a focus on Owner ... and alternative risk transfer strategies. Requirements: Bachelor's degree in risk management , Insurance, Finance, Business Administration, or a related… more
- DWS Group (New York, NY)
- Job Description: Employer: DWS Group Title: AFC Compliance Officer (AFC & Compliance Officer) Location: New York City Job Code: #LI-LV2 #LI-02 About DWS: Today, ... (ABC) and Anti-Fraud (collectively referred to as Anti-Financial Crime) prevention. The DWS Management and all employees are required to adhere to these standards to… more
- Capital One (New York, NY)
- …code is well-managed to reduce vulnerabilities, models are well-governed from a risk perspective, and the ML follows best practices in Responsible and Explainable ... varies based on full or part-time status, exempt or non-exempt status, and management level. This role is expected to accept applications for a minimum of… more
- RGP (New York, NY)
- …compliant and forward thinking. + Lead and manage client engagements focused on risk management , regulatory compliance , and audit remediation across banking, ... firm or a strategy consulting firm (required). + Extensive experience in risk management , regulatory compliance , and digital technology within the financial… more
- Unknown (Manhattan, NY)
- …will be responsible for assisting in the design and maintenance of a robust, risk -based compliance management system to ensure adherence to all relevant ... Officer (AVP) position at the company should have a strong background in compliance , and risk management , and a thorough understanding of relevant laws and… more
- HSBC (New York, NY)
- …independent trusted advisor in governance forums, issue management , fostering a compliance culture and optimizing relations with risk owners and control ... The Director of Wealth, Private Banking and Insurance Regulatory Compliance for US is the management leadership...Consultants and others to ensure clear understanding of regulatory compliance risk exposure with respect to clients,… more
- SMBC (New York, NY)
- …models. Support long- and short-term planning, new product development, ALM and risk management meetings. Network within the industry through meetings, events ... a number of modeling techniques and data structures, project the potential interest rate risk on short-term earnings and longer term equity and economic value at … more
- HSBC (New York, NY)
- …Americas Finance Leadership Team, senior management in Global Finance, Enterprise Risk Management , Internal Audit, External Auditors and regulators + Have ... Work style: Hybrid Worker Date: 20 Oct 2025 In compliance with applicable laws, HSBC is committed to employing...Americas Finance Leadership Team + Manage a team of risk management experts across multiple locations and… more
- Capco, a Wipro Company (New York, NY)
- …areas such as lending, deposits, account servicing, anti-financial crime, online banking, risk identification & management , and payments. The team offers clients ... FDPA, and MLA + Demonstrated experience working with business and compliance stakeholders + Demonstrated project management / prioritization abilities… more
- SMBC (New York, NY)
- …Compliance Training + Issues Management + Monitoring & Testing + Compliance Risk Assessment + Communications and Transaction Surveillance + Employee ... program enhancements with respect to each of the below-listed Compliance Program areas: + Policies and Procedures Management...management reporting for senior business leadership, CPAD Senior Management , Risk Management , and other… more
- SMBC (New York, NY)
- …orders, research and other opportunities to help support the overall desk. Work with compliance , legal and risk management to broaden working knowledge of ... data into proper reporting / analytics. Support legal and compliance teams (ie, provide reporting and/or documentation as required)...clients and ongoing product support and updates. Partner with risk management to improve portfolio risk… more
- City National Bank (New York, NY)
- … program functions, including Compliance Risk Assessments, Key Risk Indicators (KRI) review, Issue Management , Operational Losses, and more. Provide ... development of controls to aid in implementation of regulation, rules, and risk management requirements. Analyze, evaluate and periodically review relevant … more
- Capco, a Wipro Company (New York, NY)
- …and functional knowledge across all areas of the front office, operations, technology, risk , finance and compliance .? Our clients include the largest investment ... with some of the leading financial institutions in the market achieve compliance within tight deadlines against a variety of different regulatory requirements,… more
- Neuberger Berman (New York, NY)
- …of regular and ad hoc risk reports, assist in solving real-world risk management problems, and translate academic or industry research into actionable ... Risk and Liquidity Committees + Solve complex risk management challenges in a largely autonomous...player. The highest integrity relates to corporate standards and compliance + Exposure to industry's standard risk … more
- Tutor Perini (New York, NY)
- … Risk Manager** at Tutor Perini Corporation., reporting to the **Vice President, Risk Management ,** you will have the opportunity to: + Manage the overall ... to company standards. **REQUIREMENTS:** + **5+ years** of related experience in risk management , construction insurance, and claims handling. + Strong knowledge… more
- SMBC (New York, NY)
- …Responsibilities include supporting senior salespeople in marketing FX products and delivering risk management solutions, as well as participating in all phases ... assess derivatives activity and opportunities. + Coordinate with Legal, Risk , KYC, and Settlements teams to ensure compliance... Risk , KYC, and Settlements teams to ensure compliance with statutory regulations as well as internal policies… more
- HSBC (New York, NY)
- …role you should meet the following requirements: + Demonstrable experience of liquidity management and liquidity risk + Experience of strategically directing the ... Americas Head of Liquidity Management Brand: HSBC Area of Interest: Finance Location:...Work style: Hybrid Worker Date: 21 Oct 2025 In compliance with applicable laws, HSBC is committed to employing… more
