- DWS Group (New York, NY)
- Job Description: Employer: DWS Group Title: AFC Compliance Officer (AFC & Compliance Officer ) Location: New York City Job Code: #LI-LV2 #LI-02 About DWS: ... DWS clients` activities or transactions. Role Details As a/an AFC & Compliance officer , you will (be): Acting as AFC advisor for DWS including Sanctions… more
- Unknown (Manhattan, NY)
- Associate Vice President, Corporate Compliance Officer About the Company Prominent commercial bank Industry Banking Type Privately Held About the Role The ... Company is seeking an Associate Vice President, Corporate Compliance Officer to join their team. The successful candidate will be responsible for assisting in… more
- SMBC (New York, NY)
- …findings or recommendations; + M&T findings or recommendations; and/or + Observations by Compliance officer or business staff member + Coordinate with relevant ... the Regulatory Governance team is responsible for production of Annual Compliance Reports and related senior officer certifications. **Responsibilities:** +… more
- Unknown (New York, NY)
- Chief Compliance Officer (CCO) About the Company Accomplished broker-dealer Industry Financial Services Type Privately Held About the Role The Company is seeking ... a Chief Compliance Officer (CCO) to join their team. The CCO will be responsible for managing and providing strategic guidance on local, state, and federal… more
- Unknown (Jersey City, NJ)
- Senior Vice President, Compliance Officer About the Company Internationally recognized investment services firm Industry Financial Services Type Public Company ... B2B Enterprise About the Role The Company is seeking a Senior Compliance Officer to join its Wealth Services team. The successful candidate will be… more
- Unknown (New York, NY)
- Chief Compliance Officer About the Company Esteemed provider of bespoke investment advisory services Industry Investment Management Type Privately Held About the ... Role The Chief Compliance Officer will be responsible for managing and directing the end-to-end compliance programs as well as evaluating the effectiveness… more
- Unknown (New York, NY)
- Chief Compliance Officer (CCO) About the Company Accomplished biopharmaceutical company Industry Biotechnology Type Privately Held About the Role The Company is ... seeking a Chief Compliance Officer to establish and oversee its healthcare and corporate compliance program in line with industry best practices. The… more
- Unknown (New York, NY)
- Vice President, Compliance Officer About the Company Globally recognized alternative investment management firm Industry Investment Management Type Privately ... Held About the Role The Company is in search of a Vice President, Compliance Officer to join its global Compliance team. The successful candidate will be… more
- Unknown (New York, NY)
- Vice President, Compliance Officer About the Company Internationally acclaimed fixed-income investment management firm Industry Investment Management Type ... Anti-Financial Crime Compliance team as a Global Sanctions Compliance Officer . The successful candidate will be responsible for overseeing and implementing… more
- Unknown (New York, NY)
- Chief Compliance Officer (CCO) About the Company Dynamic investment advisory firm specializing in cryptocurrency & blockchain services Industry Financial ... sto and ico About the Role The Company is in search of a Chief Compliance Officer (CCO) and Head of Anti-Money Laundering to establish and lead its compliance… more
- Unknown (New York, NY)
- Deputy Chief Compliance Officer About the Company Diversified financial institution Industry Financial Services Type Privately Held About the Role The Company is ... in search of a Deputy Chief Compliance Officer to join their team. The successful candidate will be a key player in the development, implementation, and… more
- Unknown (New York, NY)
- General Counsel & Chief Compliance Officer (CCO) About the Company A FinTech in the Venture Capital/ Funding Space. Industry Accounting Type Privately Held About ... The Company is in need of an Interim General Counsel and Chief Compliance Officer with a strong background in FinTech, particularly in the venture capital and… more
- Unknown (Jersey City, NJ)
- Vice President, Senior Compliance Officer About the Company Recognized banking organization with an international presence Industry Banking Type Privately Held, ... Classifications B2B About the Role The Company is seeking a Senior Compliance Officer with a focus on Global Banking Regulations. The successful candidate will… more
- Unknown (Brooklyn, NY)
- Chief Compliance & BSA Officer About the Company Distinguished financial services firm Industry Financial Services Type Privately Held About the Role The Chief ... Compliance & BSA Officer will be responsible for establishing and driving the organization's compliance function and ensuring all processes and procedures… more
- Unknown (New York, NY)
- Deputy Chief Compliance & Risk Officer , Retirement & Private Wealth About the Company Profitable insurance brokerage providing investment & wealth management ... B2B About the Role The Company is seeking a Deputy Chief Compliance and Risk Officer for its Retirement and Private Wealth division. This senior leadership role… more
- Unknown (New York, NY)
- Vice President of Compliance Risk Assessment Officer About the Company Prominent global bank Industry Banking Type Privately Held About the Role The Company is ... seeking a Compliance Risk Assessment Officer VP to join their team. The successful candidate will be responsible for providing subject matter expertise and… more
- Unknown (Jersey City, NJ)
- Vice President, Functions Control Officer , Compliance About the Company Internationally recognized banking group Industry Financial Services Type Subsidiary of a ... B2B B2C Enterprise About the Role The Company is seeking a Compliance - Functions Control Officer to join their team. The successful candidate will play a… more
- Unknown (New York, NY)
- VP, CUSO Compliance Risk Assessment Officer About the Company Globally-recognized corporate & investment banking group Industry Banking Type Subsidiary of a ... fixed income markets About the Role The Company is seeking a Compliance Risk Assessment Officer to join their team. The successful candidate will be responsible… more
- Unknown (Jersey City, NJ)
- Vice President, Functions Control Officer , Compliance About the Company Respected corporate bank Industry Banking Type Privately Held About the Role The Company ... is in search of a Vice President, Functions Control Officer - Compliance to play a pivotal role in the execution of the Risk and Control Self-Assessment (RCSA)… more
- SMBC (Jersey City, NJ)
- …offers a competitive portfolio of benefits to its employees. **Role Description** The Compliance - Functions Control Officer function plays a critical role in ... environment. **SCOPE** The role will report to Functions Control Officer Lead for Compliance . The incumbent will be responsible for supporting and leading… more
