- TD Bank (New York, NY)
- …vendors, for detecting market abuse and manipulation. + Product knowledge of FX, exchange traded products (listed option, equites, and futures), and FICC ... Team. The SIU in turn reports to the Global Head of Surveillance. This incumbent will ensure that surveillance...reviews of surveillance alerts across FX, Fixed Income, Commodities, Exchange - Traded Products , and Electronic Communications… more
- SMBC (New York, NY)
- … products such as rates & FX swaps, options & exotics as well as exchange traded products . SMBC Nikko Securities America, Inc. is an SEC-registered ... CM is an established derivatives dealer with a broad product portfolio focused on interest rates and foreign ...to cover financial institutions. The role reports to the Head of Credit Services within the Chief Operating Office… more