- SMBC (New York, NY)
- …hoc information requests from various departments in the Americas Division and from our Head Office in Tokyo. - Mentor and provide guidance to junior staff. - ... market sales of loans from the portfolio. - Coordinating with the KYC team to update KYC information for borrowers **Qualifications and Skills** A minimum of 7… more
- SMBC (Jersey City, NJ)
- …portfolio of benefits to its employees. **Role Description** Reporting to the Head of Compliance Monitoring & Testing ("M&T") in the Compliance Department, Americas ... Division, the Head of Financial Crime Compliance ("FCC") Monitoring & Testing...key stakeholders from various internal bank departments such as KYC , Sanctions, Financial Intelligence Unit, Data Analytics, Program Management,… more
- SMBC (Jersey City, NJ)
- …external rules and regulations as well as internal policies and procedures of SMBC and Head Office. The KYC Advisory & Controls Vice President may direct the ... to its employees. **Role Description** Within the Compliance Operations Department, the KYC Advisory & Controls Vice President is responsible for promoting oversight… more
- SMBC (Jersey City, NJ)
- …(ACG) QC is responsible for performing processes related to Know Your Customer ( KYC /CIP), assessing the quality of KYC folders, assisting with specialized ... data integrity in accordance with internal policies and procedures of SMBC and Head Office and compliance with AML/BSA/OFAC regulations. + Performs new customer on… more
- MUFG (New York, NY)
- …recruitment team will provide more details. Reporting into the Managing Director, Regional Head of Americas AML Program Officer (APO), the role supports the BAU ... and strategy implementation and other critical activities as directed by the Managing Director, Head of Financial Crimes Office of the Americas. The Head of APO… more
- Citigroup (New York, NY)
- The Risk Head for Investor Services Digital Assets will be a strategic leader responsible for designing, implementing, and overseeing a comprehensive risk management ... the evolving regulatory landscape of digital assets. The Risk Head will act as a primary advisor to senior...robust implementation and ongoing effectiveness of Know Your Customer ( KYC ) and Customer Due Diligence (CDD) processes. + Stay… more
- Mizuho Corporate Bank (New York, NY)
- …only for OTC/Derivatives cases and ensuring they are fulfilled specifically Mizuho's KYC , Regulatory, Credit, and Legal processes in a timely and accurate manner ... with Front Office to fulfill onboarding requests with all pertinent, available KYC , Tax, Regulatory, Legal, and Credit information + Evaluate onboarding requests… more
- MUFG (New York, NY)
- …and leasing deals for Aviation clients in the Americas. Reporting to the Head of Origination for the Americas, the VP/Director will be responsible for identifying ... each transaction LEADERSHIP & STRATEGIC DEVELOPMENT + Assist the Head of Origination for the Americas in setting the...appropriate for the client and meet the requirements of KYC within the region, while minimizing any economic and… more
