- SMBC (New York, NY)
- …portfolio of benefits to its employees. **Role Description** SMBC is seeking an experienced audit manager with a minimum of 10 years' experience in the financial ... of Front Office and associated support functions including Sales, Trading, risk management and Operations within the Internal Audit Department. The ideal… more
- SMBC (New York, NY)
- …benefits to its employees. **Role Description** SMBC is seeking an experienced Vice President - Audit Manager with a minimum of 8 years of experience in the ... dealer & financial industry to work within the Internal Audit Department. The Audit Manager ...credit complex etc.) - Effectively communicate with stakeholders and audit senior management to clearly articulate issues,… more
- Tradeweb (New York, NY)
- …comprehensive Business Audit Universe which incorporates all key business and regulatory risk areas for Tradeweb + Manage end-to-end delivery of business audits, ... coach team members and monitor their performance against internal audit methodology requirements + Perform manager reviews...individual goals + Identify opportunities to leverage work across audit reviews, SOX 404, SOC and regulatory … more
- SMBC (New York, NY)
- …of benefits to its employees. **Role Description** SMBC is seeking an experienced Liquidity Audit Manager with a minimum of 7 years' experience in the banking ... & finance industry to work within the Internal Audit Department. The Audit Manager ...audit professionals. - Effectively communicate with stakeholder and audit senior management to clearly articulate … more
- HSBC (New York, NY)
- …HSBC Group's risk framework. The Director of Wealth, Private Banking and Insurance Regulatory Compliance for US is the management leadership role responsible for ... customers in enacting compliance; being aware of, the political, management , regulatory and reputational implications of a...Substansial experience as a regulator, or a senior compliance manager across all areas of Compliance risk within a… more
- SMBC (New York, NY)
- …the CEO (CEOAD), Tokyo Home Office, Finance & Operations, Risk, HR, Internal Audit , and Technology. The Regulatory Governance team collaborates with internal ... and Personal Account Dealing) + Financial Crimes Compliance + Regulatory Change Management + Compliance Alerts and...AD- or SMBC-level policies; + New business initiatives + Regulatory findings or recommendations; + Audit findings… more
- SMBC (New York, NY)
- …processes across SMBC entities. This includes committee governance, regulatory and audit engagement, and issue management . The VP is responsible for ensuring ... timely, consistent, and high-quality preparation of materials for committee, regulatory , and audit submissions as well as timely escalation of risk-related… more
- RGP (New York, NY)
- …and forward thinking. + Lead and manage client engagements focused on risk management , regulatory compliance, and audit remediation across banking, ... an affiliate of RGP, is actively recruiting a Senior Manager within our Risk & Regulatory Compliance... regulatory requirements. + Provide strategic guidance on regulatory change management , helping clients adapt to… more
- Neuberger Berman (New York, NY)
- …This individual will ensure operational processes, governance structures, and risk management practices support both regulatory requirements and business ... experience in financial services, with significant experience in business controls, risk management , audit , or compliance within Wealth Management , Private… more
- Neuberger Berman (New York, NY)
- …and fund IRRs on a quarterly basis and prepare ad hoc calculations + Review management fee calculations + Assist audit and tax professionals in year-end audit ... answer LP questions + Various ad-hoc requests from senior management and portfolio managers + Assist with SEC or...and portfolio managers + Assist with SEC or other regulatory compliance as required **Qualifications** : + Bachelor's or… more
- Neuberger Berman (New York, NY)
- …documents + Review partnership and fund IRRs on a quarterly basis + Review management fee calculations + Collaborate with audit and tax professionals to support ... fund administrators in recording and reconciling transactions within the portfolio management and accounting systems. Additionally, this position assists with the… more
- NatWest Markets (Stamford, CT)
- Audit Manager Closing date for applications: 09/11/2025 LocationStamford,United States Job typePermanent Contract typeFull Time \#R-00257408 Our people work ... as necessary to ensure the proper operations of the department and the business._ As an Audit Manager , you'll serve as a key ambassador for the Internal Audit… more
- Kornit Digital (Englewood, NJ)
- …the Director of Finance managing the accounting function, ensuring compliance with regulatory and audit requirements, and delivering timely, accurate financial ... Job Type: Full-Time We are seeking a highly skilled and detail-oriented Accounting Manager to oversee the financial operations. As the Accounting Manager , you… more
- PSEG Long Island (Bethpage, NY)
- …of IT controls aligned with frameworks (NIST, NERC, ISO, SOX etc.) o Map regulatory , audit , and business requirements to control objectives and ensure ongoing ... remediation plans, and track closure of findings. o Collaborate with IT Risk Management , Cybersecurity, and Audit teams to ensure controls support company… more
- SMBC (Jersey City, NJ)
- …activity reporting, client screening/sanctions requirements, and risk assessments. + Strong management and leadership skills; experienced manager 10+ years + ... limited to CFE-Certified Fraud Examiner, CPA-Certified Public Accountant, and Certified Regulatory + Compliance Manager -CRCM). Software Systems / Programming… more
- American Express (New York, NY)
- …together, you will help us define the future of American Express. ** Manager - Audit & Regulatory Management ** **How we serve our customers is constantly ... educates partners with an examiner and regulator mindset.** **The Audit & Regulatory Management - Manager will play a key role in supporting the… more
- City National Bank (Jersey City, NJ)
- *SR AUDIT MANAGER - IT REGULATORY ISSUES MANAGEMENT * WHAT IS THE OPPORTUNITY? Responsible for managing complex audits and supervising auditors assigned to ... requirements WHAT WILL YOU DO? * Leads and performs audit testing for complex technology and regulatory ... validation. * Provides periodic feedback to both Internal Audit and management stakeholders on the progress… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Line of Business:** Audit **Job Description:** The Audit Manager is accountable for overseeing ... subject matter expertise. + Acts as primary contact with management regarding audit scope, findings and status...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- American Express (New York, NY)
- …with regulatory requirements and best practices. The Audit & Regulatory Engagement team supports the Compliance Risk Management internal and external ... Manager and will work closely with Compliance, Regulatory Exam Lifecycle Management , US Regulatory...readiness. **Key Responsibilities:** + ** Regulatory Exam & Audit Coordination:** Support the end-to-end management of… more
- City National Bank (Jersey City, NJ)
- * AUDIT MANAGER II- ENTERPRISE RISK MANAGEMENT * WHAT IS THE OPPORTUNITY? The Audit Manager II position is a leadership role as an auditor-in-charge to ... audit results to the Audit Senior Manager / Director and senior management in meetings,...model risk management , business continuity, fraud risk management , and associated regulations, guidance, and regulatory … more
