- SMBC (New York, NY)
- …Join a fast-growing derivatives team focused on helping corporate clients manage currency risk in a rapidly evolving market . The Analyst or Associate will ... clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's...the current compensation paid in their geography and the market for similar roles at the time of hire.… more
- Capco, a Wipro Company (New York, NY)
- …stakeholders on how to embed AI across core business areas such as risk , compliance, trading , and customer experience. **Generative AI Enablement & Solution ... efficient approach, we help our clients successfully innovate, increase revenue, manage risk and regulatory change, reduce costs, and enhance controls. Our teams… more
- SMBC (New York, NY)
- …Capital Markets (DCM, Capital Solutions, ABS, CLOs), Sales and Trading (Fixed Income), Trade Finance, Structured Financing (including Subscription Financing and ... Asset-based lending), FX/Derivatives, and Operational services. The role within the Financial Institutions Group...market trends and ability to adapt to changing market conditions + Knowledge of capital markets … more
- Neuberger Berman (New York, NY)
- …, portfolio construction, compliance). + Familiarity with investment guideline oversight, investment risk , and operational risk frameworks. + Technical ... design, documentation, and delivery-partnering closely with portfolio managers, traders, risk , operations, engineering, and strategic vendors to build high-quality,… more
- Principal Financial Group (New York, NY)
- …firm's digital capabilities, enhancing its risk posture, and accelerating decision-making, operational efficiency, and speed to market . + Lead and evolve the ... central role in advancing the firm's digital transformation, strengthening its risk posture, and enabling faster, data-driven decision-making. By improving … more
- Neuberger Berman (New York, NY)
- …Portfolio Managers. **Responsibilities:** + Collaborate daily with Operations, Accounting, Trading , Prime Brokers, and both internal and external Portfolio Managers. ... rates. + Assist management with system automation projects (STP), efficiency initiatives, and risk mitigation. + Serve as a central point of contact for internal… more
- Unknown (New York, NY)
- Vice President, Business Risk Analyst - Markets 1st Line of Defence Control Testing About the Company Renowned commercial investment banking company with an ... Management Financial Transactions International Trade Capital Management Assistance Services Risk Analysis Home Ownership Lending Services Financial Trading … more
- Unknown (New York, NY)
- …assessments, managing the lifecycle of control issues, and conducting in-depth analysis of operational risk events. This role requires the ability to identify, ... of firm-wide policies and standards. Interaction with various teams, including 1LOD, Operational Risk Management, Compliance, and Internal Audit, is a key… more
- Tradeweb (Jersey City, NJ)
- **Company Description** Tradeweb is a global leader in electronic trading for rates, credit, equities, and money markets . As financial markets become ... increasingly interconnected, our technology enables efficient, multi-asset trading on a global scale. We serve more than...performing vendor risk assessments and ongoing vendor risk monitoring and providing operational support.This role… more
- Unknown (New York, NY)
- …Small Business Software Stock Market Quotes Wall Street Journal World Business Markets Media & Internet Specialties business news risk & compliance market ... private markets digital media wealth management algorithmic & quantitative trading research & knowledge management news archives conferences market moving… more
- Unknown (New York, NY)
- …Finance Investment Banking Specialties high grade & high yield corporate bond trading emerging market corporate & sovereign bonds bondticker credit default ... leading change management processes, aligning with strategic objectives, and enhancing operational efficiency within the trading platform. The successful… more
- Unknown (New York, NY)
- …fundamental trading teams, with a focus on driving alpha generation, risk management, and operational efficiency. Key responsibilities include owning the ... product team, dedicated to revolutionizing the use of data across various trading strategies. The successful candidate will be responsible for defining and executing… more
- Unknown (Jersey City, NJ)
- …specialized experience in the banking or financial services industry, with a focus on Operational Risk or Compliance Risk . The role requires expert knowledge ... Services Banking & Mortgages Banking Finance Specialties advisory capital markets & investment banking corporate & institutional client banking derivatives… more
- Unknown (New York, NY)
- …Management Financial Transactions International Trade Capital Management Assistance Services Risk Analysis Home Ownership Lending Services Financial Trading ... banking commercial banking investment banking wealth management credit cards capital markets equity and fixed income research consumer lending cash management and… more
- SMBC (White Plains, NY)
- …+ Investigations of failed settlements from detection to resolution. + Mitigation of operational risk and timely escalation. + Understand and ensure compliance ... the current compensation paid in their geography and the market for similar roles at the time of hire....Operations, supporting the daily settlements processes for SMBC Capital Markets derivative trading business, as well as… more
- SMBC (White Plains, NY)
- …have been validated before release. Ensure that instructions are released to market , and manage settlement risk and exposure. **Role Objectives: Delivery** ... clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's...to control team(s) within agreed timelines and ensure that operational key risk indicators (KRIs) are kept… more
- MUFG (New York, NY)
- …recruitment team will provide more details. **Job Summary:** The VP of Markets and Trading Operational Risk Management reports directly to the Head of ... Markets and Trading Operational Risk Management. The Operational Risk Management department is responsible for the management of the … more
- TD Bank (New York, NY)
- …market abuse risk assessments for approvals + Assist in the investigation of e- trading related Operational Risk Events + Work with you Supervisors on ... of Supervisory programs, policies and procedures to manage global markets sales, trading and origination activities is...framework + Assist in the onboarding of new automated trading activities + Assist in risk assessment… more
- BMO Financial Group (New York, NY)
- …physical and financial commodity markets , including logistics, delivery, and operational risk considerations. + **Leadership:** Proven ability to influence ... to clients around the world. #bmocapitalmarkets The **Director, Commodities Trading Risk Strategy** , will lead first-line...to trading desks, providing expert guidance on market , credit, operational , and physical/logistics risks. This… more
- Bank of America (Jersey City, NJ)
- …processes. Work with other groups as needed, including Middle Office, Sales and Trading , Technology, Compliance, Operational Risk , and Enterprise Capital ... of all aspects of risk , including strategic, market , credit, compliance, liquidity, operational , model and...+ Familiarity with one of the following areas - Trading , Consumer Banking, Wealth Management, Transaction Banking + Understanding… more
