- SMBC (New York, NY)
- …portfolio of benefits to its employees. **Role Description** SMBC is seeking an experienced audit manager with a minimum of 10 years' experience in the financial ... audit team. Effectively communicate with stakeholder and audit senior management to clearly articulate ...years of audit experience in the in Audit , Risk, Business Control, Compliance , Finance in… more
- RGP (New York, NY)
- Reference Point, an affiliate of RGP, is actively recruiting a Senior Manager within our Risk & Regulatory Compliance practice. Our Senior Managers lead ... and Capital Markets clients. As a Senior Manager in Reference Point's Risk & Regulatory Compliance...and manage client engagements focused on risk management, regulatory compliance , and audit remediation across banking, insurance,… more
- Port Authority of New York and New Jersey (New York, NY)
- …with the Resilience and Sustainable Design Unit, under the supervision of the Senior Program Manager , Sustainable Design and Construction. The Specialist will ... conduct Tenant Alteration Application (TAA) reviews to ensure compliance with the Port Authority Sustainable Building Guidelines. Port...serve as Subject Matter Expert, task lead, or project manager for a wide variety of PA Capital Projects,… more
- HSBC (New York, NY)
- …and specific work location. Qualifications + Substansial experience as a regulator, or a senior compliance manager across all areas of Compliance ... Maintain and develop positive and professional working relationships with senior business managers and Compliance colleagues +...qualification or professional background in a relevant risk or audit discipline As an HSBC employee, you will have… more
- SMBC (New York, NY)
- …the Regulatory Governance team is responsible for production of Annual Compliance Reports and related senior officer certifications. **Responsibilities:** + ... alerts, reminders and other communications. + Support production of Annual Compliance Report and related senior officer certifications + Participate in… more
- Warner Music Group (New York, NY)
- …advance recoupment and Participations expense and balance sheet entries + Oversee SOX compliance and internal controls, respond to audit requests + Build and ... others to execute successfully + You're a caring people manager , who prioritizes the coaching and development of your...+ Communicate status & escalate issues as appropriate to senior management + Master WMG operational & accounting systems,… more
- Neuberger Berman (New York, NY)
- …reporting, etc. + Managing all communication with lenders + Oversight and compliance of fund credit facilities by accurately comprehending and interpreting the ... on large asset portfolios including data reconciliation and calculation of portfolio compliance tests such as portfolio quality and concentration ratios + Oversight… more
- Neuberger Berman (New York, NY)
- …in financial services, with significant experience in business controls, risk management, audit , or compliance within Wealth Management, Private Banking, or a ... ensuring ongoing oversight and escalation of control matters + Partner with Compliance , Risk, Legal, Operations, and other control partners to ensure the highest… more
- Neuberger Berman (New York, NY)
- …IRRs on a quarterly basis + Review management fee calculations + Collaborate with audit and tax professionals to support year-end audit and tax reporting ... investor relations to address LP inquiries + Complete various ad-hoc requests from senior management and portfolio managers + Support SEC and other regulatory … more
- Unknown (New York, NY)
- …CPA Services Billing Management Professional Services Specialties accounting and transaction advisory compliance and risk advisory it audit and advisory business ... Senior Vice President of Business Development About the...regulatory consulting work life balance risk management fsi internal audit and pci About the Role The Company is… more
- Unknown (New York, NY)
- …at least 10 years of relevant work experience in business risk and controls, compliance , or audit . Key responsibilities for the SVP include leading market access ... Senior Vice President, Markets E-Trading Risk & Controls...managing key relationships with E-Trading businesses, technology, risk, and compliance functions, and representing the team at governance forums.… more
- PSEG Long Island (Bethpage, NY)
- …PSEG. **Job Summary** This position is a direct report to the Group Product Manager and has sound knowledge of business processes in the specific area of technology ... teams, in a matrix model, deliver business solutions: Vulnerability Management and Compliance - o Primary point of contact for vulnerability management remediation… more
- Hercules Capital (New York, NY)
- …performance analytics to senior management. Essential Responsibilities *Support Fund Senior Manager in preparation, review, oversight and management of 3rd ... to investors o Monthly & quarterly investor reporting o Quarterly reporting to senior management o Preparation of annual financial statements sent to investors *Lead… more
- Unknown (New York, NY)
- …data-driven decision-making, oversight of insurance department filings, and support for audit , model development, and regulatory compliance initiatives are also ... Vice President, Pricing Actuary to join their expanding actuarial team. This senior leadership role is pivotal in supporting the personal lines ratemaking function,… more
- Unknown (New York, NY)
- …role in the company's financial and operational decision-making. This includes supporting senior management in various growth initiatives, such as M&A, and ensuring ... the integrity of financial statements, and compliance with GAAP. The Controller will also be responsible...responsible for the monthly close, financial reporting, and annual audit processes, as well as overseeing the bookkeeping function… more
- SMBC (Jersey City, NJ)
- …CFE-Certified Fraud Examiner, CPA-Certified Public Accountant, and Certified Regulatory + Compliance Manager -CRCM). Software Systems / Programming Languages + ... of specialized experience in Financial Services + Minimum 8-10 years of BSA/AML/Sanctions compliance experience (eg, compliance , internal audit , AML Risk and… more
- Unknown (Jersey City, NJ)
- …be responsible for the coordination of monthly and quarterly closings, ensuring compliance with US GAAP and corporate disclosure standards, and providing senior ... demands a candidate who can maintain strong internal financial controls, ensure compliance with governance standards, and support both internal and external audit… more
- TD Bank (New York, NY)
- …standards. TD Bank is seeking a Senior Manager to coordinate across Compliance Programs to proactively prepare for audit exams. The manager is ... detail, and strong executive communication skills to interact with senior compliance stakeholders and audit ...vary depending on availability and individual circumstances._ The Sr. Manager will lead, develop and oversee a dynamic team… more
- AIG (New York, NY)
- …environment including risk management, operational, financial, internal control, and governance processes.As a Senior Audit Manager , you will be part of ... audit results or other key messages to a variety of constituents, including senior business and audit management, and regulators, and advise on emerging… more
- Citigroup (New York, NY)
- The Audit Director is a senior level management position responsible for contributing to the strategic direction of Citi's Internal Audit (IA) function, in ... Audit Committee; + Providing periodic reports to the legal entity Audit Committees, senior management, and other Board committees as relevant, summarizing… more
