- JPMorgan Chase (New York, NY)
- … functions to promote consistent operational risk practices and Control programs. As a Control Manager - NA Rates Trading - Associate, you will be ... The Control Management Organization has dual reporting into to...capabilities across a full spectrum of linear and non-linear trading products. **Job Responsibilities** + **Oversight and Governance -**… more
- JPMorgan Chase (Brooklyn, NY)
- **Vice President - Securities Services Controls Manager - Trading Services Fiduciary Oversight - New York** **About the Corporate & Investment Bank** The ... along with post trade compliance and portfolio reporting; and Liquidity & Trading Services which includes Cash, Foreign Exchange (FX), Collateral Services… more
- Citigroup (New York, NY)
- … control , transformation. **General Job Description** The Business Unit Manager is a senior management-level position responsible for accomplishing results ... This role is specifically to perform Business Execution activities for the Counterparty Trading & Risk (CTR) team which is a cross product global business including… more
- TD Bank (New York, NY)
- …details for this role **Job Description:** The Managing Director Sales and Trading TDS has responsibility to develop the banks FX franchise with Institutional ... information and strategy between your product head and relevant trading personnel + Responsible for being aware of and...Supervision Standard + You are required to demonstrate governance, control and risk management behaviours in alignment with TD… more
- HSBC (New York, NY)
- **Description** #LI-DL2 #HSBCUSA MSS Control Testing Manager role act as an independent First Line of Defence (1LoD) function within the DBS CCO function with a ... control , or internal audit preferably within a financial / banking services operations environment + Relevant experience in control testing, Internal Audit,… more
- Scotiabank (New York, NY)
- Senior Manager , First Line Testing, US Internal Control **Requisition ID:** 197854 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range ... of investment banking, credit and risk management products and services relevant to the financing and strategic development needs...to drive ambition for every future! **Purpose** The Senior Manager , First Line Testing, US Internal Control … more
- Bloomberg (New York, NY)
- Control Manager - Human Resources **New York, NY**...124783 The energy of a newsroom, the pace of a trading floor, the buzz of a recent tech breakthrough; we ... will develop a deep understanding of our products and services , our strategy and our value drivers and be...firmwide risk programs, including Operational Resilience. The First Line Control Manager role is responsible for executing… more
- Scotiabank (New York, NY)
- Manager , US Investment Banking Product Control **Requisition ID:** 197379 **Salary Range:** 85,700.00 - 159,100.00 _Please note that the Salary Range shown is a ... winning team, committed to results, in an inclusive and high-performing culture. ** Manager , US Investment Banking Product Control (197379)** **Global Banking and… more
- TD Bank (New York, NY)
- …& Scope:** + Serves as a point-person and provides oversight in regards to market risk control for trading desks in the Region + Assists in the identification of ... We are seeking a Vice President to focus on Non- Trading Market Risk (or Interest Rate Risk on Banking...**Responsibilities:** + Maintain a culture of risk management and control , supported by effective processes in alignment with the… more
- SitusAMC (New York, NY)
- …strategies. It involves constant liaison with, and often provides the link between, Trading and IT, Product Control , Risk Control , Operations, Legal ... the investment bank of a premier European-based global financial services institution located in New York City. Their real...purpose of role:** The role is for a business manager , based in New York to support the Equity… more
- Broadridge Financial Solutions (Newark, NJ)
- …along the way, come join the Broadridge team. At Broadridge (BTCS) Trading Solutions Delivery (TSD), our mission is to deliver high-performance and sustainable ... solutions for addressing our clients business requirements for electronic trading . A solution is the combined set of core products, configurations, customizations,… more
- Mizuho Corporate Bank (New York, NY)
- …The individual will partner with the Front Office, Quants, IT and other control functions to enable growth within the Equity Derivatives product offering at Mizuho ... markets. Key Responsibilities include: + Becoming primary contact for the Derivatives trading desk. + Understanding the direction and prioritization of the business… more
- JPMorgan Chase (New York, NY)
- … Manager ("BM") based in New York covering the Americas Prime Financial Services (\"PFS\"). The Business Manager focuses on supporting the PFS business and ... products, to Prime Finance (Cash & Synthetic Financing, SBL) and Derivative Clearing services . CIB Equities / Finance & Business Management ("F&BM") is seeking a… more
- Tradeweb (New York, NY)
- Tradeweb is seeking an Operational and Technology Risk Manager to join the Enterprise Risk Management ("ERM") team. The ERM team is a driving force in promoting a ... robust risk culture throughout the firm. The Operational and Technology Risk Manager will provide both an advisory and assurance function for Tradeweb's regulated… more
- Bank of America (Jersey City, NJ)
- Metadata and Controls Data Support Manager Charlotte, North Carolina;Jersey City, New Jersey **Job Description:** At Bank of America, we are guided by a common ... users to define the use of data within risk systems. Recommend remediation of control gaps and implements effective risk controls of our data processes and systems.… more
- SMBC (White Plains, NY)
- …+ Audit, or risk and control experience with common financial services applications, including leasing and lending, banking, trading and settlement, and ... core financial services business processes, eg, leasing and lending, banking, trading and settlement, and/or AML and sanctions screening is preferred + Audit… more
- Citigroup (New York, NY)
- The Business Manager , SVP - Markets Capital Taskforce is a senior management-level position responsible for accomplishing results through the management of a ... audits, business continuity activities or addressing regulatory issues. The Business Unit Manager coordinates and manages activities such as the tracking of business… more
- Bank of America (New York, NY)
- Volcker EAC Compliance and Operational Risk Manager New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make ... a timely manner, engaging with Front Line Units and Control Functions (FLU/CF) leaders globally, coordinating with the FLU/CF...Risk (GCOR) officer is a person who has financial services experience with a knowledge of markets, compliance risk… more
- Bloomberg (New York, NY)
- Product Manager - Data Catalog - Chief Risk Office **New...The energy of a newsroom, the pace of a trading floor, the buzz of a recent tech breakthrough; we ... CISO, and CTO in designing and implementing a data management framework, control processes and tools, and supporting training and awareness. In our continued… more
- Citigroup (New York, NY)
- …ORM's Global Markets Coverage Team, partnering with Global Equities business and Product Control . The Operational Risk Manager will provide hands-on support to ... Management (ORM) is seeking to hire an Operational Risk Manager to support its growing footprint. You will work...standards **Qualifications:** + 10+ years relevant experience + Prior trading or product control - ideally both-… more