- Bank of America (New York, NY)
- Compliance and Operational Risk Manager- Global Banking & Payments Charlotte, North Carolina;New York, New York; Pennington, New Jersey **Job Description:** At ... , Enterprise Payments, Global Research and Enterprise Credit (collectively " Global Banking & Payments"). This newly-formed team executes cross-product… more
- Bank of America (New York, NY)
- …Control Room, front office or business control function at a global investment banking . + Experience with conflict management and/or business selection ... Compliance and Operational Risk Manager- Global Corporate and Investment Banking New...and operational risk oversight of Front Line Unit or Control Function ("FLU/CF") performance and any related third party/vendor… more
- Scotiabank (New York, NY)
- …purpose driven winning team, committed to results, in an inclusive and high-performing culture. ** Global Banking and Markets** Global Banking and Markets ... Senior Manager, First Line Testing , US Internal Control **Requisition ID:**...and investment flows across the Americas and the world. Global Banking & Markets provides a full… more
- Scotiabank (New York, NY)
- …We work together to drive ambition for every future! **Purpose:** Leads and oversees Global Technology Control Testing (located in United States) ensuring ... Director, Technology Control Testing **Requisition ID:** 198966 **Salary...committed to results, in an inclusive and high-performing culture. ** Global Banking and Markets:** Global … more
- SMBC (New York, NY)
- SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... including banking , leasing, securities, credit cards, and consumer finance. The...client base to local markets and the organization's extensive global network. The Group's operating companies in the Americas… more
- JPMorgan Chase (Jersey City, NJ)
- …and execute annual audit plans, manage audit engagements, oversee and perform audit testing , and participate in applicable control and governance forums! As an ... of Business and Corporate Function to assess the internal control processes that drive our global business...manner + Ability to effectively and efficiently execute audit testing and complete audit workpaper documentation + Adaptable to… more
- TD Bank (New York, NY)
- …& development, and communications + Compliance-wide frameworks and standards for testing , monitoring, risk assessments, reporting, and other activities + Internal ... prior experience in the following areas may be helpful in the Banking Compliance Training and Communications Specialist role: + Training/learning and development +… more
- JPMorgan Chase (Jersey City, NJ)
- The primary objective of the Strategic Control Testing group is to automate and transform using digital transformation tools, build machine learning models, and ... testing and automation. You will drive effective strategic control testing techniques utilizing data and execute...years and today we are a leader in investment banking , consumer and small business banking , commercial… more
- Citigroup (New York, NY)
- …limit framework to ensure risk within risk appetite capacity. + Performs process and control testing of first line activities by assessing design and operating ... for Finance (Finance CRO) organization provides risk management oversight of the Global Finance function, including effective risk challenge and mitigation of risk… more
- Insight Global (New York, NY)
- …regulatory, audit or risk management functions -- asset or wealth management and/or global banking and markets businesses . Experience in the financial services ... Job Description Insight Global is looking for a Compliance Testing...practices comply with policies, regulations and the firms compliance control infrastructure. We are looking for someone who is… more
- Scotiabank (New York, NY)
- …purpose driven winning team, committed to results, in an inclusive and high-performing culture. ** Global Banking and Markets:** Global Banking and ... Director, Internal Control , AML, ATF & Sanctions and Multinationals **Requisition...and investment flows across the Americas and the world. Global Banking & Markets provides a full… more
- SMBC (New York, NY)
- SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... including banking , leasing, securities, credit cards, and consumer finance. The...client base to local markets and the organization's extensive global network. The Group's operating companies in the Americas… more
- Morgan Stanley (New York, NY)
- …(ISG), including Sales and Trading (Equities, Fixed Income and Commodities), Investment Banking , Global Capital Markets and Research, for adherence to applicable ... Company Profile Morgan Stanley is a leading global financial services firm providing a wide range...financial services firm providing a wide range of investment banking , securities, investment management and wealth management services. The… more
- SMBC (New York, NY)
- SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... including banking , leasing, securities, credit cards, and consumer finance. The...client base to local markets and the organization's extensive global network. The Group's operating companies in the Americas… more
- Morgan Stanley (New York, NY)
- …internal audit findings, Matters Requiring Attention (MRAs), etc. * Proactively manage the control testing program to the project plan and communicate roadblocks ... Morgan Stanley is a global financial services firm that maintains significant market...lending, residential real estate loans and other lending products; banking ; and retirement plan services. ** ** *Summary* Responsible… more
- Bank of America (New York, NY)
- …Management + Monitoring, Surveillance, and Testing **Job Description Summary** The Global Control Room (GCR) has a business-critical role to mitigate legal, ... flow of Material Non-Public Information between different areas within Global Banking , Global Markets &...regulatory Inquiries, lead/facilitate meetings with Research Legal and Investment Banking Legal. + Manage day to day Control… more
- JPMorgan Chase (Brooklyn, NY)
- The Commercial & Investment Bank (CIB) Treasury Stress Testing group is responsible for the Balance Sheet, Net Interest Income (NII), Fund Transfer Pricing (FTP), ... of the world's pre-eminent financial institutions. CIB Treasury Stress Testing is searching for a candidate to support its.../ BS / NII + Work closely with a global team operating on multiple continents + Grow into… more
- JPMorgan Chase (Brooklyn, NY)
- The Commercial & Investment Bank (CIB) Treasury Stress Testing group is responsible for the Balance Sheet, Net Interest Income (NII), Fund Transfer Pricing (FTP), ... of the world's pre-eminent financial institutions. CIB Treasury Stress Testing is searching for a candidate to support its.../ BS / NII + Work closely with a global team operating on multiple continents + Grow into… more
- SMBC (Jersey City, NJ)
- …Collaborate with business analysts, project managers, and IT to implement process and control improvements. * Participate in UAT testing and implementation of ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with...Group offers a diverse range of financial services, including banking , leasing, securities, credit cards, and consumer finance. The… more
- SMBC (Jersey City, NJ)
- …Collaborate with business analysts, project managers, and IT to implement process and control improvements. + Participate in UAT testing and implementation of ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with...Group offers a diverse range of financial services, including banking , leasing, securities, credit cards, and consumer finance. The… more