- Morgan Stanley (New York, NY)
- …its workforce (M/F/Disability/Vet). **Job:** **Investment Banking/Sales/Trading/Research* **Title:** *IED - Regulatory Control Group - Analyst/ Associate * ... The position available is an Analyst or Associate level position within the Institutional Equity Risk...the Institutional Equity Risk Management team, specifically within the Regulatory Control Group (RCG). RCG is responsible… more
- SMBC (New York, NY)
- …looking to hire a Policy Governance Associate or Vice President in their Regulatory and Control Group. The group is responsible for managing regulatory ... related documents. The role will report to CM's Head of Regulatory and Control , and will involve significant communication and collaboration with senior… more
- Organon & Co. (Jersey City, NJ)
- **Job Description** **The Position** The Associate Principal Scientist is responsible for developing and implementing Regulatory CMC strategies for assigned ... in accordance with global regulations and guidance's, and Company procedures. The Associate Principal Scientist will lead the preparation and submission of CMC… more
- SMBC (New York, NY)
- …W inclusive of business process and controls optimization, risk remediation and control enhancement, and regulatory compliance. The CPAD group within SMBC ... as well as the heads of US Compliance verticals to build a bank regulatory compliance program covering US state and federal banking rules applicable to SMBC… more
- JPMorgan Chase (New York, NY)
- …functions to promote consistent operational risk practices and Control programs. As a Control Manager - NA Rates Trading - Associate , you will be responsible ... The Control Management Organization has dual reporting into to...and Policies & procedures on Front Office Supervision + ** Regulatory , Audits and Compliance Testing -** Preparing the business… more
- JPMorgan Chase (Brooklyn, NY)
- Join the Investment and Corporate Banks (ICBs) Product Control function where your primarily focus will be on ensuring the accuracy, integrity and timeliness of the ... that will enable you to deliver on and ever evolving agenda. As an Associate , in the external reporting group within Investment & Corporate Banking (ICB) Product… more
- CIBC (New York, NY)
- …**What You'll Be Doing** As a member of the US Finance, Product Control team, you'll provide expert information, advice, and decision-making support to facilitate ... of CIBC's Capital Markets, Treasury, and Corporate Banking businesses. As an Associate , you'll interact with Finance and Capital Markets personnel, as well as… more
- MUFG (New York, NY)
- …team will provide more details. **Job Summary:** The Business Unit Risk & Control Associate position is within the Japanese Corporate Banking (JCB) Business ... Unit, reporting to the Business Unit Risk Control Officer. The primary role is to provide analytical...in the financial services industry, related markets, and related regulatory agencies. + Strong understanding of audit practices and… more
- JPMorgan Chase (New York, NY)
- …work with Trading to remediate and prevent issues on an ongoing basis. As an Associate in the Valuation Control Group, you will be responsible for all aspects ... of the valuation control framework relating to products in credit. The role...with Front Office, QR and Technology and participate in regulatory exams and address bank's regulators inquiries **Required qualifications,… more
- JPMorgan Chase (New York, NY)
- …to remediate and prevent issues on an ongoing basis. **Job Summary:** As a Senior Associate in the Valuation Control Group, you will be responsible for all ... aspects of the valuation control framework relating to products such as, but not...adjustments + Partner with stakeholders on valuation related initiatives, regulatory exams and internal and external audit inquiries +… more
- JPMorgan Chase (Jersey City, NJ)
- As the first line of defense for JPMorgan Chase & Co. (JPMC), Control Management prevents, detects, and monitors operational, regulatory , and reputational risks. ... that embrace teamwork and innovation. As a product owner associate on the Controls Room team you will assist...in the overall objective to empower the firm's broader Control Management organization with risk-based information to manage their… more
- Morgan Stanley (Purchase, NY)
- …**Wealth Management* **Title:** *AML Risk Governance & Oversight: Quality Control Associate * **Location:** *New York-Purchase* **Requisition ID:** *3253089* ... Morgan Stanley. * * *Role Description:* * Perform Quality Control reviews for the Firm's Wealth Management and US...Comptroller of the Currency, Federal Reserve Bank, etc.) * Associate or Bachelor degree in Business, Finance, or other… more
- Citigroup (New York, NY)
- …Legal Department as an Associate General Counsel - C15 in its Bank Regulatory Legal ("BRL") Group. In this role, this attorney will provide US bank regulatory ... laws and regulations on all of Citi's businesses and control functions, both domestic and foreign. Generally, this Group...Federal Reserve Act and Regulation W as well as regulatory capital and Volcker Rule requirements. This Group also… more
- Mizuho Corporate Bank (Jersey City, NJ)
- The Assistant Vice President of the Credit Control Unit/Loan Control ("CCU"/"LC") is responsible for supporting daily operations performed by the CCU/LC. The ... and open items reconciliation efforts. + Support efforts to complete assigned regulatory reporting requirements in an accurate and timely manner. + Strengthen… more
- JPMorgan Chase (Brooklyn, NY)
- …lines of businesses and able to flag potential issues + Adhere to control procedures to ensure accurate reconciliation between regulatory filings, SEC filings ... Join our dynamic External Reporting team as an Associate controller, and play a pivotal role in...and quarterly business results with various lines of business, Regulatory Controllers, and SEC reporting teams + Assist in… more
- SMBC (White Plains, NY)
- …of benefits to its employees. **Role Description** SMBC is seeking an experienced Regulatory /Audit Response Associate with a minimum of 5 years' experience in ... regulatory and audit requests and efforts to address control gaps. This role will work closely with IT... and compliance contents and result + Support internal regulatory and financial reporting control testing, identification… more
- City of New York (New York, NY)
- …also provide important community open spaces and a diverse wildlife habitat. The Associate Public Health Sanitarian II is responsible for assisting the Bureau of ... actions associated with safety and environmental assessments, inspections, incidents, and regulatory deficiencies. - Perform field work at the various locations… more
- JPMorgan Chase (Brooklyn, NY)
- …in, domestic and international portfolio positions + Adhere to proof & control procedures to ensure accurate reconciliation between regulatory filings, SEC ... an External Reporting Spread - Balance Sheet & RWA Associate in Finance & Business Management, you will play...Front Office + Provide oversight in implementing a strong control environment and support governance forums to proactively raise… more
- SMBC (Jersey City, NJ)
- …Description** The Product Control team seeks an experienced Product Control Associate responsible for daily P&L validation, explanation, risk analysis, ... reporting templates via automation. Weekly: + Preparation and review of weekly control pack for senior management. Monthly: + Assist with the independent price… more
- City of New York (New York, NY)
- …regulatory requirements. OQA & FI is recruiting for one (1) Principal Administrative Associate III to function as a Quality Control Case Review Supervisor who ... Job Description APPLICANTS MUST BE PERMANENT IN THE PRINCIPAL ADMINISTRATIVE ASSOCIATE CIVIL SERVICE TITLE. The Office of Quality Assurance & Fiscal Integrity (OQA &… more