- JPMorgan Chase (Tampa, FL)
- …box, challenging the status quo and striving to be best-in class. As a Vice President, Compliance & Ops Risk Test Sr Lead within the GFCC Specialized Testing ... encompass planning, executing, and reporting on all testing activities. Collaborating closely with Compliance and Operational Risk Officers, you will partner… more
- JPMorgan Chase (Tampa, FL)
- …distributing detailed compliance testing review reports. + Foster collaboration with Compliance and Operational Risk Officers on various engagements. ... Senior Test Lead within the Global Asset Compliance and Ops Risk Testing Center of...the business control environment through recommended updates to the Compliance and Operational Risk Evaluation… more
- JPMorgan Chase (Tampa, FL)
- …distributing detailed compliance testing review reports. + Foster collaboration with Compliance and Operational Risk Officers on various engagements. ... initiatives that enhance the business control environment through recommended updates to the Compliance and Operational Risk Evaluation (CORE) application. +… more
- USAA (Tampa, FL)
- …for this position. As a member of the second line of defense, the Compliance and Operational Risk Testing Analyst implements independent testing under ... do:** + Under guidance, develops the steps needed to test and/or analyze compliance with applicable policies/procedures...compliance requirements are adhered to. + Completes assigned compliance and operational risk testing… more
- JPMorgan Chase (Tampa, FL)
- …distributing detailed compliance testing review reports. + Foster collaboration with Compliance and Operational Risk Officers on various engagements. ... initiatives that enhance the business control environment through recommended updates to the Compliance and Operational Risk Evaluation (CORE) application. +… more
- UKG (Ultimate Kronos Group) (Weston, FL)
- …UKG is seeking a Third-Party Risk Management (TPRM) Transformation Leader to join its Risk and Compliance team. The Risk and Compliance team plays ... managed, and reported. The ideal candidate will have deep expertise in risk management, vendor management, compliance frameworks, change management /… more
- MUFG (Tampa, FL)
- …as well as introduction of new regulations & regulatory guidance in collaboration with Operational Risk Management partners. + Assess the impact of new or ... performing analytical comparisons or gap analyses in collaboration with Operational Risk Management partners. + Review related...key stakeholders and SMEs, and management. + Monitor and test for compliance with policies and standards.… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Technology control processes. Implements and maintains ongoing programs and processes to test the design and operational effectiveness of IT controls. ... This role serves as the IT Functional Business Unit Risk Manager (BURM) duties and acts as the day-to-day...Responsible for ensuring IT assurance and compliance -related activities are completed in accordance with industry standards… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Skills, and Abilities** **Knowledge of** + Advanced concepts, practices and procedures of risk management (including Operational Risk Management, Enterprise ... to support the Fixed Income Capital Markets (FICM) division in the FICM risk management function. Translates business strategy into comprehensive risk management… more
- Sarasota County Government (Sarasota, FL)
- …and objectives and budget based on statistical analysis, trends, benchmarking, and operational needs. + Facilitate appropriate balance of risk retention and ... medical team to develop goals and provide oversight for compliance with Risk management programs and initiatives...applicant who fails to pass a required drug screening test shall be disqualified from employment in any class… more
- Sumitomo Pharma (Tallahassee, FL)
- …encounters is considered confidential. ** Compliance ** : Achieve and maintain Compliance with all applicable regulatory, legal and operational rules and ... including signal detection, signal validation, signal escalation, development of risk mitigation strategies and authoring of signal evaluation reports according… more
- UKG (Ultimate Kronos Group) (Weston, FL)
- …for a talented individual eager to help enhance and expand UKG's Product Compliance Operations Program residing within the Enterprise Risk and Compliance ... operational efficiencies within the privacy, AI, and product compliance space. We have big ideas - and need...as well as our teammates in the global Enterprise Risk and Compliance Group and is responsible… more
- UKG (Ultimate Kronos Group) (Weston, FL)
- …ability to interpret complex data and regulations. + Ability to conduct compliance risk assessments and audits. Preferred Qualifications + Relevant ... you will support the development, enhancement, and execution of operational components of the corporate compliance program....experience. + Minimum of 3 years of experience in compliance , risk management, or regulatory role. +… more
- Sumitomo Pharma (Tallahassee, FL)
- …+ Proactively identify emerging regulatory issues, developments in industry practices, and compliance risk trends **Key Core Competencies** + Strong leadership, ... encounters is considered confidential. ** Compliance ** : Achieve and maintain Compliance with all applicable regulatory, legal and operational rules and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Responsibilities** * Builds and maintains Compliance Surveillance controls for multiple Compliance & Risk units. * Design and build custom dashboards, builds ... the firm to automate and streamline functions to improve operational efficiencies. * Performs periodic reporting on compliance...(8) years of experience in the financial services industry, compliance , or risk management. ~or~ * Any… more
- Nestle (Palm Beach Gardens, FL)
- …IT system owner, your primary responsibilities will revolve around supporting IT compliance of GxP systems and processes, partnering with business stakeholders to ... you can make a significant impact on our IT compliance efforts and help shape the future of our...and implement continuous improvement processes and procedures. + Prepare operational forecasts and requirements, including monthly reports and budget… more
- American Express (Sunrise, FL)
- …or certifications are advantageous. + Experience working with or in operational risk management space (eg, Risk , Compliance , Control Management and/or ... be a key connection point with the second-line Global Risk & Compliance (GRC) teams. **How will...for identifying, assessing, and collecting 1LoD capability needs for Operational Risk Management execution, and coordinate systems… more
- Rubrik (Tallahassee, FL)
- …and ensuring each item is correct, complete, and current. + Develop and maintain POA&M, risk register, and/or compliance gap list and use it to log and report ... organize, plan, lead, and execute on public sector certification and compliance activities for Rubrik's government-focused cloud and on-premises product offering(s).… more
- Citigroup (Tampa, FL)
- …defining detailed data needs and technology business requirements; creating detailed test plans and testing the tech implementation; as well as interacting ... with 2nd line of defense oversight to calibrate and pressure- test the methodology calculations to attain sustainable and well-understood cross-enterprise results.… more
- Synchrony (Altamonte Springs, FL)
- …10 years of 1st Line of Defense (1LOD) risk management, IT Risk , Operational Risk , Audit or Compliance experience OR in lieu of a degree, High ... (1LOD) risk management, IT Risk , Operational Risk , Audit or Compliance ...+ You must be willing to take a drug test , submit to a background investigation and submit fingerprints… more