- Citigroup (Tampa, FL)
- Serves as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM)'s Compliance Testing team responsible for assessing ... of focus; Advanced degree or relevant certification a plus. **Job Family Group:** Compliance **Job Family:** Compliance Independent Assessment **Time Type:**… more
- Citigroup (Tampa, FL)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Compliance Independent Assessment team responsible for ... reported issues. Key Activities include: + Developing, implementing, and executing compliance monitoring , continuous assurance, and reporting programs within an… more
- Citigroup (Tampa, FL)
- …for performing risk assessments of Citi's compliance risks; performing independent testing activities (testing and on-going monitoring ) to assess the ... Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Testing team responsible for assessing compliance risks and… more
- TD Bank (Fort Lauderdale, FL)
- …potential gaps in coverage, and creates standards and procedures for the US Compliance Monitoring Program.** **In this position, the Compliance Specialist ... of the US Compliance Risk Management Program, including:** + ** Compliance -wide frameworks, guidelines and standards for testing, monitoring , risk assessment,… more
- TD Bank (Fort Lauderdale, FL)
- …**but not limited to:** **Reg. Z, Reg. X. FCRA/Reg. V, Flood.** **Prior compliance related QA/QC testing and/or monitoring experiences as well as knowledge ... operating procedures; and policies + Independently performs targeted and periodic monitoring of business activities for compliance with regulatory requirements… more
- TD Bank (Fort Lauderdale, FL)
- …and enhance the Bank's monitoring program + Manages and/or perform independent compliance reviews of regulatory requirements impacting the products supported ... Compliance for Credit Cards and Unsecured Lending, specifically related to regulatory compliance monitoring . This role will execute monitoring , conduct… more
- Citigroup (Tampa, FL)
- … Independent Testing Lead will be responsible for strategic oversight of independent targeted monitoring across the various execution teams responsible for ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- MyFlorida (Tampa, FL)
- …is provided related to SAMH programs. + Responsible for the regional Readiness Monitoring . + Conduct compliance monitoring of subrecipients by providing ... within the program office and be required to use independent judgement, take initiative in carrying out duties and...in Section 287.057(26), if applicable. + Responsible for the compliance technical assistance and monitoring activities, in… more
- TD Bank (Fort Lauderdale, FL)
- …a team of enthusiastic colleagues dedicated to setting new industry standards. US Wealth Compliance acts as an independent regulatory compliance and conduct ... described in the US Compliance Operating Framework (COF) including: Compliance -wide frameworks, guidelines and standards for testing, monitoring , risk… more
- AdventHealth (Orlando, FL)
- …inquiries and reports of potential non- compliance . The Director of Compliance works closely with senior leadership, providing independent decision-making and ... related to education and training activities. + Collaborate with the RCO and Director, Monitoring & Auditing on AdventHealth Director of Compliance Work Plan and… more
- Citigroup (Tampa, FL)
- Serves as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... data and preparing regional and global reports related to compliance risk assessments, and monitoring of compliance related issues. + Reviewing materials… more
- Citigroup (Tampa, FL)
- … risk manager for US Personal Banking Operations - Core Operations Independent Compliance Risk Management (ICRM) responsible for establishing internal ... of vendors assisting in processing activities. **Responsibilities:** + Providing compliance coverage to an assigned function/business/product. Provides compliance… more
- Citigroup (Tampa, FL)
- … and operational risk manager for Global Wealth Securities Backed Lending (SBL) Independent Compliance Risk Management (ICRM) and Global Wealth Deposits and ... for Global Wealth Deposits and Lending businesses. **Responsibilities:** + Provide compliance product coverage to Global Wealth SBL business. Provide compliance… more
- TD Bank (Fort Lauderdale, FL)
- …Enterprise Compliance Risk Assessment Framework + Monitors that assessments ( monitoring , risk assessment etc.) are completed and communicated in a continuous and ... more specific details for this role. **Line of Business:** Compliance **Job Description:** **Job Description:** **The Ideal Candidate:** The...The role will serve on a team that provides independent oversight of fair banking and support for other… more
- Citigroup (Tampa, FL)
- Serves as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... data and preparing regional and global reports related to compliance risk assessments, and monitoring of compliance related issues. + Reviewing materials… more
- Citigroup (Tampa, FL)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... and processes established within the risk governance framework. + Monitoring adherence to Citi's Compliance Risk Policies...governance framework. + Monitoring adherence to Citi's Compliance Risk Policies and measuring compliance risk… more
- Citigroup (Tampa, FL)
- Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal ... a manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance … more
- Mitsubishi Chemical Group (Tallahassee, FL)
- …Compliance team and will be primarily responsible for overseeing the compliance hotline program, monitoring internal investigations, generating compliance ... **Senior Data & Compliance Analyst (2093)** + Title:Senior Data & ...WWII, the original Mitsubishi organization was disbanded to become independent companies as they are today. Job Purpose Mitsubishi… more
- Citigroup (Tampa, FL)
- Serves as a function/business/product compliance risk senior analyst for Independent Compliance Risk Management (ICRM) responsible for assisting with ... a manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day Compliance… more
- Citigroup (Tampa, FL)
- **VP, Finance CRO CAO Team - Internal Controls, Monitoring & Testing (Hybrid)** The Finance Chief Risk Office (CRO) team provides risk management oversight of the ... rate risks, Treasury investments, and private equity investments, and ensures compliance with all risk-related regulatory requirements. The Finance CRO Chief… more