- Citigroup (Tampa, FL)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Testing team responsible for assessing compliance risks and ... reported issues. **Key Activities include:** + Developing, implementing, and executing compliance testing , continuous assurance, and reporting programs within an… more
- MUFG (Tampa, FL)
- …our recruitment team will provide more details. **Job Summary:** The Data Governance & Controls Vice President ( VP ) will support the Office of the Chief Data ... Officer (OCDO) on the Report Inventory, Ownership and Tiering...checks on report metadata to verify accuracy, completeness and compliance with process requirements. + Lead testing … more
- Morgan Stanley (Miami, FL)
- …* #LI-AJ1 **Job:** **Wealth Management* **Title:** *Assistant Vice President - Financial Crimes Risk Officer * **Location:** *Florida-Miami* ... MS' policies, standards, and procedures. The Financial Crimes risk officer AVP will: > Ensure first line compliance...the review, identification of enhancements and execution of control testing as part of the Risk and Control Self-Assessment… more
- Citigroup (Tampa, FL)
- The Broker Dealer Risk Officer is responsible for the risk life-cycle of these third party relationships for the Market's business. This role requires in depth ... all stages of control oversight. The Broker Dealer Risk Officer will work in concert with business operations and...addition to impacts on customer experience. + Conducts internal testing of dispute processes to ensure control. + Monitors… more
- Citigroup (Tampa, FL)
- …promotes efficiency, reduces the risk of loss, and helps ensure compliance with corporate policies, procedures, laws, and regulations. In addition, properly ... will work across a broad range of stakeholders including Operations, Technology, Compliance , Legal, and Business Management to ensure appropriate controls are in… more
- Citigroup (Tampa, FL)
- **Senior Vice President , Market Risk** The Chief Risk Officer for Finance (Finance CRO) organization provides risk management oversight of the Global Finance ... and it provides independent review and challenge to the first-line activities. Senior Vice President in the Non-Trading Market Risk Management group provides… more
- MUFG (Tampa, FL)
- …directly by the Head of the Department. This is a Business Analyst Vice President position under Money Transfer Department. Responsibilities:- + Ensure our ... control testing , internal audits, regulatory reviews (OCC and FRB) and third-party testing for SOX and Compliance that will have high visibility with the… more
- Citigroup (Tampa, FL)
- The Compliance team is looking for a Vice President - AML Compliance Officer for the Simplification effort for the newly created Personal Banking & ... to the AML/Financial Crime Support teams and the business. + Perform AML Compliance quality and testing , evaluate process deficiencies, analyze control measures,… more
- University of Miami (Coral Gables, FL)
- …business continuity, and contingency planning, testing , and execution. The Assistant Vice President , Chief Network Officer also maintains security ... please review this tip sheet (https://my.it.miami.edu/wda/erpsec/tipsheets/ER\_eRecruiting\_ApplyforaJob.pdf) . The Assistant Vice President , Chief Network Officer … more
- Citigroup (Fort Lauderdale, FL)
- …self-assessment (MCA - Manager's Control Assessment) practices. **About the role** This is a Vice President (C13) with the mandate to create or uplift and ... enhance existing key controls, design robust monitoring and testing requirements. The role is expected to work closely...review & redesign in scope Controls & monitoring in compliance with the Citi Operational Risk Policy, procedural requirements… more
- Citigroup (Jacksonville, FL)
- …self-assessment (MCA - Manager's Control Assessment) practices. **About the role:** This is a Vice President (C13) with the mandate to create or uplift and ... enhance existing key controls, design robust monitoring and testing requirements. The role is expected to work closely...review & redesign in scope Controls & monitoring in compliance with the Citi Operational Risk Policy, procedural requirements… more
- Citigroup (Tampa, FL)
- …to the AML/Financial Crime Support teams and the business. + Perform AML Compliance quality and testing , evaluate process deficiencies, analyze control measures, ... The Compl AML Core Officer is a strategic professional who stays abreast...**Responsibilities:** + Evaluate, enhance and implement best -in-class AML Compliance policies and practices. + Provide expert advice on… more
- Citigroup (Tampa, FL)
- …for auditing, testing , monitoring, and reporting. + Utilizing innovative compliance testing solutions including Data Analytics to increase value and ... The Regulatory Risk Officer Serves as a senior compliance ...Qualifications: + Experience in planning, executing, and reporting on compliance testing reviews and regulatory issue validation… more
- Citigroup (Tampa, FL)
- …communities we serve. **Overview of the Role** The Business Risk and Control Officer is a strategic professional who stays abreast of developments within own field ... application in own job and the business. This Business Risk and Control Officer will be supporting the Services Technology team. Recognized technical authority for… more
- Citigroup (Miami, FL)
- The Treasury Risk Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by considering their ... information such as DP and Yield Book. + Leads testing and implementing a new Treasury Risk Management system,...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- Citigroup (Tampa, FL)
- This Operations Business Risk and Control Officer role is in the Risk Mitigation and Execution team supporting SMB&IC Core Operations and is a part of the broader ... execution of a process (QA). + Support in dealing with Operational and Compliance Risk in accordance with established Policy requirements. + Assist in performing a… more
- Citigroup (Tampa, FL)
- Job Description The Business Risk and Control Officer will have responsibility for overseeing the quality of documentation and artifacts which evidence the ... evaluation of documentation and artifacts, rigorous audit planning and pre-validation testing . The analyst will demonstrate excellent people skills, given the level… more
- Citigroup (Tampa, FL)
- The Model/Anlys/Valid Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by considering ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …**Job Summary** Under limited direction with a high level of autonomy, the Vice President of Financial Crimes Analytics will support the development, ... loading, scenario design, development, validation, implementation, above-the-line and below-the-line testing , and ongoing maintenance. * Develops, reviews, and adjusts… more
- University of Miami (Miami, FL)
- …and vision. Supervision Received Position Reports directly to the Senior Vice President , Chief Information and Digital Officer The University of Miami offers ... + Assess risks associated with AI implementation, including bias, security, and compliance . + Mitigate risks through robust testing and monitoring processes.… more