- USAA (Tampa, FL)
- …truly makes us special and impactful. **The Opportunity** We are seeking a Compliance and Operational Risk Testing Analyst Lead for our Bank Risk ... + 8 or more years of meaningful work experience (internal/external audit, operational risk / compliance testing , quality assurance) + Knowledge of relevant… more
- USAA (Tampa, FL)
- …position. As a member of the second line of defense, the Compliance and Operational Risk Testing Analyst implements independent testing under the ... + 6 or more years of relevant work experience (internal/external audit, operational risk / compliance testing , quality assurance) + Demonstrated experience… more
- USAA (Tampa, FL)
- …position. As a member of the second line of defense, the Compliance and Operational Risk Testing Analyst implements independent testing under the ... requirements are adhered to. + Completes assigned compliance and operational risk testing activities in accordance with established timelines and high… more
- USAA (Tampa, FL)
- …a Degree. + 8 or more years of relevant work experience (internal/external audit, operational risk / compliance testing , quality assurance) + Expert ... Leads and manages a grouping of tests to ensure operational risks and compliance requirements are adhered...laws and regulations and guidance or operational risk principles/concepts. + Advanced knowledge of testing … more
- JPMorgan Chase (Tampa, FL)
- …detailed compliance testing review reports. + Foster collaboration with Compliance and Operational Risk Officers on various engagements. This ... initiatives that enhance the business control environment through recommended updates to the Compliance and Operational Risk Evaluation (CORE) application. +… more
- Citigroup (Jacksonville, FL)
- …these standards **Qualifications** : + Minimum of 6-10 years of experience in operational risk management, compliance , audit, or other control-related ... from activities and processes against conformance with applicable requirements to strengthen risk management quality such as quality testing performed for… more
- MUFG (Tampa, FL)
- …risk , effective design and evaluation of controls, and sustainable solutions to mitigate operational and technology risk . Control testing is an integral ... bank policies, procedures, and regulatory requirements to mitigate technology risk to the firm + Execute testing ...in IT external audit, IT internal audit and technology risk and/or ITGC assessment for compliance with… more
- MUFG (Tampa, FL)
- …reviewer for Product & Services risk assessments 2) Perform sample-based framework compliance testing (e,g, QA, testing or monitoring) 3) Support ... in control testing techniques and documentation + Strong understanding of operational risk management programs and practices, including third party risk… more
- Citigroup (Jacksonville, FL)
- …Concerns or QUEST Observation Logs based on the Business. + Creates materials for Operational Risk Forums (ORF) and senior meetings as needed and investigates ... individual contributor position accountable for end-to-end controls monitoring - ie, operational controls performance assurance/ testing - which includes design,… more
- The Walt Disney Company (Lake Buena Vista, FL)
- …governance and risk management methodologies. The AVP, Risk & Compliance position is responsible for shared services operational support and assists the ... and managing risks to minimize operational and compliance risks in support of the Enterprise Risk...such as identifying risk in key processes, compliance with regulatory requirements, monitoring, testing , issue… more
- Truist (Jacksonville, FL)
- …The Operational Resilience Senior Specialist - DR Planning & Testing position is responsible to support the enterprise in developing, maintaining, and ... compliance with all federal regulations (FFIEC) for BC/DR related planning, testing and risk mitigation. **ESSENTIAL DUTIES AND RESPONSIBILITIES** Following… more
- Citigroup (Tampa, FL)
- …rules, assessment of operational structures for new products and services, Compliance Testing , Payments Data Analytics, overall guidance and oversight for ... **Global Funds Transfer (GFT) AML Compliance Risk Management Officer** **About the role** The Anti-Money Laundering Compliance Risk Management (ACRM)… more
- TD Bank (Fort Lauderdale, FL)
- …(COF) including: Compliance -wide frameworks, guidelines and standards for testing , monitoring, risk assessment, reporting and other activities; Internal ... a mission to build a more resilient and scalable compliance risk management function. As part of...assess the Digital Advisor's impact on client outcomes and operational compliance . + Monitor and assess vendor… more
- JPMorgan Chase (Jacksonville, FL)
- …to be best-in-class. As a Compliance Risk Management Lead within the Compliance , Conduct and Operational Risk (CCOR) organization, you will be the ... Line of Business (LOB) and global/regional Compliance teams, including Internal Audit, Operational Risk , and other Control functions. A key part of your role… more
- American Express (Sunrise, FL)
- …with regulatory updates) + Support control monitoring (supplemental to BU process owners testing ) and compile key operational risk trends, activities, and ... and work closely on technical issues **Required Qualifications:** + 2 Years experience in operational risk management (eg, within Risk and/or Internal Audit… more
- Citigroup (Jacksonville, FL)
- …controls after the execution of a process (QA). + Support in dealing with Operational and Compliance Risk in accordance with established Policy requirements. ... assess, escalate, and manage risk exposures across Risk Categories ( Operational Compliance , Strategic,...adequately controlled (if applicable). + Support operational risk scenario analysis and stress testing for… more
- Citigroup (Tampa, FL)
- …controls after the execution of a process (QA). + Support in dealing with Operational and Compliance Risk in accordance with established Policy requirements. ... assess, escalate, and manage risk exposures across Risk Categories ( Operational Compliance , Strategic,...adequately controlled (if applicable). + Support operational risk scenario analysis and stress testing for… more
- Citigroup (Jacksonville, FL)
- …controls after the execution of a process (QA). + Support and contribute to Operational and Compliance Risk in accordance with established Policy ... assess, escalate, and manage risk exposures across Risk Categories ( Operational Compliance , Strategic,...controlled (if applicable). + Support on operational risk scenario analysis and stress testing for… more
- Citigroup (Tampa, FL)
- …through controls after the execution of a process (QA). + Provide analysis of Operational and Compliance Risk in accordance with established Policy ... assess, escalate, and manage risk exposures across Risk Categories ( Operational Compliance , Strategic,...adequately controlled (if applicable). + Support operational risk scenario analysis and stress testing for… more
- Citigroup (Tampa, FL)
- …controls after the execution of a process (QA). + Support in dealing with Operational and Compliance Risk in accordance with established Policy requirements. ... to the technology or operations of the business. Strong risk and controls skills to design effective testing...assess, escalate, and manage risk exposures across Risk Categories ( Operational Compliance , Strategic,… more