- Citigroup (Boca Raton, FL)
- The Senior Wealth Advisor SAFE Act is a seasoned professional role. Applies in-depth disciplinary knowledge, contributing to the development of new techniques ... segment partners where appropriate (including, but not limited to Senior Wealth Advisor , Small Business Partners, Home...Manage client follow-up and adhere to all Regulatory and Compliance operating procedures + Ensure that KYC/AML and other… more
- USAA (Tampa, FL)
- …truly makes us special and impactful. **The Opportunity** As a dedicated **Benefits Advisor Senior ** , you are responsible for the design, implementation, ... activities are effectively identified, measured, monitored, and controlled in accordance with risk and compliance policies and procedures. **What you have:** +… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …expertise in reviewing registered persons prior to affiliating with/joining Raymond James. The Senior Advisor of this team will work in partnership with Regional ... to Regional Management and Registrations through firm systems. * Pro-actively ensures compliance with applicable industry rules (ie State, FINRA & SEC) and platform… more
- Raymond James Financial, Inc. (FL)
- …the branches. **Essential Duties and Responsibilities** + Execution of the risk -based branch exam program in FINRA-registered and non-registered Private Client Group ... know when to "ask the next question" as potential risk areas are identified + Apply the appropriate ...all exam findings to branch management, exam managers and compliance leadership + Provide reporting of exam findings and… more
- Bank of America (Orlando, FL)
- …participants who require heightened support to achieve success + Help reinforce compliance , supervision, and provide risk management support of ADP participants ... Market Leader - Advisor Development Program Atlanta, Georgia;Orlando, Florida **Job Description:**...business partnering skills. + Ability to interact effectively with senior management. + Ability to work effectively across organizational… more
- Bank of America (Jupiter, FL)
- …Specialist II, Lending Client Associate, Lending Client Support Manager, Lending Specialist, Senior Banker, Business Solutions Advisor or Financial Solutions ... Credit Solutions Advisor - Chasewood Jupiter, Florida **Job Description:** **Credit...goals. Job expectations include effectively balancing sales performance, operational risk , and client relationship care by leveraging expertise. This… more
- Amazon (Miami, FL)
- …field, or equivalent experience - 3+ year(s) of experience in IT security, compliance , or risk management - Experience in technology automation, implementation, ... requirements and propose effective migration strategies 4. Acting as a trusted advisor to customers on industry trends and emerging technologies 5. Sharing knowledge… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …sufficient to understand the reasons for tasks being performed. + Serves as a senior information risk and control advisor , participating in IT processes ... This role serves as the IT Functional Business Unit Risk Manager (BURM) duties and acts as the day-to-day...reporting and management. This role will work closely with Senior Leadership, including the named BURM, and regularly brief… more
- Truist (Jupiter, FL)
- …and CPAs. * Maintain appropriate legal, operating and regulatory controls to manage risk and compliance . Works within the existing audit, compliance ... track record working complex credit deals and/or in tandem with a senior credit advisor . * Advanced and proven working knowledge of deposit, credit and… more
- PNC (Vero Beach, FL)
- …Handles risk management and the resolution of legal and compliance -related issues for assigned accounts. Communicates with clients, solves problems and escalates ... and have an opportunity to contribute to the company's success. As a Fiduciary Advisor III within PNC's Private Bank organization, you will be based in Vero Beach,… more
- Elevance Health (FL)
- …Continuity and Disaster Recovery Planning, 4) Cryptography, 5) Information Security and Risk Management 6) Legal, Regulations, 7) Compliance and Investigations, ... **AI Data Protection - Information Security Sr Advisor ** **Location:** This role enables associates to work...sensitive data to approved and unapproved AI systems, ensuring compliance with organizational policies and access controls. **How You… more
- Citigroup (Jacksonville, FL)
- …opportunities to segment partners where appropriate (including, but not limited to Senior Wealth Advisor , Small Business Partners, Home Lending Officer, Digital ... The Wealth Solutions Advisor SAFE Act position is a developing professional...Manage client follow-up and adhere to all Regulatory and Compliance operating procedures + Ensure that KYC/AML and other… more
- Deloitte (Miami, FL)
- Deloitte + Delivery Excellence Quality and Risk Management group is seeking a Risk Manager with extensive experience in supporting deal and contract structuring, ... drafting customized contractual provisions and risk review, negotiations, operations, and operational aspects of professional...legal, finance and delivery to act as a strategic advisor to help manage deal flow and to optimize… more
- BMO Financial Group (Sarasota, FL)
- …+ Produces client reports that demonstrate the value provided and assesses clients at- risk for retention. + Makes recommendations to senior leaders on strategy ... and earn their trust. + Follows through on the risk and compliance processes and policies to...group/enterprise-wide level and serves as a specialist resource to senior leaders and stakeholders. + Applies expertise and thinks… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …process improvements for risk management processes and procedures. + Report on compliance requirements and risks to senior leadership to support risk ... to support the firm's overall efforts to manage information compliance risk . This role is responsible for...maturity and sustainability, serving in an advisory and oversight advisor to business teams, coordinating compliance functions,… more
- TD Bank (Fort Lauderdale, FL)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight...controls to ensure regulatory compliance . + Ensure compliance for the Digital Advisor platform, ensuring… more
- Citigroup (Jacksonville, FL)
- …and appropriate solutions + Serve as a trusted partner and consultant to senior stakeholders in the coverage area + Advises and ensures that learning products ... direct feedback, stretch assignments and exposure opportunities + Appropriately assess risk when business decisions are made, demonstrating consideration for the… more
- Anywhere Real Estate (Miami, FL)
- …well as internal and external customers. The Data Privacy and Compliance Analyst is responsible for assessing applications, policies/procedures, and business ... regulations for the protection of sensitive information. Our Privacy and Compliance Analysts manage data, regulatory and operational risks related to sensitive… more
- Western Digital (Tallahassee, FL)
- …the identification, assessment, prioritization, and monitoring of enterprise risks. + Facilitate risk workshops and interviews with senior leadership to align ... audit execution and reporting. + Serve as a strategic advisor on risk issues uncovered during audits... mitigation strategies. + Cross-Functional Collaboration: + Partner with compliance , legal, information security, finance, and other risk… more
- Sarasota County Government (Sarasota, FL)
- …insurance and indemnification requirements for County projects. + Serve as senior internal consultant/ advisor to County managers, department heads and ... and supervise the EHC medical team to develop goals and provide oversight for compliance with Risk management programs and initiatives in line with Occupational… more