- Raymond James Financial, Inc. (St. Petersburg, FL)
- …planning through reporting and produces quality deliverables. + Serves as a Compliance Assurance/ compliance risk management liaison by providing meaningful ... **Essential Duties and Responsibilities** + Collaborate across Compliance teams to maintain a risk -based Compliance Testing program in accordance with… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …communication of Code of Conduct updates across the organization. + Routinely interacts with senior leaders within Compliance , Risk , AML and across the firm. ... + Manages the preparation, consolidation and delivery of monthly and quarterly Compliance reports for senior leaders. + Collaborates with cross-functional teams… more
- Fifth Third Bank, NA (Tampa, FL)
- …Discover a career in banking at Fifth Third Bank. GENERAL FUNCTION: The Senior Trust Advisor will provide expertise and fiduciary thought leadership, delivering ... while identifying new and fostering strong existing fiduciary client relationships. The Senior Trust Advisor partners closely with the Private Bank team… more
- Citigroup (Boca Raton, FL)
- The Senior Wealth Advisor SAFE Act is a seasoned professional role. Applies in-depth disciplinary knowledge, contributing to the development of new techniques ... segment partners where appropriate (including, but not limited to Senior Wealth Advisor , Small Business Partners, Home...Manage client follow-up and adhere to all Regulatory and Compliance operating procedures + Ensure that KYC/AML and other… more
- The Cigna Group (Tallahassee, FL)
- **Summary:** The Senior Advisor - Reporting & Data Senior Lead will play a critical role in shaping and delivering advanced reporting solutions for specialty ... collaboration. + Oversee end-to-end delivery of reporting initiatives, including progress tracking, risk management, and communication of next steps. + Act as both a… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- As part of the Advisor Technology group, the Sr Product Manager will focus on delivering tools and applications that support the advisor and support staff's ... with stakeholders such as financial advisors, operations, and legal and compliance to research, analyze and resolve business problems/opportunities. + Drives/leads… more
- PNC (Coral Gables, FL)
- …and have an opportunity to contribute to the company's success. As a Banking Advisor Sr. within PNC's Private Bank organization, you will be based in Coral Gables, ... banking products and services to internal and external clients. Ensures compliance with current banking policies and regulations. Provides leadership and mentoring… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …conduct comprehensive audits, including Sarbanes Oxley and operational audits, and develop risk profiles of assigned processes within a functional area for Raymond ... Propose audit objectives, scope, procedures and internal control reviews to ensure compliance with policies and procedures. + Participate in audit engagements from… more
- Deloitte (Tampa, FL)
- …Services (GPS) Risk Management Team is currently seeking a full-time dedicated Senior Risk Manager/ Senior Negotiator who has experience in supporting ... Do The GPS State, Local & Higher Education (SLHE) Risk Manager/ Senior Negotiator will be responsible for...legal, finance and delivery to act as a strategic advisor to help manage deal flow and to optimize… more
- Highmark Health (Tallahassee, FL)
- …work model.** CANDIDATE MUST BE US Citizen (due to contractual/access requirements) The Senior Information Risk Consultant serves as the strategic lead for M&A ... **_Substitutions_** At least 10 years' experience in Information Security, Governance, Risk and/or Compliance **PREFERRED EDUCATION** Master's Degree - Computer… more
- Deloitte (Tampa, FL)
- …Deloitte's overall success. Whether focused on project financials, quality and risk management, methods and tools, sales excellence, talent, leadership support, or ... on 12/31/2025. The Team The mission of Quality and Risk Management (QRM) is to manage the risk...legal, finance, and delivery to act as a strategic advisor to help optimize deal flow along with sales… more
- Amentum (Tallahassee, FL)
- …countering malign Iranian influence and Hizballah's activities. DOJ/ICITAP is seeking an advisor who will be responsible for engaging partner governments to achieve ... the sharing of best practices related to counterterrorism investigations. This advisor will also provide professional training to partner governments that tailor… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …to regulatory requirements. Monitor progress, track milestones, and provide regular updates to senior leadership. + ** Compliance & Risk Management:** Ensure ... comply with FINRA, SEC, and internal regulatory standards. Partner with Legal and Compliance teams to mitigate risk and maintain audit readiness. + **Team… more
- Truist (Jupiter, FL)
- …and CPAs. * Maintain appropriate legal, operating and regulatory controls to manage risk and compliance . Works within the existing audit, compliance ... track record working complex credit deals and/or in tandem with a senior credit advisor . * Advanced and proven working knowledge of deposit, credit and… more
- Oracle (Tallahassee, FL)
- **Job Description** You will act as a senior thought partner to customer CISOs and regulators, engage with industry forums and standards bodies, support field and ... Responsibilities: . Customer Advocacy & Executive Engagement o Serve as a trusted advisor to CISOs and other security executives in all industry sectors across… more
- Cardinal Health (Tallahassee, FL)
- …vulnerability scanning, virus management and intrusion detection as well as completes risk assessments. The **IT Governance and Compliance ** function within the ... of people every day. **_Job Overview:_** We are seeking a **strategic** and experienced ** Senior Engineer for IT Governance and Compliance ** , who will be… more
- Cardinal Health (Tallahassee, FL)
- …needed + Consistently implements, executes and tests departmental Sarbanes-Oxley (SOX) compliance frameworks and financial reporting controls + Acts as Subject ... activities such as period openings/closings, job monitoring. + Ensure compliance with Sarbanes-Oxley (SOX) controls, support control design, strengthening and… more
- Guardian Life (Tallahassee, FL)
- …want to be part of a collaborative Compliance Legal Team? As a Senior Compliance Analyst, Park Avenue Securities, and Park Avenue Investment Advisory, you ... will conduct branch office inspections using risk -based testing methodologies to ensure compliance with...NAIC). + 3-5 years of broker-dealer and registered investment advisor compliance experience, with experience at an… more
- USAA (Tampa, FL)
- …interest rate, capital allocation and liquidity market to include fraud, operations, and compliance risk . + Executive-level business acumen in the areas of bank ... bank on highly complex and unique credit and financial risk issues. Serves as a key advisor ...effectively identified, measured, monitored, and controlled in accordance with risk and compliance policies and procedures. **What… more
- USAA (Tampa, FL)
- …appropriately addressed consistent with policy and the Risk Appetite. + Partners with senior risk executives in managing overall risk appetite to include ... _** The successful candidate will serve as a key advisor responsible for recognizing and reporting Information Technology (IT)...FDIC, and CFPB** as well as prepare Board and Senior Management level reports related to IT/IS risk… more