- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and resolve complex issues. **Essential Duties and Responsibilities** * Conducts risk-based compliance testing on at least two investment advisers. * Leads ... including communication of findings and interaction with the Investment Advisory Chief Compliance Officer and senior management. Maintains extensive contact with… more
- USAA (Tampa, FL)
- …(FLOD) Bank Issue Validation (BIV) team is currently seeking a Business Risk & Control Advisor (BRCA) Senior to join our dynamic group. There are a total of ... We are pivotal in ensuring risk mitigation and regulatory compliance for issue closure. While primarily focused on our...three BRCA Leads, five BRCA Seniors, and two BRCA Advisor I, alongside the new position we aim to… more
- USAA (Tampa, FL)
- …truly makes us special and impactful. **The Opportunity** We are seeking dynamic Business Advisor Seniors to play a key role in the successful implementation of new ... of procedures and processes to increase business viability and ensure compliance and/or product competitiveness and profitable growth. Develops and implements… more
- Eliassen Group (Tallahassee, FL)
- ** Senior Data Scientist Advisor ** **Anywhere** **Type:** Contract-to-Hire **Category:** Data **Industry:** Technology **Workplace Type:** Remote **Reference ... clients turn data into action as a Data Scientist Advisor . Your work will provide transformative solutions to our.... Able to create complex queries in SQL for testing and data analysis . Experience developing ML pipelines… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …in our St Petersburg, FL Corporate Office. **Job Summary:** As part of the Advisor Technology group, the Sr Product Manager will focus on delivering tools and ... applications that support the advisor and support staff's day-to-day branch operations. The associate will have extensive knowledge and skills obtained through… more
- Raymond James Financial, Inc. (FL)
- …and state rules and regulations. Examiner is responsible for detailed documentation of all testing activities, as well as communication of the testing results to ... Group branches across the country + Detailed documentation of testing in branch exam system and related work papers...all exam findings to branch management, exam managers and compliance leadership + Provide reporting of exam findings and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …+ Lead and support audit activities such as: risk assessments, audit testing , control evaluation, work paper documentation, follow-up and issue closure verification. ... of various business groups. + Perform data collection and analysis in compliance with audit program requirements to identify, analyze and recommend changes to… more
- TD Bank (Fort Lauderdale, FL)
- …limited to, customer identification and due diligence, enhanced due diligence, training and compliance testing + Delivers relevant subject matter expertise and ... the US Compliance Operating Framework (COF) including: Compliance -wide frameworks, guidelines and standards for testing ,...controls to ensure regulatory compliance . + Ensure compliance for the Digital Advisor platform, ensuring… more
- Guardian Life (Tallahassee, FL)
- …want to be part of a collaborative Compliance Legal Team? As a Senior Compliance Analyst, Park Avenue Securities, and Park Avenue Investment Advisory, you ... will conduct branch office inspections using risk-based testing methodologies to ensure compliance with FINRA...NAIC). + 3-5 years of broker-dealer and registered investment advisor compliance experience, with experience at an… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …sufficient to understand the reasons for tasks being performed. + Serves as a senior information risk and control advisor , participating in IT processes and ... + Identifies, implements, and maintains processes and tools to support assurance, compliance , and remediation tracking activities (eg, testing , maintenance of… more
- Citigroup (Tampa, FL)
- The Senior Technology Business Analyst is an intermediate level position responsible for participation in the establishment and implementation of new or revised ... all phases of development process and analysis, design, construction, testing , and implementation as well as provide user and...help define operating standards and processes + Serve as advisor or coach to new or lower level analysts… more
- Citigroup (Tampa, FL)
- …and progress together. The Applications Development Technology Lead Analyst is a senior level position responsible for establishing and implementing new or revised ... cleaner reconciliations. GTPL will continue enabling several global functions like Compliance , Risk including BASEL, Tax and Regulatory Reporting and firm-wide… more
- MyFlorida (Arcadia, FL)
- SENIOR PUBLIC HEALTH NUTRITIONIST SUPV - 64049806 Date: May 27, 2025 The State Personnel System is an E-Verify employer. For more information click on our E-Verify ... . Requisition No: 851605 Agency: Department of Health Working Title: SENIOR PUBLIC HEALTH NUTRITIONIST SUPV - 64049806 Pay Plan: Career Service… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Office location. **Job Summary:** We are seeking a highly analytical and detail-oriented Senior Product Manager who will focus on delivering a new suite of strategic ... Management, Divisional Directors, financial advisors, operations, and legal and compliance to research, analyze and resolve business problems/opportunities. +… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- **Job Description** **Overview:** The ** Senior Portfolio Manager - 2nd Line of Defense** plays a pivotal role in strengthening the organization's risk management ... role is responsible for independently assessing portfolio risks, ensuring regulatory compliance , and providing strategic insights to support sound credit and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …policy changes. + Key point of contact to respond to applicable regulatory inquiries, compliance testing , and internal audit. + Uses metrics data and quality ... **Job Description** **Job Summary** The Senior Manager of Conflicts of Interest ("COI") Supervision...with Advisors and Associates to recommends actions that ensure compliance with existing rules and regulations as well as… more
- Citigroup (Tampa, FL)
- The Java Applications Developer with Spark is a senior level position responsible for establishing and implementing new or revised application systems and programs ... application methodologies and standards for program analysis, design, coding, testing , debugging, and implementation + Utilize advanced knowledge of supported… more
- Citigroup (Tampa, FL)
- The Senior Java Applications Developer is an intermediate level position responsible for participation in the establishment and implementation of new or revised ... all phases of development process and analysis, design, construction, testing , and implementation as well as provide user and...help define operating standards and processes + Serve as advisor or coach to new or lower level analysts… more
- Citigroup (Tampa, FL)
- The Applications Development Technology Lead Analyst is a senior level position responsible for establishing and implementing new or revised application systems and ... Utilize advanced knowledge of system flow and develop standards for coding, testing , debugging, and implementation + Develop comprehensive knowledge of how areas of… more
- RELX INC (Boca Raton, FL)
- …organizational levels. The ideal candidate is both a technical expert and strategic advisor , capable of delivering their own work while also shaping best practices, ... improvements in dashboard usability and data quality across tools and teams. Compliance & Analytical Integrity + Conduct advanced statistical modeling and root cause… more