- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and/or certification to ensure the tactical and strategic success of the firm's PCG Compliance program. Responsibilities include but are not limited to providing ... advice and guidance on industry rules, regulations, and firm policies, providing compliance education to new and existing PCG branch associates, conducting… more
- Raymond James Financial, Inc. (FL)
- …Clear communication of all exam findings to branch management, exam managers and compliance leadership + Provide reporting of exam findings and complete any related ... and adverse trends are identified and escalated + Provide compliance support to business partners, as needed + Maintain...organized + Gain a thorough understanding and application of PCG policies and procedures + Shift focus from one… more
- Public Consulting Group (Tallahassee, FL)
- … PCG team members in the topics and issues related to education compliance , best practice in instruction/service delivery, PCG solutions, and policy - ... Public Consulting Group LLC ( PCG ) is a leading public sector solutions implementation...services and solutions. The Program Manager is a key advisor and thought partner to clients, playing a consultative… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …the firm. + Ensures effective coordination and communication occurs between supervision, PCG management, compliance , legal and other functional areas. + Monitors ... **Job Description** **Job Summary:** Senior Manager of E-comm Supervision will manage a...May participate in the formation of policies related to compliance . + Performs other duties and responsibilities as assigned… more