- Raymond James Financial, Inc. (St. Petersburg, FL)
- …expertise in reviewing registered persons prior to affiliating with/joining Raymond James. The Senior Advisor of this team will work in partnership with Regional ... Management and Registrations to obtain required onboarding documentation, review the obtained documentation, identify irregularities or potential regulatory and… more
- TD Bank (Fort Lauderdale, FL)
- …reporting and other activities; Internal Audit, regulatory exam, and ongoing supervision management, finding tracking, and remediation oversight; Foster a culture of ... to ensure regulatory compliance. + Ensure compliance for the Digital Advisor platform, ensuring regulatory adherence and integration with core business functions.… more
- Veterans Affairs, Veterans Health Administration (Tampa, FL)
- …and no significant restriction on moonlighting Telework: Not Eligible As a member of the senior management team the Deputy Chief of Staff (DCOS) is a key advisor ... to the Chief of Staff in areas applicable to the medical staff. Provide supervision to certain additional clinical services to be determined in conjunction with the… more