- Raymond James Financial, Inc. (St. Petersburg, FL)
- **Essential Duties and Responsibilities** + Oversees elements of the RJ Bank compliance program(s) to ensure regulatory requirements are addressed, including: + ... to verify compliance with applicable rules and regulations. + Maintains RJ Bank's sound compliance management system standards while fostering positive… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and objectives. * Provides a proactive interface for project stakeholders and senior management teams to ensure business requirements are completely and accurately ... and working towards a common goal; where applicable. * Understanding and knowledge of RJ IT technology roadmaps and top advisor tools * Specifying and overseeing the… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …retention + Compile and manipulate portfolio data and create reports used in senior management meetings + Review daily collateral calls and may contact branch/FA as ... + Oversight of the coding of eligible securities with RJ Operations + Provides subject matter expertise and guidance...up + Responsible for the creation and delivery of compliance and accounting records and reports, as required by… more