- TD Bank (Fort Lauderdale, FL)
- …support the lending activities of Wealth Banking.** **Job Summary:** The ** Compliance Administration Oversight & Reporting Manager** ensures regulatory ... enthusiastic colleagues dedicated to setting new industry standards. **U.S. Wealth Compliance acts as an independent regulatory... Compliance acts as an independent regulatory compliance and conduct risk management and oversight … more
- Citigroup (Tampa, FL)
- …as a senior compliance and operational risk manager for Global Wealth Securities Backed Lending (SBL) Independent Compliance Risk Management (ICRM) and ... Wealth Deposits and Lending businesses. **Responsibilities:** + Provide compliance product coverage to Global Wealth SBL...transactions and/or products. + Assist in the development and administration of Compliance and ORM training for… more
- Regions Bank (Orlando, FL)
- …standards Private Wealth Management (PWM) credit requests submitted by Private Wealth and Lending Advisors with minimal oversight . This position will serve ... experience in commercial or PWM underwriting **Preferences** + Master of Business Administration (MBA) + Commercial or Private Wealth management underwriting… more
- ADP (Miami, FL)
- **ADP is hiring a Director, Health & Wealth !** The H&W leadership team has responsibility for delivery of the national TotalSource Health and Wealth programs ... in alignment with quality and service standards, and in compliance with applicable laws (Federal, State and local). Manage...Work with the governing Committees of the Health & Wealth plans and other TotalSource leadership to drive strated,… more
- Truist (Orlando, FL)
- …geography of Truist. JOB SUMMARY Directly administers and provides fiduciary advice and oversight for all types of Wealth trust accounts including personal ... for the proper escalation of matters to various internal parties including Risk Oversight , Legal, and Compliance . 7. Responsible for the completion of projects… more
- Raymond James Financial, Inc. (FL)
- …and distribution efforts to expand market reach and drive growth. Ensuring compliance with regulatory standards, the President fosters a culture of innovation, ... and performance while strengthening distribution channels for asset and wealth management solutions. **Job Description** **Key Responsibilities** + Develop and… more
- M&T Bank (North Palm Beach, FL)
- …**Primary Responsibilities:** + Apply deep experience and technical understanding to the administration and oversight of complex trust relationships within an ... **Overview:** Responsible for the administration and fiduciary management of complex trust relationships...to account administrative activities. Serve as key partner to wealth clients and developing and implementing trust solutions to… more
- Citigroup (Tampa, FL)
- …and oversight of legal entity end-to-end governance frameworks and administration for the business, coupled with additional supporting roles in the broader ... of internal stakeholders such as Front Office Sales and Trading Desks, Compliance , Legal, Finance and HR; alongside having significant interaction with our external… more
- Parker Hannifin Corporation (Miami, FL)
- … administration and government procurement that may include international compliance . Additional Comments: The essential functions have been provided as examples ... regulatory requirements, negotiation techniques, and evaluation of risk. Provides oversight for assigned programs, conducts contract risk management reviews and… more
- Wells Fargo (Palm Beach, FL)
- …banking and fiduciary topics including investment management, general trust administration , specialty trusts, custody, tax, specialty assets, regulatory, privacy, ... the needs of HNW and UHNW clients and provide personalized advice and wealth and asset management services, including: * Personal trust services. * Estate services.… more
- MyFlorida (Fort Pierce, FL)
- …Public Law 100-323. The incumbent will assure the local office is in compliance with Federal Regulations, standards of performance and contractual provisions of the ... + Creates, develops, and implements local policies and procedures to ensure compliance with the JVSG regulations. This position confers with personnel to ensure… more