- Citigroup (Tampa, FL)
- …Tax Operations Quality Assurance (QA) team in our Wealth division. The Global Regulatory Reporting & Client Tax Operations Quality Assurance (QA) VP will ... Regulatory Reporting & Client ...and accuracy of information across a broad range of wealth management products and client portfolios. The ideal… more
- Citigroup (Tampa, FL)
- …to provide legal support, advice, and guidance to the business. This role is part of the Wealth Client Segments Legal team and is based in Tampa. The Wealth ... and mobile client platforms, and account mandates. Wealth Client Segments Legal also cover cross-border...teams and in connection with various initiatives, queries and regulatory implementation/review processes. + Participate in Wealth … more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …trusted relationships with senior leadership, including executive management of the Private Client Group (PCG), the firm's wealth management unit, and Asset ... models needed to risk manage the business. . Oversees and evolves risk reporting processes to enhance the accuracy and effectiveness of risk information. . Ensures… more
- Truist (Jupiter, FL)
- …as primary relationship advisor for high net worth and ultra-high net worth wealth clients. Responsible for developing and deepening client relationships through ... attorneys and CPAs. * Maintain appropriate legal, operating and regulatory controls to manage risk and compliance. Works within...needed * 8 or more years of sales and client management experience in Wealth Management and… more
- Fifth Third Bank, NA (Boca Raton, FL)
- …a career in banking at Fifth Third Bank. GENERAL FUNCTION: Serves as the primary Wealth Planning expert and resource for high net worth prospects and client ... through the development, delivery and implementation of a customized wealth plan, which includes proactive, high impact, multi-generational planning solutions… more
- Citigroup (Miami, FL)
- …Advisors to conceptualize, propose, and review tailored investment portfolios for Citi Global Wealth 's high net worth clients. A PC will manage the implementation of ... Citi Global Wealth investment products to identify unusual concentrations of individual...compliance with evolving internal policies and external legal and regulatory frameworks. **Responsibilities:** + Responsible for identifying short- and… more
- Fifth Third Bank, NA (Naples, FL)
- …by challenging and collaborating with them to articulate and achieve their wealth goals. Create steams of highly credentialed specialists to provide wealth ... trust services. Ensures delivery and execution of Private Bank experience and client service standards. Responsible and accountable for risk by openly exchanging… more
- Regions Bank (Ocala, FL)
- …unless required by law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule for a minimum ... of the system. **Job Description:** At Regions, the Private Wealth Management Advisor develops and maintains a portfolio of... Management Advisor develops and maintains a portfolio of client relationships within the defined affluent and high net… more
- Regions Bank (Orlando, FL)
- …unless required by law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule for a minimum ... of the system. **Job Description:** At Regions, the Private Wealth Management Advisor develops and maintains a portfolio of... Management Advisor develops and maintains a portfolio of client relationships within the defined affluent and high net… more
- Fifth Third Bank, NA (Naples, FL)
- …assisting with marketing related activities, establishing and maintaining files to meet regulatory requirements. Client Experience + Develops positive client ... degree or equivalent experience preferred + Minimum of 3 years of successful sales/ client service experience in the wealth management services industry + Ability… more
- Citigroup (Jacksonville, FL)
- …Partners, Home Lending Officer, Digital Wealth Solutions, etc.) + Manage client follow-up and adhere to all Regulatory and Compliance operating procedures ... The Wealth Solutions Advisor SAFE Act position is a...account solutions that best meet the needs of the client , which may include digital platforms, centralized team-based advice,… more
- Citigroup (Boca Raton, FL)
- …Officer, etc.) + Acquire new clients through converting referral leads. + Manage client follow-up and adhere to all Regulatory and Compliance operating ... The Senior Wealth Advisor SAFE Act is a seasoned professional...and recommend the best offering to clients based on client profiling and suitability assessments + Make securities recommendations… more
- Citigroup (Miami Beach, FL)
- … bonding. + Acquire new clients through converting referral leads + Manage client follow-up and adhere to all Regulatory and Compliance operating procedures. ... The Wealth Relationship Manager SAFE Act is a seasoned...skills. + Anticipate the complex financial needs of the client and offer solutions through a wide range of… more
- Citigroup (Plantation, FL)
- … bonding. + Acquire new clients through converting referral leads. + Manage client follow-up and adhere to all Regulatory and Compliance operating procedures ... The Wealth Relationship Manager SAFE Act is a seasoned...skills. + Anticipate the complex financial needs of the client and offer solutions through a wide range of… more
- Bank of America (Destin, FL)
- …is a direct report to the Senior Client Relationship Manager with dual reporting to the Merrill Wealth Management Market Executive (ME). The MCRM functions ... Merrill Wealth Management experience strongly preferred + Self-motivated and client centric + Expert knowledge of regulatory and supervisory requirements… more
- Deloitte (Tampa, FL)
- …following topics: trading, operations, lending, core banking platforms, compliance monitoring, regulatory reporting , risk or case management, or data management ... Financial Services Manager - Regulatory & Financial Risk Our Deloitte Regulatory , Risk & Forensic team helps client leaders translate multifaceted risk and… more
- First Horizon Bank (Orlando, FL)
- …requirements are met where needed. + 5 or more years of sales and client management experience in Wealth Management and a demonstrated ability to manage ... **Location:** On site as described in posting. **Summary** As a Private Client Relationship Manager (PCRM), you are responsible for new business development with… more
- Bank of America (Jacksonville, FL)
- …reporting data validation, case investigation, reconciliation requests, and client inquiry workflows. Job expectations include supporting standard transaction ... tax related functions to support Internal Revenue Service (IRS) and State regulatory required tax reporting and withholding payments, primarily on behalf… more
- Citigroup (Jacksonville, FL)
- …and has an in-depth understanding of the banking and investment needs of the wealth client as well as a detailed understanding of contact center management ... The Senior Group Manager for the Citigold Client Service teams is responsible for implementation and...partners to tailor training, communication, campaign management and productivity reporting to meet goals. The Senior Group Manager for… more
- Citigroup (Miami, FL)
- …client /firm by complying with relevant policies, procedures, and country legal/ regulatory requirements. **Job Requirements** **New Client and Business ... credibility with clients **Compliance Oversight and Controls** + Comply with all regulatory policies and control procedures regarding client transactions and… more