- Vanguard (Malvern, PA)
- …of global finance? Vanguard is seeking a strategic and collaborative attorney to join our Securities Finance Legal team. In this role, you'll be at the forefront ... of drafting and negotiating high-impact legal agreements-from securities lending and repurchase transactions to broker/dealer trading and platform documentation.… more
- Vanguard (Malvern, PA)
- Join a dynamic legal team at the intersection of innovation and investor access, where you'll shape the future of product distribution across third-party platforms ... of choice for the next generation of investors, your expertise in securities law and ERISA will be pivotal in driving compliant, forward-thinking solutions.… more
- TD Bank (Mount Laurel, NJ)
- …Act of 1940, FINRA, SEC rules, and other applicable state and federal securities laws.** + **Help mitigate risk and ensure the firm meets regulatory obligations.** ... expertise and Compliance advice to business management.** + **Assist senior compliance managers with regulatory engagements, including on-site exam coordination,… more
- American Water (Camden, NJ)
- … Counsel and Secretary (Corporate Secretary) within the Legal Counsel & Services Department. The Senior SEC/Governance Paralegal will independently handle ... to time by the Corporate Secretary or the SEC Counsel . The Senior SEC/Governance Paralegal will also...of the Corporate Secretary. _*Key Accountabilities*_ * Assist with legal and compliance processes associated with the preparation of… more
- TD Bank (Mount Laurel, NJ)
- …clients of TD Bank, NA encompassing banking, custom credit, asset management, securities , investment advisory and insurance) through multiple legal entities (TD ... who are part of the client-facing Distribution teams are both securities -registered and insurance-licensed. Additionally, the Trust Advisors support both personal… more