- Regions Bank (Charlotte, NC)
- …and logging into the careers section of the system. **Job Description:** At Regions, the Business Unit Compliance Function Manager operates as a first, ... manage 1-2 analysts and typically reports directly to the Business Unit Compliance Group Manager,...quality assurance/control, audit or other related compliance function specific to a line of business … more
- Bank of America (Charlotte, NC)
- …of defense compliance and operational risk oversight for a Front-Line Unit , Control Function , and/or Third Parties. Key responsibilities include ensuring ... and operational risk oversight for a Front Line Unit , Control Function , and/or Third Parties. Key...* Executes risk governance and management routines * Ensures compliance and operational risks are considered in business… more
- Bank of America (Charlotte, NC)
- …provide independent compliance and operational risk oversight of Front Line Unit or Control Function (FLU/CF) performance and any related third party/vendor ... and operational risk oversight for a Front Line Unit , Control Function , and/or Third Parties. Key...**Responsibilities:** + Assesses risks and effectiveness of Front Line Unit (FLU) processes and controls to ensure compliance… more
- Bank of America (Charlotte, NC)
- …provide independent compliance and operational risk oversight of Front Line Unit or Control Function ("FLU/CF") performance and any related third ... and operational risk oversight for a Front Line Unit , Control Function , and/or Third Parties. Key...**Responsibilities:** + Assesses risks and effectiveness of Front Line Unit (FLU) processes and controls to ensure compliance… more
- Bank of America (Charlotte, NC)
- …defense compliance and operational risk oversight for a Front Line Unit , Control Function , and/or Third Parties. Key responsibilities include ensuring ... a timely manner. **Responsibilities:** + Assesses risks and effectiveness of Front Line Unit (FLU) processes and controls to ensure compliance with applicable… more
- Bank of America (Charlotte, NC)
- …provide independent compliance and operational risk oversight of Front Line Unit or Control Function (FLU/CF) performance and any related third party/vendor ... EAC Compliance & Ops Risk Specialist Chicago, Illinois;Charlotte, North...+ Policies, Procedures, and Guidelines Management + Advisory + Business Process Analysis + Interpret Relevant Laws, Rules, and… more
- Bank of America (Charlotte, NC)
- …provide independent compliance and operational risk oversight of Front Line Unit or Control Function (FLU/CF) performance and any related third party/vendor ... Description Summary** The Global Control Room (GCR) has a business -critical role to mitigate legal, compliance and...has a business -critical role to mitigate legal, compliance and reputational risk within the firm and is… more
- Truist (Charlotte, NC)
- …and regulations applicable to coverage areas and provide regulatory guidance to assigned business unit and/or function associates. 2. Review regulatory ... States of America) **Please review the following job description:** The compliance officer is responsible for independently monitoring business information… more
- Bank of America (Charlotte, NC)
- …for this role. **Responsibilities:** + Assesses risks and effectiveness of Front Line Unit (FLU) processes and controls to ensure compliance with applicable ... Compliance and Operational Risk Manager- Global Banking &...of Global Corporate & Investment Banking, Global Commercial Banking, Business Banking, Enterprise Payments, Global Research and Enterprise Credit… more
- Bank of America (Charlotte, NC)
- …provide independent compliance and operational risk oversight of Front Line Unit or Control Function (FLU/CF) performance and any related third party/vendor ... EAC Compliance & Op Risk Specialist Pennington, New Jersey;Charlotte,...+ Policies, Procedures, and Guidelines Management + Advisory + Business Process Analysis + Interpret Relevant Laws, Rules, and… more
- Bank of America (Charlotte, NC)
- …provide independent compliance and operational risk oversight of Front Line Unit or Control Function (FLU/CF) performance and any related third party/vendor ... EAC Compliance & Operational Risk Manager Charlotte, North Carolina...for new and emerging risks. The position focuses on Business Electronic Communications and Electronic Communications Retention. **Responsibilities:** +… more
- Bank of America (Charlotte, NC)
- …provide independent compliance and operational risk oversight of Front Line Unit or Control Function (FLU/CF) performance and any related third party/vendor ... EAC Compliance & Operational Risk Specialist Charlotte, North Carolina;Richmond,...that motivate, convey the "why" and connects contributions to business results. + Risk Manager: Leads and encourages the… more
- Bank of America (Charlotte, NC)
- …provide independent compliance and operational risk oversight of Front Line Unit or Control Function (FLU/CF) performance and any related third party/vendor ... Compliance and Operational Risk Manager (Security Log Management)...CF leaders to support the CORM Program objectives, balancing business strategy with appropriate controls. **Logging and Monitoring SME**… more
- Truist (Charlotte, NC)
- …Group. Prepare data sharing and data delivery agreements for data sharing outside given Business Unit or Corporate Group, and specifically delineate what data is ... business critical processes across a line of business or corporate function . This includes overseeing...retention, and data destruction requirements for CDEs for corresponding Business Unit or Corporate functions in collaboration… more
- Truist (Charlotte, NC)
- … Metadata Management: a. Onboard new CDEs that are specific to corresponding Business Unit or Corporate Group - collaborate with Technical Data Stewards. ... business critical processes across a line of business or corporate function . This includes overseeing...business process and traceability mapping - collaborate with Business Unit / Corporate Group representatives, Metadata… more
- TD Bank (Charlotte, NC)
- …in own area and participates in knowledge transfer within the team and business unit + Keeps current on emerging trends/developments and grows knowledge ... knowledge of broader related areas + Integrates knowledge of the enterprise sub- function 's or business line's overarching strategy in developing solutions across… more
- Wells Fargo (Charlotte, NC)
- …as well as making sound risk decisions commensurate with the business unit 's risk appetite and all risk and compliance program requirements. Candidates ... the business around data and reporting, including Business Unit Review / Operating Key Results...make recommendations for activities, procedures, or programs to improve business outcomes, ensure compliance with data privacy… more
- Wells Fargo (Charlotte, NC)
- …as well as making sound risk decisions commensurate with the business unit 's risk appetite and all risk and compliance program requirements. Candidates ... with significant ambiguity. A successful candidate will have experience in a business advisory function , defining and implementing analytics to support… more
- Wells Fargo (Charlotte, NC)
- …as well as making sound risk decisions commensurate with the business unit 's risk appetite and all risk and compliance program requirements. Candidates ... + Identify opportunities for process improvement by conducting root cause testing of all compliance and business metrics + Determine areas of strength or … more
- Bank of America (Charlotte, NC)
- …Testing Manager IC proactively manages the relationship with external consultants, front line unit (FLU) /Control Function (CF) Compliance and Operational ... system(s) of record required and is able to translates business strategy into work programs and processes. The Testing...proactively manages the relationship with external consultants, front line unit (FLU) /Control Function (CF) Compliance… more