- USAA (Charlotte, NC)
- … compliance progress, project implementation, management issues and legal/regulatory risk mitigation strategies. This position will be responsible for building ... + Establish and improve roles, policies and procedures for Compliance Management by all FSB business operational ...Enterprise initiatives + Stand up and oversee the BIS compliance program: identify risk and need, staff… more
- Wells Fargo (Charlotte, NC)
- …rules and regs that are not covered by compliance will be handled in Operational Risk . + Beneficial to have experience with how Wells Fargo creates Major ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... this role:** Wells Fargo is seeking a Senior Lead Operational Risk Officer in Operational ...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- Truist (Charlotte, NC)
- …the effective identification, mitigation, monitoring and reporting of Operational risk and other related risks (eg, technology, compliance , reputational) ... the following job description:** Key contributor to the Truist second line-of-defense (LoD2) Operational Risk team responsible for independent risk oversight… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... this role:** Wells Fargo is seeking a Senior Lead Operational Risk Officer in Operational ...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- US Bank (Charlotte, NC)
- …& Compliance (RM&C) team within CAS, specifically focusing on the following risk management topics: operational risk frameworks, operational loss ... and other concerns to senior management, operating committees, the Executive Risk Committee as well as the...developing an appropriate risk -based audit plan for Risk Management focusing on operational risk… more
- USAA (Charlotte, NC)
- … with policies, procedures, and processes established by the front-line units and Independent Risk Management to ensure ongoing compliance with the Risk ... business processes and risk management framework (including risk profile, risk appetite, and compliance...for Bank, Chief Audit Executive for Enterprise, executive management, Audit Committees, and Risk committees… more
- USAA (Charlotte, NC)
- …assurance services regarding the effectiveness and efficiency of the Association's governance, risk management, compliance and control processes, and in the ... of what makes us so special! **The Opportunity** The Executive Director Audit Services - Audit Services is responsible...of a degree + 10 years of internal audit, risk management, compliance , other control partner experience… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- US Bank (Charlotte, NC)
- …with Senior to Executive Leaders in their assigned Line of Business, Risk / Compliance /Audit (RCA) Consultants, RCA Managers and other Senior RCA Managers to, ... products/services, systems, and associated risks/controls - Thorough knowledge of Risk / Compliance /Audit competencies - Strong leadership and management skills… more
- USAA (Charlotte, NC)
- …activities are effectively identified, measured, monitored, and controlled in accordance with risk and compliance policies and procedures. **What you have:** + ... with the KYC documentation. + Experience in comprehensive management of fraud risk , including identification and mitigation, and ensuring compliance with… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... The Finance Transformation Office "FTO" is seeking an Executive Director to address a wide range of...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... Wells Fargo is seeking an Audit Manager - Executive Director as part of the Consumer, Small...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- USAA (Charlotte, NC)
- …Defines the operating strategies, policies, and procedures aimed at achieving operational effectiveness, efficiency and compliance . Develops the strategy roadmap ... activities are effectively identified, measured, monitored, and controlled in accordance with risk and compliance policies and procedures. **What you have:**… more
- TD Bank (Charlotte, NC)
- …user testing experience + Functional or program governance experience + Operational risk management experience + Archer experience **Customer Accountabilities:** ... ensures escalation of key risks to appropriate areas and/or executive review with business executive findings and...+ Establishes and provides on-going analysis and reporting on operational risk and/or other major risk… more
- Bank of America (Charlotte, NC)
- …a culture of risk identification, escalation and timely mitigation of compliance and operational risks. The role requires collaboration with executive ... to the manager's specific area of responsibility. Supports accountability for compliance elements of the Risk Framework, maintaining appropriate oversight… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... with internal and external customers + Collaborate with business for oversight of risk management + Interact with audit, legal, compliance , external agencies,… more
- Regions Bank (Charlotte, NC)
- …processes, and tools **Additional Job Description** + Strong exposure/background in multiple risk management areas specifically Operational Risk in order ... return, and/or positive customer impact + Continuously monitors control compliance and prevalent risk environment to ensure...to be agile and provide thought leadership to executive level leaders and Risk Stewards across… more