- TD Bank (Charlotte, NC)
- …banking sector. + Deep knowledge and experience of internal controls over financial reporting + Strong understanding of SOX 404 and FDICIA regulatory ... with various stakeholders and team members as required. The Financial Controls team is a newly established...frameworks (eg, + Provides training, guidance, and support to process/ control owners on SOX requirements and best… more
- Truist (Charlotte, NC)
- …that guides, monitors, evaluates, and reports on the effectiveness of internal control over financial reporting around technology and determines in-scope IT ... ( SOX ) testing Responsible for providing guidance on SOX requirements related to technology for control /process... readiness projects and identify and assess configuration of controls in financial reporting related IT processes.… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Financial Controls Manager within the Enterprise COSO testing team. The Enterprise Finance function contains ... following directives: + Providing meaningful assessments of business process automated controls within applications that support financial and regulatory… more
- Dentsply Sirona (Charlotte, NC)
- …drive innovation. **Make a difference** -by helping improve oral health worldwide. The Senior Manager , Internal Controls - IT is part of the Global Controls ... of Global Controls . Responsible for ensuring internal controls over financial reporting (ICFR) are designed...are designed and implemented effectively, he/she serves as a SOX and ICFR ITGC Subject Matter Expert (SME). He/She… more
- Bank of America (Charlotte, NC)
- …organization's adherence to security best practices, laws/rules/regulations, and policies. The Control Specialist will analyze technology, controls and various ... and Access Management (IAM) specific laws, rules, regulations, and Guidelines such as SOX , OCC, NIST, ISO/EC, FFIEC within the financial services sector. .… more
- Xylem (Charlotte, NC)
- …policies. + ** Control Design & Documentation:** Establish and document fit-for-purpose SOX controls across financial processes. Ensure alignment with ... or CPA/CA preferred. + Minimum 5-10 years' experience in financial controls , risk management, SOX ,...4 or consulting experience preferred. + Deep understanding of SOX compliance, internal control frameworks (COSO, PCAOB… more
- Truist (Charlotte, NC)
- …leadership, while maintaining a focus on mitigating risk for the firm from financial , reputation and regulatory items. Ensure that the advisors and teams, OSJs ... first line of defense supervisory principal reporting within the Governance and Controls Office (GCO) Centralized Supervision Group, serving as a subject matter… more
- Truist (Charlotte, NC)
- …processes and procedures. + Ensure robust internal controls over financial reporting in compliance with Sarbanes-Oxley ( SOX ) requirements, including ... accounting knowledge + Prior experience working for a large, SEC-registered financial institution or senior manager -level public accountant with extensive… more
- Truist (Charlotte, NC)
- …enhance control compliance with US GAAP and Sarbanes-Oxley Act ( SOX ) **Required Qualifications:** The requirements listed below are representative of the ... supervisory experience. + Prior experience working for a large, SEC-registered financial institution or senior manager -level public accountant with extensive… more
- US Bank (Charlotte, NC)
- …best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and succeed. We ... from Day One. **Job Description** The Corporate Audit Services (CAS) Senior Audit Manager - Corporate Function - Other is a management position that supports the… more
- TD Bank (Charlotte, NC)
- …are in compliance with applicable internal and external requirements ( eg financial controls , segregation of duties, transaction approvals and physical ... Solves unique and ambiguous problems with broad impact; typically oversees standards, controls and operating methods that have significant financial and… more
- Truist (Charlotte, NC)
- …Cycle (SDLC). 5. Strong knowledge of IT, information security and Cloud management and control frameworks (COSO, COBIT, NIST, SOX , PCI DSS). 6. Strong knowledge, ... America) **Please review the following job description:** Truist Audit Manager is responsible for providing a leadership role in...IT industry trends. 4. Strong knowledge of IT General Controls (ITGCs), IT Application Controls (ITACs), and… more
- Huntington National Bank (Charlotte, NC)
- Description Job Summary:The Manager of Cybersecurity Strategy and Governance is responsible for supporting the execution of strategic cybersecurity initiatives, ... across cybersecurity and business units to promote governance discipline, control maturity, and innovation enablement. The ideal candidate is detail-oriented,… more
- TD Bank (Charlotte, NC)
- …of the Independent Capital Evaluation including review of processes, procedures, and controls to ensure that the business, control , and infrastructure functions ... role. **Job Description:** We are looking for a Senior Manager to join TD's Capital Risk & Governance team....Accountabilities** + Maintain a culture of risk management and control , supported by effective processes in alignment with the… more
- Truist (Charlotte, NC)
- …processes and procedures. + Ensure robust internal controls over financial reporting in compliance with Sarbanes-Oxley ( SOX ) requirements, including ... supervisory experience. + Prior experience working for a large, SEC-registered financial institution or senior manager -level public accountant with extensive… more
- Bank of America (Charlotte, NC)
- …At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. We do this by driving Responsible ... and developing exceptional talent, supporting our teammates' physical, emotional, and financial wellness, recognizing and rewarding performance, and how we make an… more
- TD Bank (Charlotte, NC)
- …are in compliance with applicable internal and external requirements ( eg financial controls , segregation of duties, transaction approvals and physical ... the governance of Non-Model/EUC risk to the bank by executing compliance and control testing to validate that Non-Models/EUC risks are managed in compliant with the… more
- Truist (Charlotte, NC)
- …(SDLC). 5. Developing knowledge of IT, information security and Cloud management and control frameworks (COSO, COBIT, NIST, SOX , PCI DSS). 6. Good ... will interpret the results of audit work performed, determine internal control weaknesses, and make value-added recommendations. As appropriate, the Truist Senior… more
- Truist (Charlotte, NC)
- …Department of Financial Services (NYDFS), Cloud Security Alliance Cloud Controls Matrix (CSA-CCM), Sarbanes-Oxley Act ( SOX ), and Gramm-Leach-Bliley Act ... identity federation (SAML, OAuth, OpenID), Single Sign On (SSO), Role Based Access Control (RBAC), and Software as a Service (SaaS) access control integration.… more
- Truist (Charlotte, NC)
- …quality, and compliance initiatives, ensuring system controls align with financial regulations (eg SOX , internal/external audits). 10. Proactively identify ... ERP suite. This position will be involved with enhancing and supporting our current financial platforms within our SAP landscape with in the FI/CO modules. You will… more