- Bank of America (Charlotte, NC)
- …providing risk oversight and advice to the Line of Business (LOB) on risk management issues. Key responsibilities include monitoring and adhering to risk ... thresholds within the defined corporate standards, assisting in conducting execution of risk framework activities including independent monitoring and testing of… more
- Truist (Charlotte, NC)
- … regulatory reporting function. Such programs include effectiveness testing, risk monitoring , reporting, training, and remediation activities. Help identify ... risk exposure within the regulatory reporting framework. Support the training of regulatory reporting production teammates and data providers on… more
- Bank of America (Charlotte, NC)
- …Experts (SMEs) within the US team to validate the completeness and accuracy of GRR's high- risk regulatory reports (FFIEC 031, FR Y9C, FR Y-15, FR Y-14Q, etc.) ... framework activities including, but not limited to, independent monitoring and testing of controls and risk ... reports through operationally efficient processes to support the production of various regulatory reports as required… more
- Deloitte (Charlotte, NC)
- …and services + Experience with systems related to trading, operations, lending, compliance monitoring , regulatory reporting, risk or case management, or data ... provides a broad spectrum of services to address the operational, technological, regulatory , and risk management challenges faced by financial services clients… more
- Wells Fargo (Charlotte, NC)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), ... Wells Fargo is seeking a Lead Marketing Production Consultant in the Consumer Data and Engagement...effective escalation and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring… more
- Regions Bank (Charlotte, NC)
- …firm + Builds tools to be used throughout the firm in credit underwriting, portfolio monitoring and risk assessment + Provides support to area of expertise on ... and social risk management priorities and reporting needs based on regulatory and industry best practices (eg, scenario analysis, industry trending, etc.) +… more
- Wells Fargo (Charlotte, NC)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), ... obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring , governance, … more
- Huntington National Bank (Charlotte, NC)
- …their requests on a timely and accurate basis. + Work closely with capital market risk production team to ensure the model ongoing performance monitoring and ... counterparty credit risk , and keep ongoing compliance with model risk management requirements, and regulatory requirements. Duties and Responsibilities: +… more
- Bank of America (Charlotte, NC)
- …laws, rules and regulations to the design, implementation, and management of sanctions risk monitoring , testing, assessment, and analysis of FLU/CF processes. + ... monitors related performance and breach remediation. + Assists in production of independent economic sanctions risk management...Contributes to risk coverage plans, executes independent risk monitoring , testing, and risk … more
- Bank of America (Charlotte, NC)
- …plan as needed + Contributes to risk coverage plans, executes independent risk monitoring , testing, and risk assessments + Supports with escalating ... requirements and operational risks are appropriately addressed + Assists in the production of independent financial crimes risk management reporting to Global… more
- US Bank (Charlotte, NC)
- … production , and ongoing maintenance (including tuning and performance monitoring ) of the Bank's Anti-Money Laundering (AML) Transaction Monitoring ... SQL and will have some combination of prior experience with BSA/AML monitoring applications, corporate risk /audit functions, reporting and development of… more
- Wells Fargo (Charlotte, NC)
- …Compliance Team to support the acquisition, analysis, and testing of data reported in regulatory and risk reports. **In this role, you will:** + Navigate large, ... understand the flow of data from origination through to regulatory and risk reports + Support the...effective escalation and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring… more
- Huntington National Bank (Charlotte, NC)
- … risk measurement, model development, in-depth analysis, internal and regulatory risk reporting, stress testing, and model ongoing monitoring in a strong ... business lines + Production of committee presentation materials and regulatory market risk disclosures. + Execution of ongoing monitoring results in… more
- Wells Fargo (Charlotte, NC)
- …implement changes for internal accounting systems + Plan, design and direct the production of financial and regulatory reports + Manage response and resolution ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance),… more
- Bank of America (Charlotte, NC)
- …financial crimes risk management reporting **Skills:** + Critical Thinking + Monitoring , Surveillance, and Testing + Regulatory Compliance + Risk ... compliance and operational risks in alignment with the Compliance and Operational Risk Management (CORM) Program, the Financial Crimes and Global Compliance -… more
- Truist (Charlotte, NC)
- …in Production to uphold metric and data integrity + Ongoing analysis of in Production metrics to identify root cause of risk metrics that breach risk ... is to develop, install, and sustain data-driven solutions to evidence legal, regulatory and industry compliance. Leads, develops, and executes data strategies for… more
- Wells Fargo (Charlotte, NC)
- …and systems across the Compliance organization. The team manages and communicates production releases, working closely with technology and regulatory change ... of our systems and data. The team has ongoing responsibility for foundational risk components, data creation and monitoring , inquiry and defect management, and… more
- Wells Fargo (Charlotte, NC)
- …components of information security such as availability, integrity, confidentiality, risk management, threat identification, modeling, monitoring , incident ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance),… more
- Bank of America (Charlotte, NC)
- …plan as needed. + Contributes to risk coverage plans, executes independent risk monitoring , testing, and risk assessments. + Supports with escalating ... requirements and operational risks are appropriately addressed. + Assists in the production of independent financial crimes risk management reporting to Global… more
- Wells Fargo (Charlotte, NC)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), ... and collateral information that is included in SEC and regulatory filings. This role requires an ability to evaluate...effective escalation and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring… more